Welcome to our dedicated page for Ascent Industries Co. SEC filings (Ticker: ACNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ascent Industries Co. filings document the regulatory record of a specialty chemicals operating company, including financial results, material agreements, governance matters and capital-structure actions. Form 8-K reports cover purchase agreements for completed asset acquisitions, credit-facility amendments and lender consents, sale-leaseback and lease-related obligations, quarterly results releases, investor-presentation materials and related non-GAAP reconciliations.
Proxy filings describe board composition, director elections, executive compensation and shareholder-voting matters. The filing record also documents Ascent’s transition toward a focused specialty chemicals platform through completed tubular-business asset sales, internal chemical-manufacturing organizational changes, share repurchase activity, and disclosures tied to debt facilities and operating leases.
ASCENT INDUSTRIES CO. director Jeremy Rohen filed an initial Form 3, which is the required statement of his beneficial ownership when he became a reporting insider. The filing shows no reported transactions in company securities at this time.
Ascent Industries Co. Schedule 13G/A reports that Mink Brook affiliates beneficially hold an aggregate of 886,769 shares of common stock as of the close of business on March 31, 2026. The filing states those shares represent 9.6% of the class for Mink Brook Capital GP LLC and related reporting persons, using 9,243,948 shares outstanding as of March 27, 2026 as the denominator. The submission clarifies shared voting and dispositive power across Mink Brook Partners LP (500,846 shared power) and Mink Brook Opportunity Fund LP (385,923 shared power), and disclaims certain beneficial ownership by William Mueller and the GP except to the extent of pecuniary interest.
Ascent Industries Co. expanded its Board of Directors from five to seven members and appointed specialty chemicals veterans Carmen J. Giannantonio and Jeremy F. Rohen as independent directors, effective April 1, 2026. Both will serve on key committees, adding finance, M&A, and distribution expertise.
The company also adopted a Rule 10b5-1 trading plan to repurchase up to 1,750,000 shares of its common stock between March 31, 2026 and May 11, 2026 under its existing stock repurchase program. Director John P. Schauerman will not stand for re-election but will serve through the 2026 Annual Meeting.
Ascent Industries Co. filed a shelf registration to offer up to $100,000,000 of securities, consisting of common stock, debt securities, warrants, purchase contracts, rights and units, to be sold from time to time in one or more offerings.
The prospectus is a general description; specific terms, amounts, prices and distribution methods will be set forth in prospectus supplements. Net proceeds are expected to be used for general corporate purposes, including capital expenditures, debt reduction, acquisitions or working capital.
ASCENT INDUSTRIES CO. reported compensation-related equity activity for V.P. Business Operations Harshil Vipul Shah. On March 26, 2026, he acquired 5,896 shares of common stock at $12.84 per share as a grant, after performance stock units vested at 109% of the target award based on adjusted EBITDA criteria. On March 27, 2026, 2,096 shares at $12.85 per share were disposed of to cover tax withholding obligations. Following these transactions, he directly holds 6,894 shares of common stock.
ASCENT INDUSTRIES CO. vice president of sales and business development Anthony X. Pan reported equity compensation and related tax withholding in company stock.
On March 26, he acquired 5,028 shares of common stock at $12.84 per share as a grant. Footnotes explain that performance stock units vested at 109% of the target award based on adjusted EBITDA performance.
On March 27, 1,733 shares at $12.85 per share were disposed of to cover tax withholding obligations, a non‑market transaction. After these entries, he held 23,946 shares directly, plus indirect holdings of 2,693 shares held by his spouse and 550 shares held by his mother.
ASCENT INDUSTRIES CO. reported that its General Counsel, Kimberly Portnoy, received a compensation-related equity award and had shares withheld to cover taxes. On March 26, she acquired 5,896 shares of common stock at $12.84 per share as a grant tied to performance stock units that vested at 109% of the target award based on adjusted EBITDA performance. On March 27, 1,735 shares at $12.85 per share were disposed of as a tax-withholding transaction, not an open-market sale. After these transactions, she directly owned 7,321 shares of ASCENT INDUSTRIES common stock.
Ascent Industries Co. vice president of finance Kenneth Wayne Herring Jr. reported a stock-based compensation event and related tax withholding. He received a grant of 3,750 shares of common stock tied to performance stock units that vested at 109% of target based on adjusted EBITDA. To cover tax obligations from this vesting, 1,350 shares were disposed of through tax withholding, not an open-market sale. Following these transactions, he holds 4,470.699 common shares directly.