Welcome to our dedicated page for AlTi Global SEC filings (Ticker: ALTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for AlTi Global, Inc. (NASDAQ: ALTI), an independent global wealth manager focused on fiduciary advisory services and alternative investment strategies. Through these filings, readers can review how AlTi reports its financial condition, segment information, and material events related to its wealth management and capital solutions activities.
Key documents available for ALTI include periodic reports such as Form 10-K annual reports and Form 10-Q quarterly reports, which contain management’s discussion of results, segment performance, and risk factors. Current reports on Form 8-K detail material developments, such as the strategic review and orderly wind-down of the non-core International Real Estate business, the appointment of administrators for that business, and the furnishing of investor presentations. These 8-K filings help explain how the company is simplifying its core business model and addressing non-core operations.
AlTi has also filed a Form 12b-25 (Notification of Late Filing) to explain a delay in filing a Quarterly Report on Form 10-Q. In that filing, the company cited the deconsolidation of discontinued operations related to its international real estate business segment and the need for additional time to complete its financial statements and accompanying notes. The Form 12b-25 references an investor presentation furnished on Form 8-K that includes certain financial information.
On Stock Titan, these SEC filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping readers quickly understand major changes, segment updates, and important disclosures. Users can review ALTI’s historical and current filings, including 10-Ks, 10-Qs, 8-Ks, and notifications like Form 12b-25, to gain a clearer view of the company’s regulatory history, strategic decisions, and reporting practices.
Form 4 overview: Director Ali Bouzarif of AlTi Global, Inc. (ALTI) reported a single insider transaction on 19 Jun 2025.
- Security type: 30,732.266 Restricted Stock Units (RSUs) convertible 1-for-1 into Class A common shares.
- Transaction code: “A” (award/grant) at $0 cost; no open-market purchase or sale occurred.
- Vesting: The RSUs cliff-vest on the earlier of (i) the business day prior to the company’s 2026 AGM or (ii) 30 Jun 2026.
- Post-transaction holdings: Bouzarif now directly holds the entire 30,732.266 derivative securities reported; no indirect ownership disclosed.
The filing represents routine director equity compensation designed to align board incentives with shareholder interests. No cash outlay, sales, or changes to existing common-stock ownership were disclosed, and there is no indication of a 10b5-1 trading plan.
AlTi Global, Inc. (ALTI) filed a Form 4 disclosing that director Tracey Warson Brophy received 30,732.266 Restricted Stock Units (RSUs) on 19 June 2025. The award was recorded with transaction code “A” at a cost basis of $0, indicating a stock-based compensation grant rather than an open-market purchase. Ownership is reported as direct, and the filing shows the same 30,732.266 RSUs as the post-transaction beneficial holding.
The RSUs will vest in full on the earlier of (i) the business day immediately before the company’s 2026 annual general meeting or (ii) 30 June 2026, aligning the director’s incentives with shareholder outcomes over roughly one year. No shares were sold or otherwise disposed of, and no non-derivative transactions were reported. As a routine equity compensation grant, the filing signals ongoing board alignment but does not by itself imply a change in the company’s fundamental outlook.
Form 4 Overview (ALTI – AlTi Global, Inc.)
Director Timothy F. Keaney filed a Form 4 reporting the award of 47,495.32 restricted stock units (RSUs) on 19 Jun 2025. The RSUs were received at $0 cost under transaction code “A,” indicating a stock-based compensation grant rather than an open-market purchase. All units are held directly by the reporting person.
Vesting Terms
- The RSUs vest in full on the earlier of (i) the business day immediately prior to AlTi Global’s 2026 annual general meeting or (ii) 30 Jun 2026.
- Each RSU converts to one share of Class A common stock upon vesting, giving the director a potential future ownership of 47,495.32 shares.
Governance & Alignment Implications
- The share-settled grant aligns the director’s incentives with long-term shareholder value, but does not represent a cash outlay or signal market sentiment, as no open-market purchase occurred.
- The size of the grant is modest relative to AlTi Global’s total shares outstanding and therefore is not expected to materially impact dilution or insider ownership concentration.
- No sales or dispositions were reported, and the filing does not indicate the use of a Rule 10b5-1 trading plan.
Overall, the Form 4 reflects routine director compensation that marginally increases insider equity alignment without providing a directional signal on near-term fundamentals.
AlTi Global, Inc. (ALTI) – Form 4 insider filing
Director Mark F. Furlong reported the grant of 30,732.266 Restricted Stock Units (RSUs) on 19 June 2025. Each RSU converts into one share of Class A common stock at no cost to the director. The award will vest in full on the earlier of (i) the business day immediately prior to the company’s 2026 annual general meeting or (ii) 30 June 2026. Following the grant, Mr. Furlong’s beneficial ownership stands at 30,732.266 shares, held directly.
No shares were sold, and no cash consideration was exchanged. The filing reflects routine director equity compensation designed to align the director’s interests with shareholders. There are no indications of additional derivative positions, accelerated vesting, or 10b5-1 plan activity.
Form 4 overview: On 06/19/2025, AlTi Global, Inc. (ticker: ALTI) filed a Form 4 reporting that independent director Nazim Cetin received an equity award of 30,732.266 Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of Class A common stock once vested. The award was granted at no cost (exercise price $0) and is held directly by the reporting person.
Vesting terms: The RSUs vest in full on the earlier of (i) the business day immediately prior to AlTi’s 2026 annual general meeting or (ii) 30 June 2026. Until vesting, the shares are not deliverable and can be forfeited under certain conditions typical of director service awards.
Post-transaction ownership: Following the grant, Mr. Cetin beneficially owns exactly 30,732.266 Class A shares, implying that this is either his first equity award since joining the board or that prior holdings were NIL. No shares were disposed of, and there were no open-market purchases or sales.
Investor takeaways: The transaction is a routine component of director compensation and results in only minimal dilution (<0.1 % of basic shares outstanding based on ALTI’s latest filings). The award marginally strengthens insider alignment but has negligible financial impact on valuation, liquidity, or control structure.