AlTi Global (ALTI) grants CFO 68,596 restricted stock units

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Harrington Michael W reported acquisition or exercise transactions in this Form 4 filing.

AlTi Global, Inc. Chief Financial Officer Michael W. Harrington received a grant of 68,596.8800 restricted stock units on March 31, 2026. Each unit represents a contingent right to receive one share of AlTi Class A Common Stock. The units vest in three equal annual installments beginning February 15, 2027. Following this award, Harrington holds 68,596.8800 restricted stock units directly, reflecting routine equity-based compensation rather than an open-market transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Harrington Michael W

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	68,596.88	$0.00	--

Holdings After Transaction: Restricted Stock Units — 68,596.88 shares (Direct)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning February 15, 2027.

Key Figures

RSUs granted: 68,596.8800 restricted stock units RSUs outstanding after grant: 68,596.8800 restricted stock units Vesting schedule: Three equal annual installments +1 more

4 metrics

RSUs granted 68,596.8800 restricted stock units Award to CFO on March 31, 2026

RSUs outstanding after grant 68,596.8800 restricted stock units Held directly by CFO following transaction

Vesting schedule Three equal annual installments Beginning February 15, 2027

Share ratio 1 RSU : 1 Class A share Each unit represents one share of Class A Common Stock

Key Terms

Restricted Stock Units, Class A Common Stock, contingent right, vest in three equal annual installments

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Common Stock financial

"to receive one share of ALTi Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

contingent right financial

"represents a contingent right to receive one share of ALTi Class A"

vest in three equal annual installments financial

"The restricted stock units vest in three equal annual installments"

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 08:19 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harrington Michael W

(Last)

(First)

(Middle)

C/O ALTI GLOBAL, INC.

22 VANDERBILT AVE, 27TH FLOOR

(Street)

NEW YORK

10017

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/31/2026		A		68,596.88		⁽²⁾	⁽²⁾	Class A Common Stock	68,596.88	$0	68,596.88	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.

2. The restricted stock units vest in three equal annual installments beginning February 15, 2027.

	/s/ Colleen Graham, Attorney-in-fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did AlTi Global (ALTI) report for CFO Michael Harrington in this Form 4?

AlTi Global reported that CFO Michael W. Harrington received 68,596.8800 restricted stock units on March 31, 2026. These equity awards are part of his compensation and give him rights to future Class A Common Stock, subject to vesting conditions.

How many restricted stock units did AlTi Global’s CFO receive?

CFO Michael W. Harrington received 68,596.8800 restricted stock units. Each unit is tied to one share of AlTi Class A Common Stock, providing potential future ownership if vesting conditions are met and the shares are ultimately delivered.

What is the vesting schedule for the AlTi (ALTI) CFO’s restricted stock units?

The restricted stock units vest in three equal annual installments beginning February 15, 2027. This means one-third of the award becomes earned each year over three years, aligning the CFO’s compensation with longer-term company performance.

What does each restricted stock unit represent for AlTi Global’s CFO?

Each restricted stock unit represents a contingent right to receive one share of AlTi Class A Common Stock. The rights only convert into actual shares when the vesting conditions are satisfied and the units are settled according to the award terms.

How many restricted stock units does the AlTi (ALTI) CFO hold after this grant?

After this grant, CFO Michael W. Harrington holds 68,596.8800 restricted stock units directly. These units are derivative awards, not yet delivered shares, and will convert into Class A Common Stock as they vest over the three-year schedule.

Is the AlTi Global CFO’s Form 4 transaction an open-market stock purchase or sale?

No, the Form 4 reports a grant of restricted stock units as compensation, not an open-market trade. The award has a stated price of 0.0000 per unit and will convert into Class A Common Stock only as the units vest over time.