Every Form 4 that Auburn National Bancorporation (AUBN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AUBN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AUBN filings page.
AUBURN NATIONAL BANCORPORATION, INC Senior Vice President Shannon O'Donnell reported buying common stock in the open market. O'Donnell purchased 11 shares at $26.01 per share and 16 shares at $26.90 per share, for a total of 27 shares.
After these transactions, O'Donnell directly owns 1,902 shares of common stock. The filing also shows a derivative position of Restricted Stock Units tied to 1,084 underlying common shares at a $0.00 exercise price, expiring on June 5, 2029.
AUBURN NATIONAL BANCORPORATION, INC director David E. Housel reported buying additional company stock in the open market. He made two purchases of common stock totaling 53 shares.
The transactions were open-market purchases at prices of $26.01 and $26.90 per share, representing a small net increase in his direct ownership.
AUBURN NATIONAL BANCORPORATION director William F. Ham Jr. reported small open-market purchases of the company’s common stock. He bought 10 shares at $26.01 per share and 47 shares at $26.90 per share, totaling 57 shares acquired on this date. The filing also shows an indirect holding of 300 shares attributed to his spouse, reflecting additional family ownership separate from his direct position.
AUBURN NATIONAL BANCORPORATION, INC. director Barrett J Tutt reported small open-market purchases of common stock. On July 2, 2026, he bought 23 shares at $26.01 per share and 51 shares at $26.90 per share, totaling 74 shares. Following these transactions, Tutt directly owns 9,273 shares of common stock. The filing also reports 8,744 shares held indirectly through his spouse, providing additional context on his overall economic exposure to AUBN stock.
Auburn National Bancorporation, Inc. reported that Senior Vice President Shannon O'Donnell received a grant of 1,084 Restricted Stock Units (RSUs) on June 5, 2026 under the 2024 Equity and Incentive Compensation Plan. Each RSU will convert into one share of common stock as it vests.
The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment, and accrue dividend equivalents as additional RSUs. Following these transactions, O'Donnell holds 1,875 shares of common stock directly and 1,084 RSUs as a compensation award.
Auburn National Bancorporation, Inc.'s SVP and CFO, William James Walker IV, received a grant of 1,207 Restricted Stock Units (RSUs) on June 5, 2026 under the company’s 2024 Equity and Incentive Compensation Plan. Each RSU will convert into one share of common stock upon vesting.
The RSUs vest over three years, with 33% vesting on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. RSUs also accrue dividend equivalents in the form of additional RSUs. Following the reported transactions, he holds 749 shares of common stock directly.
Auburn National Bancorporation reported that President and CEO David A. Hedges received a grant of 2,078 Restricted Stock Units (RSUs) on June 5, 2026 under the 2024 Equity and Incentive Compensation Plan. Each RSU converts into one share of common stock as it vests.
The RSUs vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment, and they accrue dividend equivalents in the form of additional RSUs. Following the reported transactions, Hedges directly holds 14,401 shares of common stock and 2,078 RSUs.
Auburn National Bancorporation senior vice president and chief lending officer Robert Lawrence Smith reported an equity compensation grant. He received 1,190 Restricted Stock Units (RSUs) on common stock, which vest 33% on June 5, 2027, 33% on June 5, 2028, and 34% on June 5, 2029, subject to continued employment. Following the filing, he holds 714 shares of common stock directly and 1,190 RSUs that will convert into common shares as they vest and accrue dividend-equivalent RSUs.
Auburn National Bancorporation President and CEO David A. Hedges, who is also a director, made an open-market purchase of 1,000 shares of common stock at $23.75 per share on May 6, 2026. Following this transaction, he directly owns 14,401 common shares.
AUBURN NATIONAL BANCORPORATION, INC director David E. Housel reported an open-market purchase of common stock. On May 5, 2026, he bought 150 shares of common stock at $23.96 per share. After this transaction, he directly owns 9,264 common shares.
AUBURN NATIONAL BANCORPORATION, INC director Walton T. Conn Jr. reported open-market purchases of a total of 350 shares of common stock. He bought 150 directly at $23.8951 per share and 200 through an IRA at $23.8950 per share. Following these transactions, he holds 1,718 shares directly and 1,463 shares indirectly via an IRA. Footnotes note that some holdings include DRIP shares and are owned as joint tenants in a brokerage account with his spouse.
