AEIS files Form 144 to sell 50,000 shares

AEIS filed a Form 144 reporting a proposed sale of 50,000 common shares on 03/10/2026.

Rhea-AI Filing Summary

AEIS filed a Form 144 reporting a proposed sale of 50,000 common shares on 03/10/2026. The filing also lists 30,200 performance shares dated 02/18/2026 and restricted stock grants of 2,627 (03/01/2025) and 17,173 (03/01/2026).

The notice identifies Morgan Stanley Smith Barney LLC as the broker-dealer and shows an aggregate dollar figure of 15,831,975.00 alongside a reference number 37,750,990. This Form 144 is a proposed sale notice; timing and settlement details are not included in the excerpt.

Insights

Equity Markets Analyst

Form 144 lists a proposed disposition of 50,000 common shares and related equity awards.

The filing records a proposed sale of 50,000 common shares with Morgan Stanley Smith Barney LLC as the indicated broker and an aggregate dollar figure of 15,831,975.00. It also enumerates 30,200 performance shares and restricted stock grants of 2,627 and 17,173 with their respective grant dates.

Actual settlement, sale timing, and whether sales proceed as proposed depend on subsequent transaction reports and broker execution; subsequent filings will reveal completed dispositions and post-sale holdings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AEIS's Form 144 report?

It reports a proposed sale of 50,000 common shares with broker Morgan Stanley Smith Barney LLC. The filing also lists 30,200 performance shares and restricted grants of 2,627 and 17,173, with grant dates in 2025 and 2026.

Does the Form 144 show proceeds for the AEIS sale?

The excerpt shows an aggregate dollar figure of 15,831,975.00 adjacent to the 50,000-share row. The filing lists that amount but does not attach explicit proceeds allocation or purchaser details in the provided text.

Who is the broker listed on the AEIS Form 144?

Morgan Stanley Smith Barney LLC is named as the broker-dealer for the proposed sale. The filing lists the broker's address at 1 New York Plaza, 8th Floor, New York, NY in the excerpt.

Are the performance shares and restricted stock being sold now?

The filing lists 30,200 performance shares (02/18/2026) and restricted shares of 2,627 (03/01/2025) and 17,173 (03/01/2026). The excerpt lists these securities but does not explicitly state which of them are being sold as part of the 50,000-share proposed sale.

Will this Form 144 change AEIS ownership immediately?

Form 144 is a proposed sale notice and does not itself transfer shares. Only subsequent reported transactions and settlement filings will show completed dispositions and any change in ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/10/2026 - 04:16 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001443674
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ADVANCED ENERGY INDUSTRIES, INC.
SEC File Number	000-26966
Address of Issuer	1595 WYNKOOP STREET, SUITE 800 DENVER COLORADO 80202
Phone	(970) 407-6626
Name of Person for Whose Account the Securities are To Be Sold	STEPHEN D KELLEY
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	50000	15831975.00	37750990	03/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/18/2026	Performance Shares	ISSUER			30200	02/18/2026	Not Applicable
Common	03/01/2025	Restricted Stock	ISSUER			2627	03/01/2025	Not Applicable
Common	03/01/2026	Restricted Stock	ISSUER			17173	03/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	STEPHEN D KELLEY
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)