Ally (ALLY) CFO Hutchinson gets 38,298 RSUs and has shares withheld for taxes

Rhea-AI Filing Summary

Ally Financial’s Chief Financial Officer reports equity compensation activity and updated holdings. On 02/03/2026, Russell E. Hutchinson acquired 38,298 restricted stock units of Ally common stock, valued using a per share market price of $42.3. These units may be settled only in shares of Ally common stock when vested.

On 01/30/2026, the company withheld 5,318 and 4,449 shares of common stock to cover his tax obligations on previously reported restricted stock unit vesting, also using $42.3 per share. After these transactions, he directly owns 253,867 shares of Ally common stock and 6,000 shares of 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hutchinson Russell E.

(Last) (First) (Middle)

500 WOODWARD AVE.

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	01/30/2026		F		5,318	D	$42.3(2)	220,018	D
Common Stock(1)	01/30/2026		F		4,449	D	$42.3(2)	215,569	D
Common Stock(3)	02/03/2026		A		38,298	A	$42.3(2)	253,867	D
Series B Preferred Stock(4)								6,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

2. Represents the per share market value of the Company's common stock as of January 28, 2026.

3. Represents an equal number of restricted stock units that, when vested, may be settled only in shares of Company common stock.

4. 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Mr. Hutchinson	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Ally (ALLY) report for its CFO on February 3, 2026?

Ally reported that CFO Russell E. Hutchinson acquired 38,298 restricted stock units on February 3, 2026. The units are tied to Ally common stock and were valued using a per share market price of $42.3 as of January 28, 2026.

Why were Ally (ALLY) common shares withheld from the CFO on January 30, 2026?

On January 30, 2026, Ally withheld 5,318 and 4,449 common shares from CFO Russell E. Hutchinson. The company used these shares to satisfy his tax obligations from vesting restricted stock units, based on a per share market value of $42.3.

How many Ally (ALLY) common shares does the CFO own after these Form 4 transactions?

Following the reported transactions, CFO Russell E. Hutchinson directly owns 253,867 Ally common shares. This total reflects both the share withholding for taxes on January 30, 2026 and the restricted stock unit award reported on February 3, 2026.

What is the significance of the $42.3 price in the Ally (ALLY) Form 4 filing?

The $42.3 figure represents the per share market value of Ally common stock as of January 28, 2026. It was used to value both the tax-withheld shares and the restricted stock units reported for CFO Russell E. Hutchinson.

What preferred stock holdings of Ally (ALLY) does the CFO report on this Form 4?

CFO Russell E. Hutchinson reports holding 6,000 shares of Ally’s 4.700% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B. These preferred shares are listed as directly owned and are separate from his common stock and restricted stock unit positions.

Are the Ally (ALLY) CFO’s restricted stock units settled in cash or stock when vested?

The filing states that the 38,298 restricted stock units may be settled only in Ally common shares when vested. This means the CFO’s award will convert into actual common stock rather than cash, based on the plan’s vesting conditions.