CARRIER GLOBAL Corp (CARR) SEC Filings, Mar-Apr 2026

Carrier Global Corp director Charles M. Holley received a grant of deferred stock units as part of his annual non-employee director compensation. On this grant date, he was awarded 6,148.5909 Director DSUs valued at $58.55 per unit, each linked to an equal number of Carrier common shares.

These Deferred Stock Units are issued under Carrier’s Board of Directors Deferred Stock Unit Plan and convert into the same number of common shares when he leaves the board, either in a lump sum or in installments, as previously elected. Following this award, his direct holdings under this plan total 42,960.2421 units.

Carrier Global Corp director Amy E. Miles received a compensation-related equity award, not an open-market trade. She was granted 3,484.2015 Director Deferred Stock Units (DSUs) tied to Carrier common stock at a reference price of $58.55 per unit. Following this grant, she holds 8,328.0785 Director DSUs. These units were issued under Carrier’s Board of Directors Deferred Stock Unit Plan as part of her annual compensation for serving as a non-employee director. Under the plan, DSUs, including any accrued dividend equivalents, will be converted into the same number of Carrier common shares and distributed in a lump sum or installments after she leaves the board.

Carrier Global Corp director Michael Todman reported a compensation-related equity grant. He acquired 3,637.9163 Director Deferred Stock Units (DSUs) tied to Carrier common stock at a reference value of $58.55 per unit as part of his annual non-employee director compensation.

Under Carrier’s Board of Directors Deferred Stock Unit Plan, these DSUs, plus accrued dividend equivalents, will convert into an equal number of Carrier common shares when he resigns, is removed, or retires from the Board, and will then be distributed in a lump sum or installments as previously elected. After this grant, Todman holds a total of 37,033.5552 DSUs directly.

Carrier Global Corp director Michael M. McNamara received a grant of deferred stock units as part of his annual board compensation. On this Form 4, he was awarded 3,637.9163 Director DSUs, each valued at $58.55, linked to Carrier common stock.

The grant increases his directly held deferred stock units to 43,220.3676. Under Carrier’s Board of Directors Deferred Stock Unit Plan, these DSUs, plus accrued dividend equivalents, convert into an equal number of Carrier common shares when he leaves the board, and are then paid either in a lump sum or in installments, based on his prior election.

Carrier Global Corp director John J. Greisch received a grant of 3,945.3459 Director Deferred Stock Units (DSUs) tied to common stock, as part of his annual non-employee director compensation. Following this award, he holds a total of 60,763.2394 DSUs directly.

The DSUs were valued at $58.55 per underlying share. Under the company’s Board of Directors Deferred Stock Unit Plan, these units, plus any dividend equivalents, will convert into an equal number of Carrier common shares and be distributed after Greisch leaves the Board, either in a lump sum or installments according to his prior election.

Carrier Global Corp director Jean Pierre Garnier received a compensation-related equity award in the form of deferred stock units. He was granted 3,330.4868 Director DSUs at a reference price of $58.55 per unit, bringing his total direct holdings in these units to 139,824.5839.

The units were granted under Carrier’s Board of Directors Deferred Stock Unit Plan as part of annual compensation for non-employee directors. Upon leaving the board, these DSUs, plus any dividend equivalents, convert into an equal number of Carrier common shares, which are then distributed either in a lump sum or installments, according to his prior election.

Carrier Global Corporation reported the results of its 2026 Annual Meeting of Shareowners held on April 15, 2026. As of February 19, 2026, there were 835,433,325 common shares outstanding, and a quorum of 768,844,537 shares was present or represented.

All director nominees, including Jean-Pierre Garnier, David Gitlin, and the other eight candidates, were elected for terms expiring at the 2027 Annual Meeting. Shareowners also approved, on an advisory basis, the compensation of the named executive officers.

In addition, shareowners ratified the appointment of PricewaterhouseCoopers LLP as Carrier Global’s independent registered public accounting firm for 2026.

Carrier Global Corp executive Gierges Michael Lotfy reported routine equity compensation activity involving restricted stock units (RSUs). On the transaction date, 5,320 RSUs converted into an equal number of shares of common stock on a one-for-one basis.

Of these shares, 1,296 were used in a tax-withholding disposition at $56.90 per share to satisfy tax obligations, leaving Lotfy with 4,024 shares of Carrier common stock held directly. The RSUs were originally granted on April 1, 2025 and vested on the reported transaction date, and also carried rights to dividend equivalents credited as additional RSUs.

The Vanguard Group amended its Schedule 13G to report that it beneficially owns 0 shares of Carrier Global Corp Common Stock, representing 0% of the class. The filing explains an internal realignment effective 01/12/2026 that disaggregated certain subsidiaries' holdings from The Vanguard Group, Inc.

The amendment lists Carrier Global Corp's principal office and is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026.