Welcome to our dedicated page for AlTi Global SEC filings (Ticker: ALTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AlTi Global, Inc. filings document the public-company reporting of an independent global wealth manager, including Regulation FD investor presentations, results-related Form 8-K disclosures and notices tied to periodic-report timing. The filings also record governance matters such as annual meeting proposals, director elections, auditor ratification and executive leadership changes.
AlTi’s regulatory record includes disclosures about its capital-market status as a Nasdaq-listed issuer, proxy voting mechanics, board actions and material-event reports. Form 8-K filings also document the approved wind-down of the company’s non-core International Real Estate business, including exit or disposal activity and material-impairment disclosure categories.
AlTi Global, Inc. is holding its 2026 Annual Meeting of Stockholders as a fully virtual event on June 17, 2026 at 10:00 a.m. Eastern Time. Stockholders of record as of April 20, 2026 may attend online and vote on directors and the auditor appointment.
The proxy seeks approval to elect seven directors for terms ending at the 2027 meeting and to ratify KPMG LLP as independent registered public accounting firm for the year ended December 31, 2026. The Board is led by an independent Chair, with four standing committees overseeing audit, compensation, ESG and nominations, and transactions.
The filing details ownership, showing 151,617,840 common shares outstanding as of April 14, 2026 and significant holdings by Allianz SE, IlWaddi Holdings, and Michael Tiedemann. It also outlines equity compensation plans, 2025 named executive officer pay, related-party arrangements including Allianz and Constellation preferred investments, a Tax Receivable Agreement tied to the Up‑C structure, and governance policies such as insider trading, hedging prohibitions, and a clawback policy.
AlTi Global, Inc. Schedule 13G/A amends a prior statement to report shared beneficial ownership of 5,309,648 shares of Class A Common Stock related to the sponsor and affiliated entities controlled by Peter Yu. The percentage equals 4.94% of Class A Common Stock based on 107,438,077 shares outstanding as of March 31, 2026. The filing clarifies ownership through related entities: CGC Sponsor LLC (3,565,080 shares; 3.3%) and Pangaea Three‑B, LP (5,309,648 shares; 4.94%), and discloses that Mr. Yu disclaims beneficial ownership except to his pecuniary interest.
AlTi Global, Inc.’s Interim CEO Nancy Ann Curtin filed an initial ownership report showing her equity position in the company. She directly holds 149,921.11 shares of Class A Common Stock. She also has several restricted stock unit (RSU) and performance restricted stock unit (PRSU) awards tied to Class A shares.
One RSU grant covers 9,491.525 underlying shares and vests in three equal annual installments beginning February 15, 2025. Additional RSU awards cover 90,644.116 and 91,243.638 underlying shares, vesting in three equal annual installments beginning February 15, 2026 and February 15, 2027, respectively.
The PRSU award covers 96,580.992 underlying shares, with 33.33% eligible to vest after each of three annual performance periods beginning March 31, 2025, based on total shareholder return thresholds. The maximum number of PRSUs that may vest over three years is 193,161.98, equal to 200% of the target amount.
Harrington Michael W reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. Chief Financial Officer Michael W. Harrington received a grant of 68,596.8800 restricted stock units on March 31, 2026. Each unit represents a contingent right to receive one share of AlTi Class A Common Stock. The units vest in three equal annual installments beginning February 15, 2027. Following this award, Harrington holds 68,596.8800 restricted stock units directly, reflecting routine equity-based compensation rather than an open-market transaction.
Moran Kevin P. reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. reported that President and COO Kevin P. Moran received a grant of 119,821.83 restricted stock units on March 31, 2026. Each unit represents a contingent right to receive one share of Class A common stock and was granted at $0.00 as compensation, not a market purchase.
The restricted stock units vest in three equal annual installments beginning on February 15, 2027, aligning Moran’s compensation with longer-term company performance. Following this award, he holds 119,821.83 restricted stock units directly.
Keenan Patrick T. reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. reported that Principal Accounting Officer Patrick T. Keenan received a grant of 14,922.0500 restricted stock units. Each unit represents a contingent right to receive one share of AlTi Class A Common Stock. The restricted stock units vest in three equal annual installments beginning on February 15, 2027, and following this award he holds 14,922.0500 restricted stock units directly.
Graham Colleen A reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. granted Chief Legal, Compliance & Risk Officer Colleen A. Graham 97,550.1100 restricted stock units as equity compensation. Each unit represents a contingent right to receive one share of Class A Common Stock, rather than a cash payment.
The restricted stock units vest in three equal annual installments beginning on February 15, 2027, encouraging longer-term alignment with the company. After this grant, Graham holds 97,550.1100 restricted stock units directly. This is a compensation award, not an open-market share purchase.
Connell Brooke reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. reported that Pres, US Wealth Mgmt Connell Brooke received a grant of 77,505.57 restricted stock units on Class A Common Stock. Each unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning on February 15, 2027, reflecting equity-based compensation that aligns part of Brooke’s future pay with the company’s share performance over time.
Allianz SE reports a significant strategic stake in AlTi Global, Inc., beneficially owning 26,707,213.96 shares of Class A common stock, representing 24.86% of the class based on 107,438,077 shares outstanding as of March 31, 2026.
The position stems from a $250 million investment completed under a 2024 agreement, including 140,000 shares of Series A cumulative convertible preferred stock (with a $1,000 per share liquidation preference), 19,318,580.96 Class A shares at $5.69 per share, and warrants to purchase 5,000,000 Class A shares at $7.40 per share. The Series A Preferred Stock carries a 9.75% cumulative, semi-annual dividend, largely paid in additional preferred and common shares, and can convert into common at $8.70 per share, subject to a 24.9% ownership cap.
Through an Investor Rights Agreement, Allianz-affiliate ASI can nominate two board members and has registration, governance and preemptive rights, balanced by multi-year lock-ups, transfer limits, standstill provisions and an ownership cap that shifts excess consideration into non-voting Class C shares. A supplemental agreement also allows up to an additional $50 million of Series A Preferred Stock purchases for strategic acquisitions.