Citizens Financial Group, Inc.'s SEC filings document results, governance and capital structure for a bank holding company with Consumer Banking and Commercial Banking segments. Its Form 8-K reports furnish quarterly and annual earnings releases, financial supplements and investor presentations, while Regulation FD disclosures cover materials used in earnings calls and other investor communications.
Citizens’ proxy and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and shareholder voting matters. Capital-structure filings disclose common stock listed under CFG, depositary shares representing preferred stock series listed on the NYSE and debt financing activity, including registered offerings of subordinated notes under shelf registration statements.
Robert G. Leary, a director of Citizens Financial Group, Inc. (CFG), was credited with 255.869 shares on 08/14/2025 under the companys director compensation plan. These shares were recorded at $0 and reflect restricted stock units (RSUs) credited following the issuers dividend payment, pursuant to awards granted under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this crediting event, Leary beneficially owned 30,235.292 shares in total. The Form 4 was filed individually and signed by an attorney-in-fact on 08/15/2025.
William P. Hankowsky, a director of Citizens Financial Group, Inc. (CFG), reported a non‑derivative acquisition on 08/14/2025. The filing shows 336.274 shares of common stock were acquired at a price of $0 and were credited as restricted stock units following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non‑Employee Directors Compensation Plan. After this transaction the reporting person beneficially owns 77,313.415 shares. The form also notes an indirect holding of 83 shares held by BKMH Partners LP. The statement was signed by an attorney‑in‑fact on 08/15/2025.
Reporting person Michele N. Siekerka, a director of Citizens Financial Group, Inc. (CFG), received restricted stock units (RSUs) credited on 08/14/2025. The Form 4 shows 157.424 RSUs were acquired at $0 pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan as a dividend reinvestment or dividend-related credit. After the transaction, the reporting person beneficially owned 63,256.766 shares, with 6,102 held in an IRA and 297 shares each reported as owned by the reporting person’s daughter and son indirectly.
Christine M. Cumming, a director of Citizens Financial Group, Inc. (CFG), reported a non‑derivative acquisition on 08/14/2025 of 336.274 shares recorded as restricted stock units credited following the issuer's dividend payment under the company's Amended & Restated 2014 Non‑Employee Directors Compensation Plan. The reported acquisition price is $0, reflecting an award credit rather than a cash purchase. After this transaction, the reporting person beneficially owns 49,102.415 shares.
The Form 4 was filed as a single reporting person filing and the signature on the form is by an attorney‑in‑fact on 08/15/2025. The filing notes the reporting person’s relationship to the issuer as a Director.
Christopher Swift, a director of Citizens Financial Group, Inc. (CFG), received 194.295 restricted stock units on 08/14/2025. The award was credited following the issuer's dividend payment under the company mended & Restated 2014 Non-Employee Directors Compensation Plan. After the transaction, the reporting person eneficially owned 22,959.254 shares. The acquisition was reported on Form 4 with a zero cash price, indicating these were dividend-settled restricted stock units rather than a market purchase. The filing was signed by an attorney-in-fact on 08/15/2025.
Terrance Lillis, a director of Citizens Financial Group (CFG), received 306.212 restricted stock units (RSUs) on 08/14/2025 credited after the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. The RSUs were reported with a $0 purchase price and increased the reporting person’s beneficial ownership to 36,184.136 shares. The filing also discloses 4,000 shares held indirectly by the reporting person’s spouse in a revocable trust. The Form 4 was signed by an attorney-in-fact on 08/15/2025 and lists the reporting person’s address at Citizens Financial Group, Inc.
Alexander Lee, a director of Citizens Financial Group, Inc. (CFG), reported receipt of 194.295 shares of Common Stock on 08/14/2025. The shares were credited as restricted stock units (RSUs) following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan and were reported at a $0 price. After the transaction, the filing shows the reporting person beneficially owns 22,959.254 shares. The Form 4 was signed by an attorney-in-fact on 08/15/2025.
Kelly Edward J. III, a director of Citizens Financial Group, Inc. (CFG), reported a Section 16 transaction dated 08/14/2025. The filing shows an acquisition of 306.212 common stock units credited at $0, and reports total beneficial ownership following the transaction of 36,184.136 shares/units. The filing explains these were restricted stock units credited to the reporting person’s account following the issuer’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. The Form 4 was signed on 08/15/2025 by an attorney-in-fact.
Kevin Cummings, a director of Citizens Financial Group (CFG), received 157.424 restricted stock units (RSUs) on 08/14/2025 at no cash price, credited to his account following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After the transaction he beneficially owned 470,749.316 shares directly and 57,916 shares indirectly through an IRA. The Form 4 was signed by an attorney-in-fact on 08/15/2025 and reports the transaction as non-derivative equity resulting from dividend crediting of RSUs.
Wade Claude E., a director of Citizens Financial Group, Inc. (CFG), was credited with 41.166 restricted stock units on 08/14/2025 at a reported price of $0, following the issuer's dividend payment. The grant increased the reporting person's total beneficial ownership to 4,864.386 shares or share-equivalents. The award was made under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. The Form 4 was signed on behalf of the filer by an attorney-in-fact on 08/15/2025.