Carrier Gb Cp SEC Filings

Carrier Global Corporation is asking shareowners to vote at its virtual 2026 Annual Meeting on April 15, 2026. The proxy covers three main items: electing 10 directors, an advisory vote on named executive officer pay and ratifying PricewaterhouseCoopers LLP as independent auditor for 2026.

The company highlights 2025 net sales of $21.75 billion, driven by strong global commercial HVAC, aftermarket and container performance, and notes GAAP diluted EPS from continuing operations rose 39%. Data center sales doubled to about $1 billion with more than $1 billion in backlog and an expectation of roughly $1.5 billion in 2026 sales.

Carrier returned about $3.7 billion to shareowners via dividends and buybacks, secured Board approval for a new $5 billion repurchase authorization, raised its quarterly dividend to $0.24 per share and paid down $1.2 billion of long-term debt. The proxy also details Board composition, governance practices, risk oversight (including artificial intelligence), director compensation and a pay‑for‑performance executive compensation program that is largely at risk and tied to financial and shareholder return metrics.

Carrier Global Corp. received an updated ownership report from Capital International Investors, which now reports beneficial ownership of 25,133,377 shares of Carrier common stock. This represents 3.0% of the 842,209,781 shares believed to be outstanding as of the reporting date.

Capital International Investors has sole voting power over 25,034,852 shares and sole dispositive power over 25,133,377 shares, with no shared voting or dispositive authority. The filer notes that its holdings represent 5 percent or less of the class and certifies the position is held in the ordinary course of business and not to change or influence control of Carrier.

Carrier Global Corp officer Thomas Heim reported equity compensation activity involving 50 restricted stock units (RSUs) and 50 common shares. On February 9, 2026, 50 RSUs tied to prior awards and dividend equivalents converted into 50 shares of Carrier common stock at an exercise price of $0.0000. Heim also acquired 50 new RSUs at a reference price of $65.32 per unit. After these transactions, he directly owned 13,847 shares of Carrier common stock, along with the newly granted RSUs, which convert into common stock on a one-for-one basis.

Carrier Global Corporation has filed a resale shelf registration covering up to 50,074,109 shares of its common stock held by Viessmann Traeger HoldCo GmbH and its affiliates. These shares were issued as part of Carrier’s acquisition of Viessmann’s climate solutions business.

Carrier is not selling any shares in this registration and will receive no proceeds from stockholder sales. As of January 30, 2026, Carrier had 835,843,882 common shares outstanding. The registered shares may be sold from time to time using various methods, including market and privately negotiated transactions.

Carrier Global Corporation is registering 50,074,109 shares of common stock for potential resale by Viessmann Traeger HoldCo GmbH and its affiliates. These shares were issued as part of the consideration for Carrier’s acquisition of Viessmann’s climate solutions business.

Carrier is not selling any shares itself in this transaction and will receive no proceeds from any sales by the stockholder. As of January 30, 2026, Carrier had 835,843,882 shares of common stock outstanding, providing context for the size of this registered resale block.

The stockholder may sell the registered shares over time using various methods, including ordinary brokerage trades, block trades, hedging and other permitted transactions, at prices and terms it determines. Carrier has granted registration rights and agreed to customary indemnification, but the filing does not require the stockholder to sell any shares.

Carrier Global Corporation filed its annual report outlining a focused strategy as a pure‑play intelligent climate and energy solutions provider. For 2025, the company generated $21.7 billion in net sales and $2.2 billion in operating profit, with about 52% of sales from international markets.

New equipment represented 72% of sales and parts and services 28%, reflecting a growing aftermarket and digital lifecycle focus. In 2024 Carrier acquired Viessmann’s climate solutions business and divested several fire, access and refrigeration units, and it agreed to sell its Riello business for about $430 million, continuing portfolio simplification.

The company ended 2025 with roughly $11.5 billion of debt and 835,843,882 common shares outstanding as of January 30 2026. It also highlights extensive risk factors, including global economic uncertainty, climate regulation, cybersecurity, supply chain pressures and execution risks from acquisitions, divestitures and high leverage.

Carrier Global Corporation filed a current report to share that it has released its fourth quarter 2025 financial results. On February 5, 2026, the company issued a press release describing its results of operations and financial condition for that quarter.

The press release is furnished as Exhibit 99 to this report under the results-of-operations disclosure item and is specifically described as furnished, not filed, under securities laws. The filing also includes an Inline XBRL cover page as Exhibit 104.

Carrier Global Corp (CARR) insider Thomas Heim, President, CSE, reported the vesting and conversion of restricted stock units into common stock. On 02/01/2026, Heim exercised 13,797 restricted stock units at an exercise price of $0.0000 per unit, receiving 13,797 shares of Carrier common stock.

The Form 4 shows the derivative position in 13,797 restricted stock units going to zero and a matching increase in directly held common shares to 13,797. These restricted stock units were originally granted on February 1, 2024 and fully vested on the 2026 transaction date on a one-for-one basis into common stock.

Carrier Global Corporation senior executive equity award vests and shares withheld for taxes. Senior VP & CLO Francesca Campbell acquired 1,958 shares of Carrier common stock on February 1, 2026 at $0.00 per share upon vesting of previously granted performance share units under the 2020 Long-Term Incentive Plan.

The performance share units were earned based on pre-set targets for earnings per share growth and total shareholder return versus selected industrial companies in the S&P 500 over three years. On the same date, 581 shares were disposed of at $59.58 per share, typically indicating shares withheld to cover taxes, leaving Campbell with 6,940 directly held shares.