AUBURN NATIONAL BANCORPORATION, INC Senior Vice President Shannon O'Donnell reported two open-market purchases of common stock. On April 14, 2026, O'Donnell bought 17 shares at $23.722 per share and 13 shares at $23.458 per share, for a total of 30 shares. After these transactions, O'Donnell directly owns 1,875 common shares.
Auburn National Bancorporation, Inc. director David E. Housel reported two open-market purchases of common stock. He bought 41 shares at $23.722 per share and 17 shares at $23.2458 per share on the same date, totaling 58 shares acquired. Following these transactions, he directly owns 9,114 common shares, indicating a small, routine increase in his personal stake.
AUBURN NATIONAL BANCORPORATION, INC director William F. Ham Jr. reported open-market purchases of a total of 64 shares of common stock on April 14, 2026. He bought 53 shares at $23.722 per share and 11 shares at $23.25 per share, both as direct holdings.
After these transactions, Ham directly holds 5,037 shares of AUBN common stock. The filing also shows an indirect holding of 300 shares attributed to his spouse, indicating additional economic exposure through family ownership.
AUBURN NATIONAL BANCORPORATION, INC. director Barrett J. Tutt bought additional company stock in the open market. On April 14, 2026, he purchased 57 shares at $23.722 and 26 shares at $23.458, totaling 83 shares of common stock.
After these purchases, Tutt directly owns 9,199 common shares. A separate line shows 8,744 common shares held indirectly by his spouse, indicating an additional family-related interest reported as indirect ownership.
AUBURN NATIONAL BANCORPORATION, INC. Senior Vice President Shannon O'Donnell reported routine equity compensation activity. On March 10, 2026, she acquired 7 shares of common stock as dividend equivalents upon vesting of 387 previously granted restricted stock units, at no cost. On the same date, 114 shares were disposed of to cover tax withholding obligations at $23.85 per share, resulting in 273 net shares issued. Following these transactions, she directly held 1,844 shares of common stock.
AUBURN NATIONAL BANCORPORATION, INC. senior vice president and chief lending officer Robert Lawrence Smith reported routine equity compensation activity involving restricted stock units and related tax withholding. On March 10, 2026, he acquired 8 shares of common stock as dividend equivalents upon the vesting of 421 restricted stock units, as noted in the footnotes.
On the same date, 122 shares of common stock were withheld by the company at $23.85 per share to satisfy tax withholding obligations, resulting in the issuance of 299 net shares and a total of 307 shares issued in connection with that RSU vesting. Following these transactions, Smith directly held 714 shares of Auburn National common stock. These events reflect compensation-related share issuance and tax settlement rather than open-market purchases or sales.
Auburn National Bancorporation reported a routine equity compensation event for its SVP/CFO, William James Walker IV. On the March 10, 2026 settlement date, restricted stock units vested and he received shares of common stock, including 8 shares issued as dividend equivalents.
To cover tax withholding obligations, 121 shares were withheld by the company at a price of $23.85 per share, resulting in 310 net shares being issued. In total, 318 shares were issued to the reporting person on the settlement date, and his direct common stock holdings stood at 749 shares afterward.
AUBURN NATIONAL BANCORPORATION, INC. President and CEO David A. Hedges reported routine equity compensation activity related to previously granted restricted stock units. On the March 10, 2026 settlement date, 391 common shares were issued upon vesting of 550 restricted stock units, including 10 shares as dividend equivalents.
Of these, 169 shares were withheld by the company to cover tax obligations at a per-share value of $23.85, resulting in 381 net shares issued to Hedges. After these transactions, he directly owned 13,401 shares of common stock. The filing reflects compensation vesting and associated tax withholding rather than open-market buying or selling.
Auburn National Bancorporation, Inc. Senior Vice President Shannon O'Donnell reported compensation-related stock activity tied to restricted stock units. On the March 10, 2026 settlement date, O'Donnell received 7 shares as dividend equivalents upon the vesting of 387 restricted stock units and a total of 280 shares were issued.
To cover tax withholding obligations, 114 shares were withheld by the company based on the $23.85 per share closing price on the Nasdaq Global Market, resulting in 273 net shares issued. Following these transactions, O'Donnell directly owns 1,457 shares of common stock. The filing reflects routine equity compensation and tax withholding rather than open-market buying or selling.
AUBURN NATIONAL BANCORPORATION, INC. director Walton T. Conn Jr. bought 200 shares of common stock in an open-market transaction on March 11, 2026 at $24.10 per share through an IRA account. After this purchase, that IRA indirectly holds 1,250 shares. A separate entry shows 1,550 shares held directly in his name.
