LPL Financial to Present at the Goldman Sachs Financial Services Conference

Rhea-AI Summary

LPL Financial (Nasdaq: LPLA) said Chief Executive Officer Rich Steinmeier will present at the Goldman Sachs Financial Services Conference on December 9, 2025 at 8:00 a.m. ET.

A live audio webcast will be available at investor.lpl.com, with a replay posted after the presentation. The company supports over 32,000 financial advisors, services approximately $2.3 trillion in brokerage and advisory assets, and serves about 8 million clients through roughly 1,100 financial institutions.

News Market Reaction

+1.65%

1 alert

+1.65% News Effect

On the day this news was published, LPLA gained 1.65%, reflecting a mild positive market reaction.

Data tracked by StockTitan Argus on the day of publication.

Key Figures

Financial advisors: over 32,000 Client assets: $2.3 trillion Client accounts: approximately 8 million +2 more

5 metrics

Financial advisors over 32,000 Advisors supported across LPL’s platforms

Client assets $2.3 trillion Brokerage and advisory assets serviced and custodied

Client accounts approximately 8 million Americans served by LPL advisors and institutions

Institutions served approximately 1,100 Financial institutions using LPL wealth management support

Conference time 8:00 a.m. ET Goldman Sachs Financial Services Conference presentation on Dec 9, 2025

Market Reality Check

Price: $376.09 Vol: Volume 920,755 is 1.71x i...

high vol

$376.09 Last Close

Volume Volume 920,755 is 1.71x its 20-day average of 537,461 ahead of this conference news. high

Technical Trading above its 200-day MA of 352.27, with price at 387.45 pre-announcement.

Peers on Argus

LPLA was up 3.28% with elevated volume, while key capital markets peers like TW,...

LPLA was up 3.28% with elevated volume, while key capital markets peers like TW, FUTU, EVR, HLI, and SF showed smaller gains between 0.27% and 1.47%, suggesting a more stock-specific move than a broad sector surge.

Common Catalyst Both LPLA and EVR announced participation in the Goldman Sachs Financial Services Conference on December 9, indicating a shared conference-related news theme among select peers.

Historical Context

5 past events · Latest: Dec 09 (Neutral)

Pattern 5 events

Date	Event	Sentiment	Move	Catalyst
Dec 09	2026 outlook report	Neutral	+1.7%	Release of 2026 economic and market outlook emphasizing policy and volatility.
Dec 05	Executive appointment	Neutral	+0.7%	Appointment of a new chief legal officer and Management Committee member.
Dec 04	IPO anniversary event	Neutral	+0.7%	15-year IPO anniversary bell ringing and long-term growth highlights.
Dec 02	Conference appearance	Neutral	+1.6%	CEO presentation at Goldman Sachs Financial Services Conference with webcast.
Dec 02	Advisor onboarding	Neutral	-0.8%	Kūpono Wealth Planning joining LPL’s broker-dealer and RIA platform.

Pattern Detected

Recent LPLA corporate and branding announcements have generally coincided with modestly positive 1-day price reactions, with one advisor-onboarding release seeing a small decline.

Recent Company History

Over the last several days, LPLA has issued multiple corporate updates, including welcoming Kūpono Wealth Planning on Dec 2, 2025, announcing a Goldman Sachs conference presentation on Dec 2, celebrating its 15-year IPO anniversary with a Nasdaq bell ringing on Dec 8, 2025, adding a new chief legal officer on Dec 5, 2025, and releasing its 2026 Outlook on Dec 9, 2025. These events highlight continued advisor growth and an asset base around $2.3 trillion, with mostly modest positive price reactions.

Market Pulse Summary

This announcement highlights LPL’s participation in a major Goldman Sachs financial services confere...

Analysis

This announcement highlights LPL’s participation in a major Goldman Sachs financial services conference, with a webcast scheduled for 8:00 a.m. ET on December 9, 2025. It underscores the firm’s scale, supporting over 32,000 advisors, roughly 1,100 institutions, and around $2.3 trillion in client assets. Investors may watch the presentation for any incremental commentary on business trends, advisor growth, and asset flows beyond what recent filings and updates have disclosed.

Key Terms

registered investment advisor, broker-dealer, finra, sipc

4 terms

registered investment advisor financial

"a registered investment advisor and broker-dealer. Member FINRA/SIPC."

A registered investment advisor is a professional or firm that provides financial advice and manages investments for clients, operating under regulations that require them to act in their clients' best interests. This designation helps investors identify trustworthy advisors who are legally committed to providing transparent and fair guidance, much like a licensed doctor is bound to prioritize patient well-being.

broker-dealer financial

"a registered investment advisor and broker-dealer. Member FINRA/SIPC."

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

finra regulatory

"a registered investment advisor and broker-dealer. Member FINRA/SIPC."

FINRA is the U.S. self‑regulatory organization that oversees brokerage firms and individual brokers, setting and enforcing rules to protect investors and keep markets orderly. Think of it as a referee and rulebook keeper for the broker industry: it licenses brokers, monitors their behavior, enforces standards, and runs complaint and arbitration systems, so investors can check records and have a path to resolve disputes.

sipc regulatory

"a registered investment advisor and broker-dealer. Member FINRA/SIPC."

The Securities Investor Protection Corporation (SIPC) is a nonprofit organization that helps customers recover cash and securities if a registered brokerage firm fails and assets are missing. Think of it like an insurance backstop for your brokerage account—it can replace missing holdings up to legal limits but does not protect against losses from market movements or bad investment choices.

AI-generated analysis. Not financial advice.

SAN DIEGO, Dec. 02, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that Rich Steinmeier, Chief Executive Officer, will present at the Goldman Sachs Financial Services Conference on December 9.

The presentation takes place at 8 a.m. ET. A live audio webcast of the presentation will be accessible at investor.lpl.com, with a replay available on the website after the presentation.

Contacts

Investor Relations
investor.relations@lplfinancial.com

Media Relations
media.relations@lplfinancial.com

About LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.

Securities and Advisory services offered through LPL Financial LLC (“LPL Financial”), a registered investment advisor and broker-dealer. Member FINRA/SIPC.

Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.

We routinely disclose information that may be important to shareholders in the “Investor Relations” or “Press Releases” section of our website.

FAQ

When will LPL Financial (LPLA) present at the Goldman Sachs Financial Services Conference?

LPL Financial CEO Rich Steinmeier will present on December 9, 2025 at 8:00 a.m. ET.

How can investors watch the LPL Financial (LPLA) presentation on December 9, 2025?

A live audio webcast will be available at investor.lpl.com, with a replay posted after the presentation.

What will LPL Financial (LPLA) likely discuss at the Goldman Sachs Financial Services Conference?

The presentation will cover the company’s business and strategy; no specific agenda items or new financial guidance were disclosed.

Who is presenting for LPL Financial (LPLA) at the December 9, 2025 conference?

Chief Executive Officer Rich Steinmeier is the scheduled presenter.

What scale of assets and advisor network does LPL Financial (LPLA) report ahead of the conference?

LPL reports supporting over 32,000 financial advisors, servicing about $2.3 trillion in assets and roughly 8 million client relationships.

Where can media or investors direct questions about the LPL Financial (LPLA) conference presentation?

Investor questions can be sent to investor.relations@lplfinancial.com and media to media.relations@lplfinancial.com.