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Director Axel Theis receives 1,594 AXIS Capital (NYSE: AXS) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AXIS Capital Holdings Ltd. director Axel Theis reported a stock-based compensation grant. On January 15, 2026, he acquired 1,594 common shares of AXIS Capital, recorded with transaction code "A" for an acquisition. These shares were issued as director's fees, based on the January 15, 2026 closing share price of $100.34, rather than being bought in the open market. Following this grant, Theis beneficially owns 11,778 common shares of the company, held in direct ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Theis Axel

(Last) (First) (Middle)
C/O AXIS CAPITAL HOLDINGS LIMITED
29 RICHMOND ROAD, 3RD FLR

(Street)
PEMBROKE D0 HM 08

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AXIS CAPITAL HOLDINGS LTD [ AXS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 01/15/2026 A 1,594 A (1) 11,778 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Common shares issued as director's fees using January 15, 2026 closing price of $100.34.
Remarks:
G. Christina Gray-Trefry, Attorney-in-Fact 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AXIS Capital (AXS) report for Axel Theis?

AXIS Capital reported that director Axel Theis acquired 1,594 common shares on January 15, 2026, recorded as an acquisition under transaction code "A".

How did Axel Theis receive the 1,594 AXIS Capital (AXS) shares?

The 1,594 common shares were issued as director's fees, using the January 15, 2026 closing price of $100.34 per share to value the grant.

What is Axel Theis's total AXIS Capital shareholding after this Form 4?

After the reported transaction, Axel Theis beneficially owns 11,778 AXIS Capital common shares, held in direct ownership.

Was the reported AXIS Capital (AXS) transaction a purchase on the open market?

No. The filing states that the common shares were issued as director's fees using the closing price of $100.34 on January 15, 2026, rather than purchased in the open market.

What does transaction code "A" mean in this AXIS Capital Form 4?

In this Form 4, code "A" indicates an acquisition of securities, here reflecting a grant of 1,594 common shares as director compensation.

Is Axel Theis a director or officer of AXIS Capital (AXS)?

The reporting person, Axel Theis, is identified as a director of AXIS Capital Holdings Ltd. and is not listed as an officer or 10% owner in this filing.

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