Capstone Energy Plus director gets 8,138-share award

The 8,138-share award is subject to continued service and is to vest at the issuer’s 2027 annual meeting, estimated for August 20, 2027.

Available on EDGAR 10/30/2026 - 08:22 PM EDT Accepted by SEC EDGAR 10/30/2026 - 08:21 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Capstone Energy Plus, Inc. (CEPL) director Brandon Keith Schwertner reported an award of 8,138 shares of voting common stock underlying restricted stock units on October 27, 2026. The units vest in full on the date of the issuer’s 2027 Annual Meeting of Stockholders, estimated to be August 20, 2027, subject to his continued service. His reported post-transaction position was 8,138 shares.

Insider Trade Summary

Grant/Award: 8,138 shares

Grant/Award 1 txn

Insider Schwertner Brandon Keith

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Voting Common Stock F1	8,138	$0.00	$0.00

Holdings After Transaction: Voting Common Stock — 8,138 shares (Direct)

Footnotes (1)

1. F1. Represents shares of voting common stock underlying restricted stock units that fully vests in full on the date of the issuer's 2027 Annual Meeting of Stockholders (estimated to be 08/20/2027), subject to the reporting person's continued service with the Issuer.

Key Figures

Restricted stock unit award: 8,138 shares Reported post-transaction position: 8,138 shares Estimated vesting date: August 20, 2027

3 metrics

Restricted stock unit award 8,138 shares Award reported October 27, 2026

Reported post-transaction position 8,138 shares Voting common stock following the award

Estimated vesting date August 20, 2027 Estimated date of the issuer’s 2027 Annual Meeting of Stockholders

Key Terms

restricted stock units, vests in full, continued service

3 terms

restricted stock units financial

"voting common stock underlying restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vests in full financial

"fully vests in full on the date of the issuer’s 2027 Annual Meeting"

continued service financial

"subject to the reporting person’s continued service with the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did CEPL director Brandon Keith Schwertner receive?

Brandon Keith Schwertner reported an award of 8,138 shares of voting common stock underlying restricted stock units on October 27, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schwertner Brandon Keith

(Last) (First) (Middle)

2000 HUGHES LANDING BLVD. UNIT 639

(Street)

THE WOODLANDS TEXAS 77381

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Capstone Energy Plus, Inc. [ CEPL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Voting Common Stock	10/27/2026		A		8,138(1)	A	$0	8,138	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of voting common stock underlying restricted stock units that fully vests in full on the date of the issuer's 2027 Annual Meeting of Stockholders (estimated to be 08/20/2027), subject to the reporting person's continued service with the Issuer.

	Brandon Schwertner	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)