Auburn National Bancorporation, Inc. filed an 8-K stating it issued a press release announcing the declaration of its quarterly dividend. The press release is attached as Exhibit 99.1 and dated November 12, 2025.
The company’s common stock trades on the Nasdaq Global Market under the symbol AUBN. The report was signed by President and CEO David A. Hedges.
Auburn National Bancorporation, Inc. (AUBN) furnished a Form 8-K to provide a press release reporting its financial results for the quarter and nine months ended September 30, 2025. The press release is attached as Exhibit 99.1 and dated October 23, 2025.
The company states the information is being furnished, not filed, and therefore is not subject to liabilities under Section 18 of the Exchange Act nor incorporated by reference unless expressly stated. AUBN’s common stock trades on the Nasdaq Global Market under the symbol AUBN.
Auburn National Bancorporation (AUBN) reported an initial insider filing as Walton T. Conn, Jr. became a director on October 6, 2025. He disclosed 1,137 shares of common stock held directly as joint tenants with his spouse and 668 shares held indirectly through a Schwab IRA Rollover FBO Walton T. Conn, Jr. No derivative securities were reported.
William F. Ham Jr., a director of Auburn National Bancorporation, Inc. (AUBN), reported two open-market purchases on 10/08/2025. He acquired 45 shares at $27.4849 and 9 shares at $27.4207, leaving him with 4,909 and 4,918 shares respectively after each transaction; 300 shares are held indirectly by his spouse. The filing is signed on 10/09/2025 and notes DRIP/OCP as the remark.
Insider purchases by a senior officer. Shannon O'Donnell, identified as a Senior Vice President, reported two purchases of common stock on 10/08/2025 under a dividend reinvestment/option plan (remark: DRIP/OCP). The filings show acquisition of 1,526 shares at $27.4849 and 1,537 shares at $27.4207, executed as purchase transactions. The report is signed on 10/09/2025.
Director David E. Housel reported two open-market purchases totaling 17,345 shares of Auburn National Bancorporation (AUBN) on 10/08/2025. The transactions show 8,665 shares at $27.4849 and 8,680 shares at $27.4207, with both held directly. The filing is signed 10/09/2025 and notes DRIP/OCP in the remarks, indicating dividend reinvestment or an open-market purchase plan was used.
Barrett J. Tutt, a director of Auburn National Bancorporation, bought a total of 70 shares of common stock on October 8, 2025 in two transactions classified as "Purchase in open market or private transaction" at $27.4849 and $27.4207 per share. Following these purchases, he directly owns 9,044 shares.
Auburn National Bancorporation, Inc. reported that its Board of Directors and the Board of AuburnBank elected Walton T. Conn, Jr. as a director on October 6, 2025. He will serve on the boards of both the Company and the Bank for a term ending at the Company’s 2026 Annual Meeting of Shareholders, scheduled for May 12, 2026, and continue until his successor is elected and qualified.
The Board determined that Mr. Conn is an independent director under Nasdaq corporate governance rules, meaning he meets Nasdaq’s standards for board independence. The Company also issued a press release on October 6, 2025 announcing his appointment, which is filed as Exhibit 99.1.
Bruce Steven Spencer filed a Schedule 13D reporting beneficial ownership of 251,238 shares of Auburn National Bancorporation, Inc. (AUBN), equal to 7.2% of outstanding shares, following transfers from estate and trust accounts on September 11, 2025. Spencer holds 243,902 inherited shares as sole trustee with sole voting and dispositive power for Recipient Trusts FBO Bruce Steven Spencer and also directly or indirectly holds an additional 7,336 shares (including personal and LLC-related interests). The filing states these changes reflect inheritance transfers and no other arrangements or contemplated actions.
Sandra J. Spencer filed Amendment No. 3 to a Schedule 13D reporting inheritance transfers that changed her beneficial ownership in Auburn National Bancorporation, Inc. She received a total of 243,903 shares from trusts and estates established by her late parents and now beneficially owns 258,214 shares, equal to 7.4% of the 3,493,699 shares outstanding reported on August 11, 2025. The shares were transferred on September 11, 2025 into trust accounts where Ms. Spencer serves as sole trustee and sole beneficiary for the parcels listed for her benefit, and she holds additional shares individually, with her husband, and via Spencer LLC. Ms. Spencer expressly disclaims beneficial ownership of certain shares held by Spencer LLC and the Spencer Foundation.