Welcome to our dedicated page for Auburn National SEC filings (Ticker: AUBN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Auburn National Bancorporation, Inc. (Nasdaq: AUBN) SEC filings, offering a view into the regulatory disclosures of the parent company of AuburnBank, an Alabama state-chartered commercial bank headquartered in Auburn, Alabama. Through these documents, investors can review how the Company reports its financial condition, capital position and corporate actions as a publicly traded commercial banking organization.
Current reports on Form 8-K for AUBN cover a range of material events. Recent 8-K filings report quarterly and annual financial results, including net earnings, net interest income, net interest margin, noninterest income and expense, and asset quality and capital ratios. Other 8-K filings disclose dividend declarations, the election of directors, adoption of equity and incentive compensation plans, grants of restricted stock units to named executive officers, and amendments or proposed amendments to the Company’s Certificate of Incorporation.
Annual reports on Form 10-K and quarterly reports on Form 10-Q, which are accessible through the SEC’s EDGAR system and linked from this page when available, contain more detailed information. These filings typically include discussions of Auburn National Bancorporation’s commercial banking activities in East Alabama, its securities portfolio classified as available-for-sale, its use of non-GAAP financial measures such as tax-equivalent net interest income and the efficiency ratio, and risk factors relevant to its operations.
Users can also review exhibits filed with AUBN’s reports, such as certificates of amendment or correction to the Certificate of Incorporation, equity plan documents and press releases furnished as exhibits. Insider compensation-related information appears in filings describing equity awards and related terms and conditions. Stock Titan’s platform supplements these filings with AI-powered summaries that explain key sections of lengthy documents, highlight important changes from prior periods, and help readers interpret items such as changes in capital ratios, provisions for credit losses and governance amendments.
Auburn National Bancorporation, Inc. (AUBN) filed an 8-K outlining new executive equity compensation actions. Effective 24-Jul-2025, the board’s Compensation Committee adopted a standard Notice of Discretionary Equity Award Agreement for use under the 2024 Equity & Incentive Compensation Plan. The agreement governs time-based restricted stock units (RSUs), dividend equivalent credits, vesting conditions and claw-back provisions.
Under Item 5.02, the Committee granted 1,402 RSUs in total to the three named executive officers: CEO David A. Hedges 550, CFO W. James Walker IV 431 and COO Robert L. Smith 421. All RSUs cliff-vest on 10-Mar-2026, contingent on continued employment, with accelerated vesting on death, disability, retirement, certain terminations without cause or a change in control where awards are not assumed. Each vested RSU converts 1-for-1 into common stock; dividend equivalents accrue in additional RSUs and follow the same vesting schedule.
The award agreement embeds standard confidentiality, non-solicitation and insider-trading restrictions, plus a potential claw-back for misconduct. Exhibit 10.1 contains the full RSU template; no financial statements were included.