Every Form 4 that AllianceBernstein Holding, L.P. (AB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AB filings page.
AllianceBernstein Holding L.P. director Charles G.T. Stonehill reported a sale of 5,000 AB Holding Units on 2026-08-04 at an average price of about $37.17 per unit in an open-market or private transaction. After this sale, he directly holds 24,573 AB Holding Units.
AllianceBernstein Holding L.P. director Bruce M. Holley reported receiving a grant of 4,397 AB Holding Units as equity compensation. The award was approved by the Board of Directors of AllianceBernstein Corporation, the general partner of AB Holding.
The restricted AB Holding Units will vest and be delivered in three equal 33.33% installments on May 1, 2027, May 1, 2028 and May 1, 2029. Following this grant, Holley directly holds a total of 13,642 AB Holding Units.
The grant was valued using the closing price of AB Holding Units of $38.67 on the grant date, May 20, 2026. This filing reflects a routine compensation-related acquisition rather than an open-market purchase or sale.
Stonehill Charles G.T. reported acquisition or exercise transactions in this Form 4 filing.
AllianceBernstein Holding L.P. director Charles G.T. Stonehill received a grant of 4,397 restricted AB Holding Units on May 20, 2026, valued at $38.67 per unit. His direct holdings increased to 29,573 AB Holding Units. The grant vests in three equal 33.33% installments on May 1 of 2027, 2028 and 2029.
Kaye Daniel G reported acquisition or exercise transactions in this Form 4 filing.
ALLIANCEBERNSTEIN HOLDING L.P. director Daniel G. Kaye reported receiving an equity award of 4,397 restricted AB Holding Units. The grant was approved by the Board of Directors of AllianceBernstein Corporation, the general partner, at a meeting on May 20, 2026.
The restricted units will vest and be delivered in three equal 33.33% installments on May 1 of 2027, 2028 and 2029, aligning the director’s compensation with long-term performance. Following this award, Kaye directly holds 48,527 AB Holding Units. The closing price on the grant date was $38.67 per unit.
Narayandas Das reported acquisition or exercise transactions in this Form 4 filing.
ALLIANCEBERNSTEIN HOLDING L.P. granted Director Narayandas Das 4,397 restricted AB Holding Units as equity compensation. The grant was approved by the Board of AllianceBernstein Corporation, with each Independent Director recusing himself or herself from approving this specific grant.
The units were valued at $38.67 per unit, based on the NYSE closing price on May 20, 2026, and will vest in three equal 33.33% installments on May 1, 2027, 2028 and 2029. After this award, Das directly holds 49,318 AB Holding Units.
Walthall Todd reported acquisition or exercise transactions in this Form 4 filing.
ALLIANCEBERNSTEIN HOLDING L.P. director Todd Walthall received an equity grant of 4,397 AB Holding Units as compensation. The award was approved by the Board of Directors of AllianceBernstein Corporation, the general partner.
The restricted AB Holding Units will vest and be delivered in three equal 33.33% installments on May 1, 2027, 2028 and 2029. The grant was based on the NYSE closing price of $38.67 per unit on May 20, 2026, and brings Walthall’s direct holdings to 25,277 AB Holding Units.
LAMMTENNANT JOAN M reported acquisition or exercise transactions in this Form 4 filing.
ALLIANCEBERNSTEIN HOLDING L.P. director Joan M. LammTennant received a grant of 4,397 AB Holding Units as equity compensation. The grant was approved by the Board of Directors of AllianceBernstein Corporation, the general partner, with each Independent Director recusing from approving his or her own grant.
The restricted AB Holding Units vest and are delivered in three equal 33.33% installments on May 1, 2027, 2028 and 2029, aligning compensation with multi‑year performance. Following this award, LammTennant directly holds 24,875 AB Holding Units. The grant was valued using the closing price of $38.67 per unit on May 20, 2026.
ALLIANCEBERNSTEIN HOLDING L.P. director and CEO Seth P. Bernstein sold 29,000 AB Holding Units in an open-market transaction on April 30, 2026 at a weighted average price of $39.539 per unit. After this sale, he directly holds 212,046 AB Holding Units, which represent beneficial ownership of limited partnership interests in the firm.
ALLIANCEBERNSTEIN HOLDING L.P. CEO Seth P. Bernstein reported an open-market sale of 26,840 AB Holding Units. The weighted average sale price was $41.08 per unit, with individual sale prices ranging from $40.69 to $41.57. After this transaction, he directly held 241,046 AB Holding Units, which represent beneficial ownership interests in limited partnership interests of the firm.
AllianceBernstein Holding L.P. reported an equity award to its Chief Accounting Officer via an insider ownership filing. On December 10, 2025, the officer received a 2025 long-term incentive compensation award of 517 AB Holding Units, valued using the closing price of $41.11 per unit on that date. These units represent beneficial ownership interests in limited partnership units of AllianceBernstein Holding L.P.
The 517 AB Holding Units are held in a rabbi trust under AllianceBernstein’s incentive compensation award program until they vest and are delivered to the officer. The award vests in equal annual installments on December 1, 2026, 2027 and 2028, subject to agreements and covenants in the award documentation. Following this transaction, the officer is shown as indirectly owning 7,903 AB Holding Units through the rabbi trust.
