Every Form 4 that The Carlyle Group Inc. (CG) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow CG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full CG filings page.
Carlyle Group Inc. Co-President Mark David Jenkins reported equity-related transactions on February 1, 2026. The company withheld 5,812 shares of common stock at $58.78 per share to cover taxes triggered by the vesting of previously reported restricted stock units; no shares were sold.
Jenkins also received two new restricted stock unit awards covering 144,488 and 12,965 shares of common stock, both recorded at $0 per share. These RSUs vest over time between August 1, 2027 and February 1, 2029, subject to his continued service, bringing his directly held common stock to 1,566,125 shares.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported routine equity transactions. On February 1, 2026, 6,092 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units; no shares were sold. He received 217,303 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and an additional 12,965 restricted stock units that vest in equal thirds on February 1, 2027, 2028, and 2029, all subject to continued service. After these transactions, he directly owned 1,724,057 shares of Carlyle common stock.
Carlyle Group Inc. Co-President John C. Redett reported equity compensation and related tax withholding transactions in company stock. On February 1, 2026, 2,926 shares of common stock were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit vesting, and no shares were sold.
On the same date, Redett received two new grants of common stock: 273,973 shares and 12,965 shares, each at a stated price of $0, reflecting restricted stock unit awards. After these transactions, he beneficially owned 1,935,093 Carlyle common shares directly.
The 273,973 restricted stock units will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. The 12,965 restricted stock units will vest in three equal installments on February 1, 2027, February 1, 2028, and February 1, 2029, also conditioned on continued service.
Carlyle Group Inc.’s Chief Accounting Officer, Charles Elliott Andrews Jr., reported insider equity transactions on February 1, 2026. The company withheld 1,084 shares of common stock at $58.78 per share to cover taxes due on a previously vested restricted stock unit award; no shares were sold by Andrews. He also received two new restricted stock unit awards for 15,493 and 7,747 shares of common stock at no cost. These awards vest between August 1, 2027 and August 1, 2029, and between February 1, 2027 and February 1, 2029, respectively, subject to continued service. Following these transactions, Andrews directly beneficially owned 153,330 shares of Carlyle common stock.
Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported several equity-related transactions in common stock on February 1, 2026. The filing shows 2,128 shares were withheld by Carlyle to cover taxes due on the vesting of previously reported restricted stock units at $58.78 per share, and no shares were sold.
LoBue also received new restricted stock unit (RSU) awards, including 114,156 RSUs that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, plus 12,965 RSUs vesting in three equal installments on February 1 of 2027, 2028, and 2029, all subject to continued service. After these transactions, LoBue beneficially owned 785,493 shares of Carlyle common stock directly.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz, who is also a director, reported a tax-related share withholding on common stock. On February 1, 2026, 578,862 shares of common stock were withheld by Carlyle to cover taxes due from the vesting of a previously reported restricted stock unit award, including related dividend equivalent units.
The shares were treated as a disposition at $58.78 per share for tax purposes, but the filing states that no shares were sold by Schwartz. After this transaction, he beneficially owns 5,350,734 shares of Carlyle common stock directly.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported routine equity compensation and related tax withholding transactions in company common stock. On February 1, 2026, 503 shares were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit (RSU) vesting; no shares were sold for cash.
Ferguson received two new RSU awards: 24,462 shares that will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and 3,181 shares that will vest in three equal installments on February 1, 2027, 2028, and 2029, in each case subject to continued service. Following these transactions, he directly beneficially owned 782,067 common shares.
The Carlyle Group’s Chief Financial Officer Justin Plouffe reported equity compensation and related tax withholding in company stock. On February 1, 2026, 2,792 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units, and no shares were sold.
On the same date, Plouffe received 40,770 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. He also received 9,704 restricted stock units vesting in three equal installments on February 1 of 2027, 2028, and 2029. After these transactions, he directly owned 949,893 shares of Carlyle common stock.
Carlyle Group Inc. reported an insider transaction by its Chief Executive Officer and director, Harvey M. Schwartz, related to equity compensation. On 12/15/2025, 310,696 shares of common stock were withheld by the company at a price of $58.35 per share to cover taxes due on the vesting of a previously reported restricted stock unit award. The filing states that no shares of common stock were sold by the reporting person in this transaction. Following the tax withholding, Schwartz beneficially owns 5,929,596 shares of Carlyle common stock in direct ownership.
