Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp (ASB) filed a Form 144 proposing the sale of common stock. The notice identifies 3,971 shares to be sold through Fidelity Brokerage Services LLC on 08/29/2025 on the NYSE, with an aggregate market value of $108,036.02 against 165,848,030 shares outstanding. The filing lists the acquisition history of the shares, showing purchases and restricted stock vesting dates from 2018 through 2022 via ESPP purchases, dividend reinvestment, and compensation vesting. The filer reports no securities sold in the past three months and includes the required representation that they are not aware of undisclosed material adverse information.
Associated Banc‑Corp (ASB) Form 144 notice discloses a proposed sale of 5,998 common shares held at Fidelity Brokerage Services with an aggregate market value of $162,697.33. The shares were acquired on 02/01/2025 through restricted stock vesting as compensation and are scheduled for approximate sale on 08/29/2025 on the NYSE. The filer reports no sales of the issuer's securities in the past three months and includes the standard representation that the selling person has no undisclosed material adverse information about the issuer.
Form 144 notice for Associated Banc-Corp (ASB): The filer notifies a proposed sale of 13,000 shares of common stock through Fidelity Brokerage Services on 08/29/2025 on the NYSE, with an aggregate market value of $354,154.50. The filing lists the company's outstanding common shares as 165,848,030. The shares to be sold were acquired through a mix of option exercise, restricted stock vesting and ESPP purchases across 2021–2025, including an option-related lot of 8,000 shares and multiple ESPP/vesting lots. The filer states there were no sales in the past three months and certifies no known material nonpublic information. The form is marked as a LIVE filing.
Steven S. Zandpour, EVP of Associated Banc-Corp (ASB), purchased shares under the company's Employee Stock Purchase Plan on 08/15/2025. The Form 4 shows a purchase transaction executed under Code J(1) with a price of $25.079 per share and an indicated acquired amount of 93.2071 shares, resulting in reported beneficial ownership of 14,123.5977 shares following the transaction. The filing was signed by a power of attorney on behalf of Mr. Zandpour on 08/18/2025. The form notes the purchase was made through the issuer's ESPP, with no derivative transactions disclosed.
Associated Banc-Corp (ASB) insider purchase reported on Form 4. Chief Information Officer Terry Lynn Williams purchased 87.7228 shares of Common Stock on 08/15/2025 at a price of $25.079 per share under the company's Employee Stock Purchase Plan. After the transaction, the filing reports 12,649.7791 shares beneficially owned (direct). The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 08/18/2025 and lists the transaction code J(1), indicating plan-based acquisition.
Associated Banc-Corp director and Executive Vice President John A. Utz reported an insider transaction on Form 4 showing a purchase of 53.7318 shares of the issuer's common stock at a price of $25.079 on 08/15/2025. After the reported transaction, the filing shows 116,227.6639 shares beneficially owned directly. The report also discloses indirect beneficial ownership of 15,367.72 shares held in a 401(k) plan. The filing notes the purchase was made under the company's Employee Stock Purchase Plan and is signed by an attorney-in-fact on 08/18/2025.
Nicole M. Kitowski, Executive Vice President of Associated Banc-Corp (ASB), is the reporting person on this Form 4. The filing discloses a transaction dated 08/15/2025 in which shares of the issuer's common stock were acquired through the company’s Employee Stock Purchase Plan.
The Form shows an acquisition of 29.242 shares at a purchase price of $25.079 per share and indicates 45,032.2636 shares beneficially owned following the transaction. The filing also reports an indirect holding of 3,164 shares through a 401(k) plan. The Form was signed by an attorney-in-fact on behalf of Ms. Kitowski on 08/18/2025.
Jayne C. Hladio, EVP and President Private Wealth of Associated Banc-Corp (ASB), purchased 14.987 shares under the issuer's Employee Stock Purchase Plan at $25.079 per share. After the transaction, she beneficially owns 16,382.5621 shares reported in a direct ownership form. The filing identifies the purchase as Code J(1) and confirms the acquisition occurred pursuant to the company ESPP.
Associated Banc-Corp filed a Form 13F reporting its role as an institutional investment manager. The filing lists 321 holdings with a total value of $3,528,155,745 and names Associated Trust Company, National Association as an other included manager. The report is signed by Jayne C. Hladio on 08-12-2025.
State Street Corporation reported beneficial ownership of 8,524,500 shares of Associated Banc‑Corp common stock, representing 5.1% of the class. The filing shows 0 shares with sole voting power and sole dispositive power, 1,183,812 shares with shared voting power, and 8,524,500 shares with shared dispositive power, indicating the position is held with shared authority rather than as a single controlling holder.
The filing identifies several State Street affiliates acting in investment advisor roles that are associated with the reported holdings. The filer certifies the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.