STOCK TITAN

[Form 4] AlTi Global, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Moran Kevin P. reported acquisition or exercise transactions in this Form 4 filing.

AlTi Global, Inc. reported that President and COO Kevin P. Moran received a grant of 119,821.83 restricted stock units on March 31, 2026. Each unit represents a contingent right to receive one share of Class A common stock and was granted at $0.00 as compensation, not a market purchase.

The restricted stock units vest in three equal annual installments beginning on February 15, 2027, aligning Moran’s compensation with longer-term company performance. Following this award, he holds 119,821.83 restricted stock units directly.

Positive

  • None.

Negative

  • None.
Insider Moran Kevin P.
Role President and COO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 119,821.83 $0.00 --
Holdings After Transaction: Restricted Stock Units — 119,821.83 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning February 15, 2027.
RSUs granted 119,821.83 units Restricted stock unit award to President and COO on March 31, 2026
Grant price $0.00 per unit Equity compensation, not an open-market purchase
Underlying shares 119,821.83 shares Class A Common Stock deliverable upon RSU vesting
Vesting start date February 15, 2027 First of three equal annual vesting installments
Installments 3 annual tranches RSUs vest in three equal annual installments beginning February 15, 2027
Post-award holdings 119,821.83 RSUs Total restricted stock units held directly after the transaction
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock."
vest financial
"The restricted stock units vest in three equal annual installments beginning February 15, 2027."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moran Kevin P.

(Last)(First)(Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NEW YORK 10017

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/31/2026A119,821.83 (2) (2)Class A Common Stock119,821.83$0119,821.83D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
2. The restricted stock units vest in three equal annual installments beginning February 15, 2027.
/s/ Colleen Graham, Attorney-in-fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AlTi Global (ALTI) disclose for Kevin P. Moran?

AlTi Global disclosed that President and COO Kevin P. Moran received a grant of 119,821.83 restricted stock units on March 31, 2026. The award is compensation-related, not an open-market purchase, and is settled in Class A common stock upon vesting over time.

How many restricted stock units did AlTi Global (ALTI) grant to its President and COO?

Kevin P. Moran received 119,821.83 restricted stock units from AlTi Global. Each unit represents a contingent right to receive one share of Class A common stock, providing equity-based compensation tied directly to the company’s future share performance as the units vest.

What is the vesting schedule for the new AlTi Global (ALTI) restricted stock units?

The restricted stock units granted to Kevin P. Moran vest in three equal annual installments beginning February 15, 2027. This means one-third of the award becomes payable in Class A common shares each year, encouraging longer-term alignment with AlTi Global’s performance.

Does the AlTi Global (ALTI) Form 4 show a stock purchase or sale by Kevin P. Moran?

The Form 4 does not show a stock purchase or sale; it reports a grant of restricted stock units. These units were awarded at a price of $0.00 as equity compensation and convert into Class A common stock only as they vest over future years.

What does each restricted stock unit represent in the AlTi Global (ALTI) grant?

Each restricted stock unit in Kevin P. Moran’s grant represents a contingent right to receive one share of AlTi Global Class A common stock. The units carry no purchase price and convert into actual shares only after satisfying the specified vesting conditions and dates.