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Allianz SE reports beneficial ownership of 26,707,213.96 AlTi Global Class A shares and related securities, representing 26.06% of the class based on 102,464,812 shares outstanding as of November 7, 2025. This stake reflects a $250 million investment agreed on February 22, 2024, including 140,000 shares of Series A cumulative convertible preferred stock with a $1,000 liquidation preference, 19,318,580.96 Class A shares at $5.69 per share, and warrants for 5,000,000 additional Class A shares at $7.40 per share.
The Series A Preferred Stock carries a 9.75% annual dividend, generally paid half in additional preferred and half in Class A shares, subject to an ownership cap limiting Allianz’s Class A and B stake to 24.9%, with excess issued as non-voting Class C shares. Allianz has broad governance and investor rights, including two board designees, committee representation, preemptive rights, registration rights, a multi‑year lock-up on its initial common investment and preferred shares, and a standstill lasting at least until July 31, 2027. A supplemental agreement allows up to an additional $50 million of preferred purchases for strategic acquisitions, and the filing notes Allianz may participate in discussions around potential extraordinary transactions, while emphasizing no assurance any deal will occur.
AlTi Global, Inc. is unable to timely file its Form 10-K for the year ended December 31, 2025 and requires additional time to complete its financial close and finalize consolidated financial statements. The company anticipates it will file within the fifteen-day grace period provided by Rule 12b-25.
AlTi Global, Inc. executive Brooke Connell, President of US Wealth Management, reported several transactions on February 15, 2026 involving the exercise or conversion of restricted stock units into Class A Common Stock at a price of $0.0000 per share. The restricted stock units represent rights to receive one share of Class A stock each and vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.
AlTi Global, Inc. Chief Legal, Compliance & Risk Officer Colleen A. Graham reported multiple equity transactions on February 15, 2026. She exercised restricted stock units, each representing a contingent right to receive one share of Class A common stock, at a price of $0.00 per share. Following these derivative exercises and conversions, her direct holdings of AlTi Class A common stock increased to 147,093.23 shares. The footnotes state that these restricted stock units vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026, respectively, reflecting a structured, multi-year compensation schedule.
AlTi Global, Inc. Chief Financial Officer Michael W. Harrington reported offsetting equity awards involving restricted stock units (RSUs) and Class A Common Stock. He disposed of 27,088.83 RSUs in a transaction coded as a disposition to the issuer at a stated price of $0.00 per unit, leaving 54,177.66 RSUs directly held after the transaction. On the same date, he acquired 27,088.83 shares of Class A Common Stock through an exercise or conversion of derivative securities, also at a stated price of $0.00 per share, resulting in direct ownership of 27,088.83 Class A shares. Each RSU represents a contingent right to receive one share of Class A Common Stock, and the RSUs referenced in the footnote vest in three equal annual installments beginning on February 15, 2026.
AlTi Global, Inc.’s Principal Accounting Officer, Patrick T. Keenan, reported several equity award-related transactions in Class A Common Stock and restricted stock units on February 15, 2026. The filing shows dispositions of restricted stock units back to the issuer paired with corresponding acquisitions of Class A shares through exercises or conversions of derivative securities at a stated price of $0.00 per share.
Following these transactions, Keenan directly held 15,988.47 shares of Class A Common Stock. Footnotes explain that each restricted stock unit represents a contingent right to receive one Class A share and that different RSU awards vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.
AlTi Global, Inc. reported that President and COO Kevin P. Moran acquired shares through the exercise and conversion of restricted stock units. On February 15, 2026, three blocks of restricted stock units were converted into equal numbers of Class A Common Stock at a price of $0.0000 per share. The reported block sizes were 47,397.7000, 13,785.3100 and 35,488.1300 units, each representing the right to receive one share of Class A Common Stock. After these transactions, Moran held 156,982.2700 shares of Class A Common Stock directly.
AlTi Global, Inc. executive Robert Weeber, President of International Wealth Management, reported the exercise and conversion of several blocks of restricted stock units into Class A common stock on February 15, 2026.
The filing shows derivative transactions coded “M,” where restricted stock units were converted at a price of $0.0000 per unit into Class A shares, including individual blocks of 35,796.4500, 8,954.8000, and 23,021.1100 shares. According to the footnotes, each restricted stock unit represents a right to receive one share of Class A stock, with units vesting in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.
AlTi Global, Inc. Chief Executive Officer Michael Tiedemann reported multiple exercises of restricted stock units into Class A Common Stock on February 15, 2026. The filing shows three RSU conversions at a price of $0.0000 per share, with corresponding increases in his directly held common shares.
After these derivative exercises, his direct Class A Common Stock holdings reported in the filing rose to 710,351.360 shares. The filing also notes additional Class A shares held indirectly through the MGT 2012 DE Trust, Chauncey Close, LLC, and the CHT Fam Tst Ar 3rd fbo MGT, for which he disclaims beneficial ownership except for any pecuniary interest.
AlTi Global, Inc. filed a Form 13F Combination reporting its institutional holdings.
The report lists 719 Form 13F information table entries with a total value of $4,663,986,539, and identifies one other included manager (Tiedemann Advisors, LLC). The filing is signed by Colleen Graham.