Welcome to our dedicated page for CITIZENS FINANCIAL GROUP INC/RI SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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CITIZENS FINANCIAL GROUP INC filed a Form 13F combination report disclosing institutional holdings managed by the firm and two affiliated managers. The report lists 901 information table entries with a total market value of $6,223,768,207. The report is signed by David P. Russell.
On 22 Jul 2025 Citizens Financial Group (NYSE:CFG) filed an 8-K announcing a proposed public offering of a new Series I Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock. Pricing has not yet occurred and the offering may be withdrawn.
If completed, CFG intends to use the net proceeds to redeem some or all of its outstanding 5.650% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, on the 6 Oct 2025 dividend date. Replacing the higher-coupon Series F with the new Series I could lower funding costs and improve capital efficiency, but execution, final size, coupon and timing remain subject to market conditions. No financial metrics were provided in this filing; Q2-25 earnings and a financial supplement were previously furnished as Exhibits 99.1 and 99.2.
Citizens Financial Group (CFG) has filed a Form 144 indicating a proposed sale of 34,075 common shares by an affiliate holder on or about 21-Jul-2025. At the recent market price used in the filing, the block is valued at $1.62 million. The shares were originally acquired on 06-Apr-2022 through a merger/acquisition transaction. The proposed broker is Fidelity Brokerage Services and the shares will be sold on the NYSE.
The amount to be sold represents roughly 0.008 % of CFG’s ~432.8 million shares outstanding, signalling an immaterial dilution impact. No other sales by this person were reported in the past three months, and the filer certifies no undisclosed adverse information. Form 144s are routine disclosures rather than definitive sale confirmations, but they can flag insider sentiment; here, the dollar size is modest compared with CFG’s market capitalization, so market impact should be limited.
Citizens Financial Group's Chief Legal Officer Michelle Moosally received a significant equity grant on June 17, 2025. The Form 4 filing discloses the acquisition of 26,749 shares of common stock at $0 per share through an award under the company's Amended & Restated 2014 Omnibus Incentive Plan.
Key details of the transaction:
- Transaction Type: Direct acquisition of common stock
- Post-transaction Holdings: 26,749 shares held directly
- Award Type: Stock grant under equity incentive plan
- Transaction Code: A (Grant/Award)
This equity award represents a significant insider transaction and aligns the executive's interests with shareholders through direct stock ownership. The grant was executed pursuant to the company's established compensation plan and reported within the required filing deadline.