Auburn National Bancorporation director Walton T. Conn Jr. reported open-market purchases of company stock. On February 24, 2026, he bought 100 shares of common stock at $24.75 per share in a brokerage account held as joint tenants with his spouse, bringing that direct holding to 1,550 shares. On the same date, he also bought another 100 shares at $24.75 per share through an IRA account identified as “IRA FBO Walton T Conn, Jr.,” increasing that indirect IRA position to 1,050 shares. In total, the transactions reflect 200 shares of net insider buying.
Auburn National Bancorporation, Inc. director Walton T. Conn Jr. reported open‑market purchases of the company’s common stock on January 29, 2026. He bought 100 shares at $25.00 into a jointly owned brokerage account with his spouse, bringing that direct holding to 1,450 shares.
He also purchased 175 shares through an IRA for his benefit, consisting of 100 shares at $25.00 and 75 shares at $25.40. Following these IRA trades, his indirect IRA holdings stood at 775 shares and 850 shares in two IRA positions that include 2025 dividend reinvestment shares.
Auburn National Bancorporation, Inc. reported a small insider purchase by Senior Vice President Shannon O'Donnell. On January 14, 2026, she bought 16 shares of common stock at $27.0624 per share and another 11 shares at $27.1422 per share. After these transactions, she directly owned 1,564 shares of the company’s common stock. The transactions were reported as direct ownership and were noted with the remark “DRIP/OCP.”
Auburn National Bancorporation, Inc. director William F. Ham Jr. reported small open‑market purchases of the company’s common stock. On 01/14/2026, he bought 46 shares at a price of $27.0624 per share and 9 additional shares at $27.1422 per share.
After these transactions, Ham directly owned 5,273 shares of Auburn National common stock and was reported as indirectly owning 300 shares through his spouse. The transactions are noted as DRIP/OCP in the remarks, indicating they were made under a specific share purchase or reinvestment arrangement.
Auburn National Bancorporation, Inc. director David E. Housel reported small open-market purchases of company stock. On January 14, 2026, he bought 36 shares of common stock at $27.0624 per share and another 15 shares at $27.1422 per share. After these transactions, he directly owned 9,056 shares of Auburn National common stock. The transactions are noted with the remark “DRIP/OCP.”
Auburn National Bancorporation, Inc. director J. Tutt Barrett reported small open-market share purchases. On January 14, 2026, Barrett bought 50 shares of common stock at $27.0624 per share and another 22 shares at $27.1422 per share. Both transactions are reported as directly owned and noted as "DRIP/OCP" in the remarks. After these trades, Barrett directly owned 9,116 shares of Auburn National common stock.
Auburn National Bancorporation, Inc. (AUBN) reported an insider share acquisition by a director. On 11/18/2025, the reporting person acquired 200 shares of common stock at a price of $25.39 per share. Following this transaction, the director directly beneficially owned 8,880 shares of Auburn National common stock.
William F. Ham Jr., a director of Auburn National Bancorporation, Inc. (AUBN), reported two open-market purchases on 10/08/2025. He acquired 45 shares at $27.4849 and 9 shares at $27.4207, leaving him with 4,909 and 4,918 shares respectively after each transaction; 300 shares are held indirectly by his spouse. The filing is signed on 10/09/2025 and notes DRIP/OCP as the remark.
Insider purchases by a senior officer. Shannon O'Donnell, identified as a Senior Vice President, reported two purchases of common stock on 10/08/2025 under a dividend reinvestment/option plan (remark: DRIP/OCP). The filings show acquisition of 1,526 shares at $27.4849 and 1,537 shares at $27.4207, executed as purchase transactions. The report is signed on 10/09/2025.
Director David E. Housel reported two open-market purchases totaling 17,345 shares of Auburn National Bancorporation (AUBN) on 10/08/2025. The transactions show 8,665 shares at $27.4849 and 8,680 shares at $27.4207, with both held directly. The filing is signed 10/09/2025 and notes DRIP/OCP in the remarks, indicating dividend reinvestment or an open-market purchase plan was used.
Barrett J. Tutt, a director of Auburn National Bancorporation, bought a total of 70 shares of common stock on October 8, 2025 in two transactions classified as "Purchase in open market or private transaction" at $27.4849 and $27.4207 per share. Following these purchases, he directly owns 9,044 shares.