Welcome to our dedicated page for Ball SEC filings (Ticker: BALL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ball Corporation SEC filings document the formal disclosures of an Indiana-incorporated global aluminum packaging company. Its 8-K reports furnish quarterly and annual results, earnings releases, conference-call materials and reconciliations involving non-U.S. GAAP financial measures.
The company’s filings also cover proxy governance, director elections, shareholder voting results, executive appointments and compensation arrangements. Material-event filings document credit agreement amendments, senior secured credit facilities and other capital-structure matters, while proxy materials describe board composition, governance practices and shareholder meeting proposals.
Ball Corporation executive Kathleen Pitre reported the acquisition of company stock tied to performance-based awards. On 01/27/2026, she acquired 7,062 shares of Ball Corporation common stock at a price of $0.00 per share following the Human Resources Committee’s determination of performance factors for performance contingent restricted stock units granted on January 25, 2023.
After this transaction, she beneficially owned 49,593 shares of common stock, held directly. The underlying shares from these restricted stock units are scheduled to vest on January 31, 2026, subject to her continued employment with the company.
Ball Corporation's Chief Executive Officer Ronald J. Lewis reported the acquisition of performance-based equity on January 27, 2026. He received 23,306 shares of common stock tied to performance contingent restricted stock units granted on January 25, 2023, and 20,138 shares tied to units granted on January 24, 2024.
Each restricted stock unit represents a contingent right to one share of Ball Corporation common stock. The underlying shares from both performance awards are scheduled to vest on January 31, 2026, subject to Mr. Lewis’s continued employment. After these transactions, he directly held 90,669.7728 shares of Ball common stock.
Ball Corp executive Carey Causey reported an option exercise and related share withholding. On January 16, 2026, Causey exercised a stock option covering 6,800 shares of Ball Corp common stock at an exercise price of $33.05 per share, converting the derivative award into common stock. The newly issued common shares are shown at a transaction price of $56.08 per share.
On the same date, 4,959 common shares were deemed surrendered at $56.08 per share to satisfy tax liabilities arising from this option exercise, as described in the footnote. After these transactions, Causey directly owned 22,802.9051 shares of Ball Corp common stock.
Ball Corporation reported an insider equity transaction by its SVP and President, EMEA.
On 12/15/2025, the officer converted 282 restricted stock units into an equal number of shares of common stock in a transaction coded M. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock, and the units vest on the fourth anniversary of the grant date.
The officer also disposed of 133 shares of common stock in a transaction coded F at a price of $51.58 per share. Following these transactions, the officer directly beneficially owns 5,765.9369 shares of Ball Corporation common stock, with no restricted stock units remaining.
Ball Corporation's Chief Executive Officer reported equity transactions in company common stock. On December 15, 2025, 4,000 shares of Ball common stock were acquired in connection with the conversion of restricted stock units, as shown by a transaction coded "M" in the filing and described in the footnotes as a conversion upon vesting. On the same date, 1,750 shares of common stock were disposed of at a price of $51.58 per share in a transaction coded "F".
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock, and the units vest on the fourth anniversary of the grant date. Following these transactions, the Chief Executive Officer directly beneficially owns 47,225.7728 shares of Ball Corporation common stock, and the reported restricted stock units listed in the derivative table show zero units remaining beneficially owned.
A Ball Corp director reported equity compensation activity involving restricted stock units and deferred stock units on 12/15/2025.
The report shows the lapse of 534 restricted stock units granted under the Deposit Share Program, each representing a contingent right to receive one share of Ball Corporation common stock. A related entry in the Deferred Compensation Company Stock Plan reflects another 534 units that may be settled in stock or cash. Following these transactions, the director holds 17,743 restricted stock units and 20,025.1951 stock units linked to Ball Corp common stock, all listed as directly owned.
Ball Corp director Mr. Bryant reported acquiring deferred stock units tied to Ball Corp common stock. On 12/15/2025, he received 121.1709 stock units under the Ball Corporation Deferred Compensation Company Stock Plan at a price of $51.58 per unit. Each unit may be settled for one share of common stock or an equivalent amount of cash in line with the plan.
Following this award, Mr. Bryant beneficially owns 7,968.3194 deferred stock units directly. These stock units are scheduled to be distributed upon his separation from service, according to the terms of the deferred compensation plan.
Ball Corp reported an equity award to a senior executive under its Stock and Cash Incentive Plan. On 12/12/2025, SVP & CSCO Mr. Vail received 20,623 restricted stock units, each convertible into one share of Ball Corp common stock without cost. These restricted stock units vest in approximately equal installments on each of the first three anniversaries of the grant date, generally requiring continued employment through each vesting date. Following the grant, Mr. Vail directly beneficially owned 20,623 restricted stock units linked to Ball Corp common shares.
Ball Corp officer and Senior Vice President & Chief Supply Chain Officer filed an initial ownership report stating that no company securities are beneficially owned. This Form 3 filing is an administrative disclosure required for insiders and does not describe any transactions, option grants, or existing holdings.
Ball Corporation announced that its board of directors has appointed Scott Vail as Chief Supply Chain and Operations Officer, effective December 10, 2025. Vail previously served as Chief Operating Officer of Reynolds Consumer Products and earlier held senior operations roles at Ball, Anheuser-Busch InBev, and Metal Container Corporation, bringing extensive packaging and beverage industry experience.
His compensation package includes a base salary of $600,000 per year, a one-time cash bonus of $345,000, and a one-time restricted stock unit award valued at $1,000,000 that vests pro rata over three years. Beginning in 2026, he will be eligible for an annual cash incentive targeted at 80% of base salary and long-term equity incentives targeted at 180% of base salary, plus customary relocation benefits. Ball states there are no related-party relationships or transactions associated with this appointment.