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AvePoint (AVPT) SEC Filings, Jul-Sep 2025

AVPT NASDAQ

AvePoint, Inc. filings document the company’s financial results, governance matters, capital structure and public-company securities activity. Form 8-K reports furnish quarterly and annual operating results, including SaaS revenue, total revenue, annual recurring revenue and related financial-condition disclosures tied to the company’s cloud data protection business.

Proxy materials and annual meeting reports cover director elections, executive compensation votes, auditor ratification and board governance. Other filings address common stock offering activity under shelf registration materials, the company’s secondary listing context for common stock, and the removal of AvePoint warrants from Nasdaq listing and registration.

Rhea-AI Summary

Brian Michael Brown, Chief Legal Officer and a director of AvePoint, Inc. (AVPT), reported a routine disposition of 7,310 shares of the issuer's common stock on 08/29/2025 at a price of $16.36 per share. The Form 4 states this was an exempt transaction: shares were withheld by the company to satisfy tax withholding obligations arising from the vesting of restricted stock units granted under the 2021 Equity Incentive Plan rather than a discretionary open-market sale. After the transaction, Brown beneficially owned 1,148,133 shares, which include both non-RSU common stock and vested and unvested RSUs reported in prior Form 4 filings. The Form 4 is signed and dated 09/02/2025.

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Rhea-AI Summary

AvePoint, Inc. director and 10% owner Gong Xunkai reported a non-derivative disposition of 10,572 common shares on 08/29/2025 at a price of $16.36 per share. The filing states this was an exempt transaction where the company withheld shares to satisfy tax withholding obligations related to the net settlement of restricted stock units (RSUs). After the withholding, the reporting person beneficially owned 757,155 shares (including vested and unvested RSUs previously disclosed). The disposition is described as administrative and not a discretionary sale by the reporting person.

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insider
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Rhea-AI Summary

AvePoint insider transaction by CEO/director and 10% owner Jiang Tianyi shows a net settlement of restricted stock units on 08/29/2025. The filing reports 7,654 shares disposed at a price of $16.36 withheld to satisfy tax obligations arising from vesting/exercise under the 2021 Equity Incentive Plan. After this withholding, the reporting person beneficially owned 559,254 shares, which includes vested and unvested RSUs previously reported on Form 4 filings in 2021–2025. The transaction is reported as an exempt in-kind withholding under Rule 16b-3 and appears to be an administrative, non-discretionary net settlement.

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-0.86%
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insider
Rhea-AI Summary

AvePoint, Inc. insider sale notice: The filing reports a proposed sale of 35,000 shares of common stock by a person associated with AVPT through Rockefeller Financial with an aggregate market value of $540,484.90, with an approximate sale date of 08/25/2025. The shares were acquired as a restricted stock grant on 07/07/2022 and were granted as compensation. The issuer has 211,926,808 shares outstanding. The filer previously sold three blocks of 35,000 shares on 05/23/2025, 06/23/2025 and 07/23/2025 with gross proceeds of $635,482.33, $638,057.00 and $654,941.73 respectively. The signer represents no undisclosed material adverse information and notes Rule 144 sale reporting requirements.

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1.61%
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Rhea-AI Summary

AvePoint, Inc. (AVPT) insider transaction summary: Chief Legal Officer and director Brian Michael Brown reported a sale of 35,000 shares of common stock on 08/25/2025 at a price of $15.47 per share. The filing states the sale was effected under a Rule 10b5-1 trading plan adopted December 18, 2024.

Following the reported sale, Mr. Brown beneficially owns 1,155,443 shares, a total that the form clarifies includes both non-RSU common stock and aggregate vested and unvested RSUs subject to previously disclosed vesting schedules. The Form 4 is signed and dated 08/27/2025.

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2.86%
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insider
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Form 10-Q
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-18.11%
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quarterly report
Form 8-K
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-18.11%
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current report
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Rhea-AI Summary

AvePoint, Inc. (AVPT) Form 4: Chief Legal Officer & Director Brian Michael Brown disposed of 35,000 common shares on 07/23/2025 at $18.74, generating roughly $656 k in gross proceeds. The sale was executed under a Rule 10b5-1 trading plan adopted 12/18/2024, indicating it was pre-scheduled rather than discretionary.

After the transaction Brown still beneficially owns 1,190,443 shares (combining non-RSU stock and vested/unvested RSUs) held directly. No derivative securities were exercised or disposed. Brown continues to serve as both Chief Legal Officer and a Director, preserving substantial equity alignment with shareholders despite the sale. The filing contains no company-level financial data; its relevance is limited to insider-sentiment considerations.

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0.32%
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Form 144
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-2.17%
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other
Form 25-NSE
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3.53%
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other

FAQ

How many AvePoint (AVPT) SEC filings are available on StockTitan?

StockTitan tracks 132 SEC filings for AvePoint (AVPT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for AvePoint (AVPT)?

The most recent SEC filing for AvePoint (AVPT) was filed on September 2, 2025.