Welcome to our dedicated page for AlTi Global SEC filings (Ticker: ALTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AlTi Global, Inc. filings document the public-company reporting of an independent global wealth manager, including Regulation FD investor presentations, results-related Form 8-K disclosures and notices tied to periodic-report timing. The filings also record governance matters such as annual meeting proposals, director elections, auditor ratification and executive leadership changes.
AlTi’s regulatory record includes disclosures about its capital-market status as a Nasdaq-listed issuer, proxy voting mechanics, board actions and material-event reports. Form 8-K filings also document the approved wind-down of the company’s non-core International Real Estate business, including exit or disposal activity and material-impairment disclosure categories.
AlTi Global, Inc. Chief Legal, Compliance & Risk Officer Colleen A. Graham reported multiple equity transactions on February 15, 2026. She exercised restricted stock units, each representing a contingent right to receive one share of Class A common stock, at a price of $0.00 per share. Following these derivative exercises and conversions, her direct holdings of AlTi Class A common stock increased to 147,093.23 shares. The footnotes state that these restricted stock units vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026, respectively, reflecting a structured, multi-year compensation schedule.
AlTi Global, Inc. Chief Financial Officer Michael W. Harrington reported offsetting equity awards involving restricted stock units (RSUs) and Class A Common Stock. He disposed of 27,088.83 RSUs in a transaction coded as a disposition to the issuer at a stated price of $0.00 per unit, leaving 54,177.66 RSUs directly held after the transaction. On the same date, he acquired 27,088.83 shares of Class A Common Stock through an exercise or conversion of derivative securities, also at a stated price of $0.00 per share, resulting in direct ownership of 27,088.83 Class A shares. Each RSU represents a contingent right to receive one share of Class A Common Stock, and the RSUs referenced in the footnote vest in three equal annual installments beginning on February 15, 2026.
AlTi Global, Inc.’s Principal Accounting Officer, Patrick T. Keenan, reported several equity award-related transactions in Class A Common Stock and restricted stock units on February 15, 2026. The filing shows dispositions of restricted stock units back to the issuer paired with corresponding acquisitions of Class A shares through exercises or conversions of derivative securities at a stated price of $0.00 per share.
Following these transactions, Keenan directly held 15,988.47 shares of Class A Common Stock. Footnotes explain that each restricted stock unit represents a contingent right to receive one Class A share and that different RSU awards vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.
AlTi Global, Inc. reported that President and COO Kevin P. Moran acquired shares through the exercise and conversion of restricted stock units. On February 15, 2026, three blocks of restricted stock units were converted into equal numbers of Class A Common Stock at a price of $0.0000 per share. The reported block sizes were 47,397.7000, 13,785.3100 and 35,488.1300 units, each representing the right to receive one share of Class A Common Stock. After these transactions, Moran held 156,982.2700 shares of Class A Common Stock directly.
AlTi Global, Inc. executive Robert Weeber, President of International Wealth Management, reported the exercise and conversion of several blocks of restricted stock units into Class A common stock on February 15, 2026.
The filing shows derivative transactions coded “M,” where restricted stock units were converted at a price of $0.0000 per unit into Class A shares, including individual blocks of 35,796.4500, 8,954.8000, and 23,021.1100 shares. According to the footnotes, each restricted stock unit represents a right to receive one share of Class A stock, with units vesting in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.
AlTi Global, Inc. Chief Executive Officer Michael Tiedemann reported multiple exercises of restricted stock units into Class A Common Stock on February 15, 2026. The filing shows three RSU conversions at a price of $0.0000 per share, with corresponding increases in his directly held common shares.
After these derivative exercises, his direct Class A Common Stock holdings reported in the filing rose to 710,351.360 shares. The filing also notes additional Class A shares held indirectly through the MGT 2012 DE Trust, Chauncey Close, LLC, and the CHT Fam Tst Ar 3rd fbo MGT, for which he disclaims beneficial ownership except for any pecuniary interest.
AlTi Global, Inc. filed a Form 13F Combination reporting its institutional holdings.
The report lists 719 Form 13F information table entries with a total value of $4,663,986,539, and identifies one other included manager (Tiedemann Advisors, LLC). The filing is signed by Colleen Graham.
AlTi Global, Inc. (ALTI) reported Q3 2025 results showing higher revenue but a wider loss. Total income was $57.2 million, up from $51.8 million a year ago, driven mainly by management/advisory fees. Operating loss widened to $28.5 million from $9.5 million, and the quarter included a $35.0 million impairment on goodwill and intangible assets.
After other items and taxes, net loss was $106.9 million for the quarter, including a loss from discontinued operations of $19.9 million. For the nine months, net loss totaled $139.9 million. Cash and cash equivalents were $35.8 million as of September 30, 2025, down from $64.4 million at December 31, 2024. Total shareholders’ equity was $883.8 million versus $970.2 million at year-end, reflecting cumulative losses and changes in noncontrolling interests. As context, outstanding shares were 102,464,812 Class A and 44,188,561 Class B as of November 7, 2025.
AlTi Global (ALTI) filed a Form 12b-25, notifying a late filing of its Q3 2025 Form 10-Q. The company cites the deconsolidation of discontinued operations tied to its international real estate business segment, which required additional time to complete its financial review, statements, and notes.
AlTi states it intends to file the Q3 Form 10-Q immediately following this notice. The company also incorporated by reference slides 30 and 31 from its November 12, 2025 investor presentation filed on Form 8-K, which contain the consolidated balance sheet and income statement.
AlTi Global, Inc. filed a 13F combination report disclosing a portion of its institutional holdings as reported alongside other managers. The report lists 683 Form 13F information table entries with a total market value of $4,262,619,696.
The filing is signed by Colleen Graham, General Counsel on 11-05-2025 and identifies shared investment discretion with TIG Advisors, LLC while noting TIG Advisors files separate Form 13Fs.