AllianceBernstein Holding L.P. Chief Operating Officer Karl Sprules reported equity transactions in AB Holding Units on December 10, 2025. The disclosure shows a disposition of 2,490 AB Holding Units at $41.11 per unit and the acquisition of a 2025 long-term incentive award of 44,393 AB Holding Units at the same price. Following these transactions, Sprules directly held 129,640 units and indirectly held 94,270 units through a rabbi trust. The long-term incentive award, held in the rabbi trust under AllianceBernstein's incentive compensation program, vests in equal annual installments on December 1, 2026, 2027 and 2028, subject to the terms and covenants of the award agreement.
AllianceBernstein Holding L.P. reported that its General Counsel and Corporate Secretary received a long-term equity incentive award in the form of 11,068 AB Holding Units on December 10, 2025. These units were valued using a closing price of $41.11 per AB Holding Unit on that date and are held in a rabbi trust under the company’s incentive compensation award program.
The award vests in three equal annual installments on December 1, 2026, 2027 and 2028, subject to agreements and covenants in the applicable award agreement. Following this grant, the reporting person beneficially owns 26,298 AB Holding Units indirectly through the rabbi trust.
AllianceBernstein Holding L.P. executive Onur Erzan reported an equity incentive award on Form 4. On December 10, 2025, Erzan was granted 65,678 AB Holding Units as his 2025 long-term incentive compensation award, approved by the Compensation and Workplace Practices Committee. The units were valued using the closing price of an AB Holding Unit of $41.11 on that date. These AB Holding Units are held in a rabbi trust under AllianceBernstein’s incentive compensation award program until they vest and are delivered to him. The award vests in three equal annual installments on December 1, 2026, 2027, and 2028. Following this award, Erzan beneficially owns 275,663 AB Holding Units indirectly through the rabbi trust.
AllianceBernstein Holding L.P. granted a significant long-term equity incentive award to its President and CEO, Seth P. Bernstein. On December 10, 2025, he was awarded 159,937 AB Holding Units, representing beneficial ownership interests in the partnership, at a reference closing price of $41.11 per unit.
The units are held in a rabbi trust under AllianceBernstein’s incentive compensation program until they vest and are delivered to him. The award vests in three equal annual installments on December 1, 2026, 2027 and 2028, subject to the agreements and covenants in the award documentation. Following this grant, 597,308 AB Holding Units are reported as beneficially owned indirectly through the rabbi trust.
AllianceBernstein Holding L.P. reported an equity compensation grant to its Chief Accounting Officer on December 10, 2025. The officer received a long-term incentive award of 11,554 AB Holding Units, valued using the closing price of $41.11 per unit on that date. These units are held in a rabbi trust under the company’s incentive compensation award program until they vest and are delivered.
The award vests in three equal annual installments on December 1, 2026, 2027, and 2028, subject to agreements and covenants in the award documentation. Following this transaction, the officer beneficially owns 28,069 AB Holding Units, held indirectly through the rabbi trust.
AllianceBernstein Holding L.P. executive Karl Sprules, the Chief Operating Officer, reported equity award activity involving AB Holding Units. On December 1, 2025, 43,012 AB Holding Units that he previously held indirectly through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these, 14,978 AB Holding Units were withheld to cover taxes and 28,034 AB Holding Units were delivered to him.
Following these transactions at a reference closing price of $41.43 per AB Holding Unit on December 1, 2025, Sprules reported beneficial ownership of 49,877 AB Holding Units indirectly through the rabbi trust and 132,130 AB Holding Units directly.
AllianceBernstein Holding L.P. reported an insider equity transaction by its General Counsel & Corporate Secretary, who filed as a single reporting person. On December 1, 2025, 6,724 AB Holding Units held for him in a rabbi trust under an employee incentive compensation award program were distributed. Of these, 1,638 units were withheld for taxes and 5,086 units were delivered to him.
The transaction used the NYSE composite closing price of $41.43 per AB Holding Unit on that date for reporting purposes. After the transaction, he reported 15,230 units held indirectly through the rabbi trust and 71,615 units held directly.
AllianceBernstein Holding L.P. officer Onur Erzan reported changes in his holdings of AB Holding Units on December 1, 2025. A total of 63,943 AB Holding Units previously held for him in a rabbi trust under an employee incentive compensation award program were distributed, with 35,361 units withheld for tax purposes and 28,582 units delivered to him. After the transactions, 209,985 AB Holding Units were held indirectly for him by the rabbi trust and 28,582 AB Holding Units were held directly in his name. The report uses a reference price of $41.43 per AB Holding Unit, the NYSE composite closing price on that date.
AllianceBernstein Holding L.P. President and CEO Seth P. Bernstein reported changes in his ownership of AB Holding Units on Form 4. On December 1, 2025, a total of 65,719 AB Holding Units that had been held for his benefit in a rabbi trust under an employee incentive compensation program were distributed to him. At a closing price of $41.43 per AB Holding Unit that day, 36,343 units were withheld to cover taxes and 29,376 units were delivered to him. After these transactions, he reported 437,371 AB Holding Units held indirectly through the rabbi trust and 267,886 AB Holding Units held directly.
AllianceBernstein Holding L.P. reported an insider transaction involving its Chief Accounting Officer. On December 1, 2025, 2,660 AB Holding Units previously held for him in a rabbi trust under an employee incentive compensation program were distributed.
Of these units, 649 AB Holding Units were withheld to cover taxes and 2,011 AB Holding Units were delivered to him, based on a closing price of $41.43 per AB Holding Unit on that date. After the transactions, he held 16,515 AB Holding Units indirectly through the rabbi trust and 26,566 AB Holding Units directly.