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Executive Connell Brooke receives 77.5K RSU award at AlTi Global (ALTI)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Connell Brooke reported acquisition or exercise transactions in this Form 4 filing.

AlTi Global, Inc. reported that Pres, US Wealth Mgmt Connell Brooke received a grant of 77,505.57 restricted stock units on Class A Common Stock. Each unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning on February 15, 2027, reflecting equity-based compensation that aligns part of Brooke’s future pay with the company’s share performance over time.

Positive

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Negative

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Insider Connell Brooke
Role Pres, US Wealth Mgmt
Type Security Shares Price Value
Grant/Award Restricted Stock Units 77,505.57 $0.00 --
Holdings After Transaction: Restricted Stock Units — 77,505.57 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning February 15, 2027.
RSUs granted 77,505.57 units Restricted stock units granted to Connell Brooke on March 31, 2026
RSU-to-share ratio 1 unit = 1 share Each RSU represents a right to one Class A Common Stock share
Vesting schedule 3 equal annual installments Vesting begins February 15, 2027
RSU holdings after grant 77,505.57 units Total restricted stock units reported following the transaction
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
vest financial
"The restricted stock units vest in three equal annual installments beginning February 15, 2027"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Connell Brooke
(Last)(First)(Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NEW YORK 10017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Pres, US Wealth Mgmt
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/31/2026A77,505.57 (2) (2)Class A Common Stock77,505.57$077,505.57D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
2. The restricted stock units vest in three equal annual installments beginning February 15, 2027.
/s/ Colleen Graham, Attorney-in-fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AlTi Global (ALTI) report for Connell Brooke?

AlTi Global reported that Pres, US Wealth Mgmt Connell Brooke received 77,505.57 restricted stock units. These equity awards give him a future right to receive the same number of Class A Common Stock shares, subject to vesting conditions over several years.

How many restricted stock units did Connell Brooke receive from AlTi Global (ALTI)?

Connell Brooke received 77,505.57 restricted stock units linked to AlTi Global Class A Common Stock. This full amount represents his reported holdings of these units after the transaction, showing a sizable equity-based component in his compensation structure.

When do Connell Brooke’s AlTi Global (ALTI) RSUs start vesting?

The restricted stock units granted to Connell Brooke begin vesting on February 15, 2027. Vesting occurs in three equal annual installments, meaning the award is spread over several years to encourage longer-term alignment with AlTi Global’s performance.

What does each AlTi Global (ALTI) restricted stock unit represent for Connell Brooke?

Each restricted stock unit represents a contingent right to receive one share of AlTi Global Class A Common Stock. The units convert into actual shares only as they vest over time, so Brooke’s ability to access the shares depends on satisfying the vesting schedule.

Was Connell Brooke’s AlTi Global (ALTI) Form 4 transaction a market purchase or sale?

No, the Form 4 shows a grant of restricted stock units, not a market trade. The transaction code “A” indicates an award or other acquisition, reflecting equity compensation rather than an open-market buy or sell of existing AlTi Global shares.