AvePoint Insider Maintains Strong Position Despite 6,500 Share Tax Settlement

Rhea-AI Filing Summary

AvePoint Executive Chairman Reports Tax-Related Share Transaction

Xunkai Gong, Executive Chairman and 10% owner of AvePoint (AVPT), reported a Form 4 filing on June 28, 2025, detailing a transaction that occurred on June 20, 2025. The insider disposed of 6,500 shares at $17.96 per share through a tax withholding transaction (Code F). This was an exempt transaction related to tax liability settlement, not a discretionary sale.

Following the transaction, Gong maintains beneficial ownership of 767,727 shares held directly. This position includes both common stock and previously granted RSUs (both vested and unvested) from multiple grants between 2021 and 2025. The transaction was executed via power of attorney by Brian Michael Brown.

• Transaction Type: Tax withholding (non-discretionary)
• Share Price: $17.96
• Insider Roles: Executive Chairman, Director, and 10% Owner

Insider Trade Summary

Net Seller: 6,500 shares

Net Sell 1 txn

Insider Gong Xunkai

Role Executive Chairman

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	6,500	$17.96	$117K

Holdings After Transaction: Common Stock — 767,727 shares (Direct)

Footnotes (2)

1. F1. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
2. F2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 06/24/2025 - 06:13 AM Learn about SEC filing dates

FAQ

How many AVPT shares were disposed of by Xunkai Gong on June 20, 2025?

According to the Form 4 filing, Xunkai Gong disposed of 6,500 shares of AVPT common stock on June 20, 2025 at a price of $17.96 per share.

What is Xunkai Gong's position at AVPT?

Xunkai Gong serves multiple roles at AvePoint (AVPT): Executive Chairman, Director, and is also a 10% Owner of the company, as indicated in the Form 4 filing.

How many AVPT shares does Xunkai Gong own after the June 20, 2025 transaction?

Following the reported transaction, Xunkai Gong beneficially owns 767,727 shares of AVPT common stock directly. This includes both non-RSU common stock and aggregate vested and unvested RSUs.

Why did Xunkai Gong dispose of AVPT shares in this transaction?

The shares were disposed of as part of an exempt transaction where shares were withheld by AvePoint to satisfy income tax withholding and remittance obligations related to the net settlement of securities. This was not a discretionary transaction by Gong.

When was this Form 4 for AVPT filed relative to the transaction date?

The Form 4 was signed on June 23, 2025 and filed on June 28, 2025, following the transaction date of June 20, 2025, which is within the required reporting timeframe for insider transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gong Xunkai

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NJ 07310

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/20/2025		F		6,500(1)	D	$17.96	767,727(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown, Attorney-in-Fact	06/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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