Executive at Ally Financial (NYSE: ALLY) granted 27,483 RSUs, shares withheld for tax

Rhea-AI Filing Summary

Ally Financial’s President - Corporate Finance, William Cadik Hall Jr., reported equity compensation and related tax withholdings. On February 3, 2026, he acquired 27,483 shares of common stock through restricted stock units at a reference value of $42.30 per share, bringing his direct holdings to 216,993 shares.

On January 30, 2026, the company withheld 5,107, 4,261, and 3,936 shares of common stock to cover his tax obligations from previously reported restricted stock unit vesting, all valued at $42.30 per share.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hall William Cadik Jr.

(Last) (First) (Middle)

500 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President - Corporate Finance

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	01/30/2026		F		5,107	D	$42.3(2)	197,707	D
Common Stock(1)	01/30/2026		F		4,261	D	$42.3(2)	193,446	D
Common Stock(1)	01/30/2026		F		3,936	D	$42.3(2)	189,510	D
Common Stock(3)	02/03/2026		A		27,483	A	$42.3(2)	216,993	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

2. Represents the per share market value of the Company's common stock as of January 28, 2026.

3. Represents an equal number of restricted stock units that, when vested, may be settled only in shares of Company common stock.

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Mr. Hall	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did ALLY’s William Cadik Hall Jr. report?

William Cadik Hall Jr. reported acquiring 27,483 Ally Financial shares from restricted stock units. The award on February 3, 2026, increased his directly held common stock to 216,993 shares, reflecting ongoing equity-based compensation for his role as President - Corporate Finance.

Why were Ally Financial (ALLY) shares withheld on January 30, 2026?

Ally Financial withheld shares to cover Hall’s tax obligations on vested restricted stock units. On January 30, 2026, the company withheld blocks of 5,107, 4,261, and 3,936 shares, using a per-share market value of $42.30 to satisfy associated tax liabilities.

How many Ally Financial (ALLY) shares does Hall own after these transactions?

After the reported transactions, Hall beneficially owns 216,993 Ally Financial common shares. This total reflects the February 3, 2026 acquisition of 27,483 shares from restricted stock units and prior activity, net of the January 30, 2026 tax-withholding share reductions.

What does the $42.30 price mean in Hall’s ALLY Form 4 filing?

The $42.30 figure represents the per-share market value of Ally Financial stock on January 28, 2026. It is used as the reference price for both the restricted stock unit grant and the tax-withholding share amounts reported in Hall’s Form 4.

Were Hall’s Ally Financial (ALLY) transactions direct or through another entity?

All reported Ally Financial transactions were held directly by Hall. The Form 4 lists each common stock transaction with ownership marked as “D” for direct, with no footnotes indicating separate entities or disclaimed beneficial ownership for the reported shares.

What type of equity award did ALLY grant Hall on February 3, 2026?

Hall received restricted stock units that may be settled only in Ally common shares. The February 3, 2026 acquisition of 27,483 shares reflects an equal number of restricted stock units that, upon vesting, are deliverable solely in Ally Financial common stock.