Turning Point Brands, Inc. filings document financial results, governance matters, and capital-structure disclosures for its branded consumer products business. Form 8-K reports furnish quarterly and annual earnings releases, investor presentation materials, and amendments to previously furnished results when corrections are made.
Proxy and annual meeting filings cover board elections, auditor ratification, advisory executive compensation votes, equity award disclosures, and related governance items. Other securities filings describe common stock activity under an at-the-market sales agreement, shelf registration materials, prospectus supplements, and the company’s common stock issuance capacity.
Turning Point Brands, Inc. ownership disclosure: Divisadero Street group reports beneficial ownership of 1,129,550 shares of Common Stock, representing 5.8% of the class as of the filing. The holdings are reported across Divisadero Street Capital Management, LP, Divisadero Street Partners, L.P., related Delaware entities, and William Zolezzi, with shared voting and dispositive power over the full amount.
The filing states these shares are directly owned by advisory clients of Divisadero Street Capital Management, LP, and notes that, other than Divisadero Street Partners, L.P., none of those clients individually beneficially own more than 5% of the class. Signatures and exhibits (Joint Filing Agreement; Control Person Identification) are included.
Reddy Rohith reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director Rohith Reddy received an equity grant. He was awarded 1,295 shares of common stock in the form of restricted stock units at a reference price of $92.71 per share under the company’s 2021 Equity Incentive Plan.
Following this grant, Reddy holds a total of 6,795 equity interests in the company, consisting of 1,295 restricted stock units and 5,500 shares of common stock held directly. This is a compensation-related stock award rather than an open-market purchase.
Turning Point Brands, Inc. senior vice president of finance and chief accounting officer Brian Wigginton reported an open-market sale of 4,000 shares of common stock at a weighted average price of $91.67 per share on May 12, 2026.
After this sale, he holds a total of 9,230 shares, consisting of 4,627 restricted stock units and 4,603 shares of common stock. This filing reflects a single net sale with no derivative exercises reported.
Turning Point Brands director Lawrence Wexler reported a new stock award and his current equity holdings. He received a grant of 1,295 shares of common stock at $92.7100 per share, bringing his directly held common stock to 287,689 shares.
The total 287,689 figure includes 2,442 restricted stock units and 285,247 shares of common stock. Wexler also holds several option grants over common stock with exercise prices ranging from $14.8500 to $51.7500 and expiration dates between 2027 and 2031. These entries are compensation-related and do not reflect open‑market buying or selling.
Shanahan Kathleen M reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director receives equity award. Director Kathleen M. Shanahan was granted 1,295 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan at a reference value of $92.71 per unit. After this award, she holds 2,353 shares and units in total, including 1,058 shares of common stock.
Usher Stephen reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director Stephen Usher received an equity grant rather than buying shares on the market. On May 11, 2026, he was awarded 1,295 restricted stock units under the company’s 2021 Equity Incentive Plan, valued at $92.71 per unit for reporting purposes.
After this grant, his reported equity stake totals 5,470 share-equivalents, consisting of 4,175 shares of common stock plus the newly awarded 1,295 restricted stock units, all held directly.
Diao H.C. Charles reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands, Inc. director H.C. Charles Diao received a grant of 1,295 restricted stock units under the company’s 2021 Equity Incentive Plan. These RSUs are a form of stock-based compensation rather than an open-market purchase. After the award, Diao’s reported direct holdings total 11,099 equity interests, consisting of the newly granted 1,295 restricted stock units and 9,804 shares of common stock.
Frushone Ashley Davis reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands, Inc. director Ashley Davis received a grant of 1,295 restricted stock units. The award, reported at a reference price of $92.71 per share, was made under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan.
After this grant, Davis holds a total of 8,794 shares and units, consisting of the newly awarded 1,295 restricted stock units and 7,499 shares of common stock held directly.
Catsimatidis John A. Jr reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director John A. Catsimatidis Jr. reported an equity compensation grant and updated share holdings. He received a grant of 1,295 restricted stock units of common stock under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan at a reference price of $92.71 per share. After this award, he holds 14,768 shares directly, including both common shares and the newly granted restricted stock units. Separately, an affiliated entity, United Refining, Inc., holds 400,000 shares of common stock, and this position is reported as indirectly owned. The filing notes that United Refining, Inc. is an indirect wholly owned subsidiary of Red Apple Group, Inc., and that Mr. Catsimatidis Jr., as President and Chief Operating Officer of Red Apple Group, Inc., may be deemed a beneficial owner of these shares, while he disclaims beneficial ownership except to the extent of his pecuniary interest.
Baxter Gregory H.A. reported acquisition or exercise transactions in this Form 4 filing.
Turning Point Brands director Baxter Gregory H.A. received an equity grant of 1,295 restricted stock units (RSUs) of common stock on May 11, 2026, valued at $92.71 per unit. After this award, his direct holdings total 40,214 shares and units, including 38,919 shares of common stock and the newly granted RSUs, reflecting routine compensation under the company’s 2021 Equity Incentive Plan rather than an open-market purchase.