Carlyle Group Inc. director David M. Rubenstein reported major share movements dated December 10, 2025. He made a charitable gift of 625,000 shares of Carlyle common stock, reported at a price of $0, and separately sold another 625,000 shares at $56.55 per share.
After these transactions, Rubenstein directly beneficially owned 27,999,644 shares of Carlyle common stock. The activity is reported on a Form 4 for one reporting person in his role as a director of Carlyle Group Inc.
Carlyle Group Inc. director reports charitable stock gifts. Director Anthony S. Welters filed a Form 4 showing two charitable donations of Carlyle common stock on 11/25/2025. One transaction transferred 11,706 shares at a reported price of $0, and a second transaction transferred 1,200 shares at a reported price of $0, each coded as a gift. After these transactions, Welters directly beneficially owned 43,399 shares of Carlyle common stock.
Carlyle Group Inc. (CG) reported an insider equity transaction involving its Chief Executive Officer and director, Harvey M. Schwartz. On 11/19/2025, Schwartz acquired 28,519 shares of common stock at a price of $0, bringing his total beneficial ownership to 6,240,292 shares held directly.
The new shares represent dividend equivalent units that accrued on existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023, in connection with Carlyle’s quarterly dividend. These dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards.
Carlyle Group Inc. (CG) filed a Form 4 reporting a routine equity award to its Chief Financial Officer. On 11/19/2025, the CFO acquired 3,730 shares of common stock at a price of $0. These shares are dividend equivalent units accrued on previously granted time-vesting restricted stock unit awards in connection with Carlyle’s quarterly dividend and will vest on the same schedule and terms as the underlying awards.
Following this transaction, the CFO beneficially owns 1,100,116 shares of Carlyle Group Inc. common stock in direct ownership form. The filing does not report any sales or derivative security activity, only the incremental dividend-related units tied to existing equity awards.
Carlyle Group Inc. (CG) Chief Operating Officer Lindsay LoBue reported an automatic equity accrual tied to the company’s regular dividend. On 11/19/2025, LoBue received 620 shares of common stock as dividend equivalent units at a price of $0, reflecting additional units credited on previously granted time-vesting restricted stock unit awards. These dividend equivalent units vest on the same schedule and under the same conditions as the original awards. Following this transaction, LoBue beneficially owned 476,845 shares of Carlyle common stock in direct ownership.
Carlyle Group Inc. (CG) reported a routine insider equity change for its General Counsel, Jeffrey W. Ferguson. On 11/19/2025, Ferguson acquired 928 shares of common stock at a price of $0. These were recorded as dividend equivalent units credited on previously granted time-vesting restricted stock unit awards in connection with the company’s quarterly dividend.
After this transaction, Ferguson beneficially owns 754,927 shares of Carlyle Group Inc. common stock in direct ownership. The newly credited dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards.
Carlyle Group Inc. (CG) reported a routine insider equity transaction involving its Chief Accounting Officer. On 11/19/2025, the officer acquired 220 shares of common stock at a stated price of $0, classified as an acquisition. After this transaction, the officer beneficially owned 131,174 shares of Carlyle Group common stock in direct ownership.
According to the explanation, the 220 units represent dividend equivalent units that accrued on previously granted time-vesting restricted stock unit awards in connection with Carlyle’s quarterly dividend. These dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards, so they track the timing and risk profile of the existing equity grants.
The Carlyle Group and affiliated entities reported a Section 16 Form 4 disclosing transactions in CommScope Holding Company, Inc. (COMM) securities dated 09/30/2025. The filing shows receipt of 17,343 shares of Series A Convertible Preferred Stock as a payment-in-kind dividend and reports 630,653 shares of Common Stock and beneficial ownership of 1,278,653 shares following the reported transactions. Each Preferred share is initially convertible into 36.3636 shares of Common Stock and carries a cumulative dividend of 5.5% per year, payable quarterly. The Preferred has no stated maturity and may be mandatorily converted after three years if specified conditions are met. Multiple Carlyle entities are listed as reporting persons and disclaim ownership except for any pecuniary interest.