Carlyle CFO Justin Plouffe reports share holdings

Carlyle Group Inc. Chief Financial Officer Justin Plouffe filed an initial ownership report showing beneficial ownership of 902,211 shares of Carlyle common stock as of 01/01/2026, all held directly.

Rhea-AI Filing Summary

Carlyle Group Inc. Chief Financial Officer Justin Plouffe filed an initial ownership report showing beneficial ownership of 902,211 shares of Carlyle common stock as of 01/01/2026, all held directly. This total includes 755,057 restricted stock unit awards, along with related dividend equivalent units, that will vest only if specified time-based service requirements and performance-based stock price hurdles are met.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Plouffe Justin

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 902,211 shares (Direct)

Footnotes (1)

1. F1. Includes 755,057 restricted stock unit awards (including accrued dividend equivalent units, as applicable), the vesting of which is subject to time-based service conditions and/or performance-based vesting conditions subject to the achievement of absolute stock price hurdles.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Carlyle Group (CG) CFO Justin Plouffe report owning on this Form 3?

The filing reports that Chief Financial Officer Justin Plouffe beneficially owns 902,211 shares of Carlyle Group Inc. common stock, all in direct ownership form.

How many Carlyle Group (CG) shares are tied to restricted stock units for the CFO?

The reported holdings include 755,057 restricted stock unit (RSU) awards, including accrued dividend equivalent units, that are subject to vesting conditions.

What vesting conditions apply to Justin Plouffe’s Carlyle (CG) RSU awards?

The 755,057 RSU awards are subject to time-based service conditions and/or performance-based vesting conditions tied to the achievement of specified absolute stock price hurdles.

Is this Carlyle Group (CG) Form 3 a new transaction or just an ownership report?

This Form 3 is an initial statement of beneficial ownership, listing the CFO’s existing holdings rather than reporting a new purchase or sale.

Are Justin Plouffe’s reported Carlyle (CG) shares held directly or indirectly?

The filing shows direct ownership of 902,211 shares of Carlyle common stock, with no nature of indirect beneficial ownership indicated.

Does the Carlyle Group (CG) CFO’s Form 3 mention any derivative securities?

The table for derivative securities is included but does not list any specific derivative positions such as options or warrants for the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/09/2026 - 05:04 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Plouffe Justin

(Last) (First) (Middle)

1001 PENNSYLVANIA AVENUE, NW

(Street)

WASHINGTON DC 20004

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	902,211(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 755,057 restricted stock unit awards (including accrued dividend equivalent units, as applicable), the vesting of which is subject to time-based service conditions and/or performance-based vesting conditions subject to the achievement of absolute stock price hurdles.

Remarks:

Exhibit 24.1 - Power of Attorney

	/s/ Anne K. Frederick by Power of Attorney for Justin Plouffe	01/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.