Alkami CEO has 16K shares withheld for taxes

Alkami’s CEO reported shares withheld to cover taxes on vested RSUs, with over one million shares still held directly.

Available on EDGAR 09/09/2026 - 04:04 PM EDT Accepted by SEC EDGAR 09/09/2026 - 04:03 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ALKAMI TECHNOLOGY, INC. (ALKT) reported that Chief Executive Officer and director Alex Shootman had 16,188 shares of common stock withheld on September 8, 2026 to satisfy tax withholding obligations related to vesting and settlement of restricted stock units. After this tax-withholding disposition, he holds 1,169,409 shares of Alkami common stock directly.

Insider Trade Summary

Tax Withholding: 16,188 shares

Tax Withholding 1 txn

Insider Shootman Alex

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	16,188	$19.38	$314K

Holdings After Transaction: Common Stock — 1,169,409 shares (Direct)

Holdings Before and After: Common Stock, 1,185,597 to 1,169,409 shares (Direct)

Footnotes (1)

1. F1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Key Figures

Shares withheld for tax: 16,188 shares Withholding price per share: $19.38 per share Shares held after transaction: 1,169,409 shares

3 metrics

Shares withheld for tax 16,188 shares Shares of Alkami common stock withheld on September 8, 2026 to satisfy tax withholding obligations tied to RSU vesting

Withholding price per share $19.38 per share Valuation used for the 16,188 withheld shares for tax withholding purposes

Shares held after transaction 1,169,409 shares Direct Alkami common stock holdings of Alex Shootman following the September 8, 2026 transaction

Key Terms

restricted stock units, tax withholding obligations, withheld by the Issuer

3 terms

restricted stock units financial

"in connection with the vesting and settlement of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"to satisfy the Reporting Person's tax withholding obligations"

withheld by the Issuer financial

"Represents shares withheld by the Issuer to satisfy"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ALKT’s CEO report on this Form 4?

Alex Shootman reported a disposition of 16,188 Alkami common shares on September 8, 2026, consisting of shares withheld by Alkami to cover his tax withholding obligations from vesting and settlement of restricted stock units.

Was the ALKT CEO’s Form 4 transaction an open-market sale?

No. The Form 4 states the 16,188 shares were withheld by Alkami to satisfy Alex Shootman’s tax withholding obligations tied to vesting and settlement of restricted stock units, not a discretionary open-market sale.

How many ALKT shares does CEO Alex Shootman hold after this transaction?

Following the tax-withholding disposition, Alex Shootman directly holds 1,169,409 shares of Alkami Technology, Inc. common stock, as reported in the Form 4.

At what price per share were the withheld ALKT shares valued?

The 16,188 withheld shares were valued at $19.38 per share for the purpose of satisfying Alex Shootman’s tax withholding obligations in connection with the restricted stock unit vesting.

Does this ALKT Form 4 indicate a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and the footnote describes the transaction solely as shares withheld to cover tax obligations on restricted stock unit vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shootman Alex

(Last) (First) (Middle)

C/O ALKAMI TECHNOLOGY, INC.

5601 GRANITE PARKWAY, SUITE 120

(Street)

PLANO TEXAS 75024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2026		F		16,188(1)	D	$19.38	1,169,409	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Remarks:

	/s/ Douglas A. Linebarger, as Attorney-in-Fact for Alex Shootman	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)