Every Form 4 that The Carlyle Group Inc. (CG) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow CG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full CG filings page.
Carlyle Group Inc. (CG) reported that director David M. Rubenstein disclosed two transactions in the company’s common stock dated September 11, 2026. He made a bona fide charitable gift of 100,000 shares, and separately sold 400,000 shares at a weighted average price of $42.74 per share, with individual sale prices ranging from $42.74 to $42.93.
Carlyle Group Inc. (CG) reported that Co-President Jeffrey Nedelman acquired 6,615 shares of common stock on August 26, 2026 as a grant/award acquisition. According to the company, these represent dividend equivalent units accrued on previously reported restricted stock unit awards in connection with a quarterly dividend and will vest on the same schedule and terms as the underlying awards. Following this accrual, Nedelman directly holds 1,609,479 shares of Carlyle Group Inc. common stock.
Carlyle Group Inc. (CG) reported that General Counsel Kate Elizabeth Heinzelman acquired 78 shares of Common Stock on 2026-08-26 through a grant classified as a grant/award acquisition. Following this award, she directly holds 11,109 shares of Carlyle Group Inc. common stock.
The awarded shares represent dividend equivalent units that accrued on previously granted time-vesting restricted stock unit awards in connection with Carlyle Group Inc.'s quarterly dividend, and will vest on the same schedule and terms as the underlying restricted stock unit awards.
Carlyle Group Inc. (CG) reported that Chief Accounting Officer Charles Elliott Andrews Jr. acquired 304 shares of common stock on August 26, 2026, as a grant/award with a reported price of $0.00 per share. According to the footnote, these shares represent dividend equivalent units accrued on previously granted time-vesting restricted stock units in connection with Carlyle’s quarterly dividend and will vest on the same schedule and terms as the underlying awards. Following this accrual, Andrews directly holds 135,668 shares of Carlyle common stock.
Carlyle Group Inc. (CG) reported that Chief Financial Officer Justin Plouffe acquired 3,769 shares of Common Stock on August 26, 2026 through the accrual of dividend equivalent units on previously granted restricted stock unit awards in connection with the company’s quarterly dividend. Following this accrual, he directly holds 852,461 shares of Carlyle Group Inc. common stock.
Carlyle Group Inc. (symbol: CG) is the issuer of record for a Form 4 filing submitted to the SEC.
Carlyle Group Inc. (CG) reported that Chief Executive Officer and director Harvey M. Schwartz received an automatic increase in his equity-based compensation holdings. On 2026-08-26, he acquired 19,240 shares of Common Stock at $0.00 per share, representing dividend equivalent units accrued on previously granted time-based and performance-based restricted stock unit awards tied to Carlyle’s quarterly dividend. Following this accrual, Schwartz directly holds 5,273,362 shares of Carlyle common stock, with the new dividend equivalent units vesting on the same schedule and subject to the same terms and conditions as the underlying RSU awards.
Carlyle Group Inc. (CG) reported that Chief Operating Officer Lindsay LoBue acquired 2,657 shares of common stock on August 26, 2026 through a grant classified as a dividend-equivalent award on existing restricted stock units in connection with the company’s quarterly dividend. These dividend equivalent units vest on the same schedule and under the same terms as the underlying awards. Following this award, LoBue directly holds 700,578 common shares.
Carlyle Group Inc. (CG) reported an insider equity award for Co-President Mark David Jenkins. On 2026-08-26, he acquired 6,264 shares of Common Stock at a stated price of $0.00 per share through a grant/award transaction. Following this award, he directly holds 1,415,478 Common Shares.
According to the footnote, these shares represent dividend equivalent units credited on previously granted restricted stock unit awards in connection with Carlyle Group Inc.'s quarterly dividend. The dividend equivalent units will vest on the same schedule and under the same terms and conditions as the related underlying restricted stock unit awards.
Carlyle Group Inc. Chief Accounting Officer Andrews Charles Elliott Jr. reported a tax-withholding disposition of 12,364 common shares on August 1, 2026. The shares were withheld by the issuer at $46.02 per share to cover taxes on vested RSUs, leaving 135,364 shares directly owned; no shares were sold by him.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported a tax-related disposition in which 62,533 shares of common stock were withheld by the issuer at $46.02 per share to cover taxes from vesting restricted stock unit awards. No shares were sold in the market, and he continues to hold 848,692 common shares directly.
Carlyle Group Inc. reports that Co-President John C. Redett had 124,558 shares of common stock withheld by the company on August 1, 2026 at $46.02 per share to cover taxes from vesting of previously reported RSU awards. The filing states no shares were sold by him, and he now directly holds 1,743,698 Carlyle Group shares.
Carlyle Group Inc.’s General Counsel, Kate Elizabeth Heinzelman, received a grant of 11,031 restricted stock units representing common stock, reported as acquired at $0.0000 per share and held directly.
The award will vest 40% on February 1, 2028, 30% on February 1, 2029 and 30% on February 1, 2030, contingent on her continued service, with 11,031 units reported as held following the transaction.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported a tax-withholding disposition of 43,081 shares of common stock on 2026-08-01 at $46.02 per share, covering taxes from vesting restricted stock unit awards and related dividend equivalent units. The issuer withheld these shares, leaving Nedelman with 1,602,864 common shares held directly, and no shares were sold in the market.
Carlyle Group Inc. reported that Chief Operating Officer Lindsay LoBue had 18,284 shares of common stock withheld by the issuer on August 1, 2026 to satisfy tax obligations arising from the vesting of previously reported restricted stock unit and dividend equivalent unit awards. The footnote states that no shares were sold by the reporting person. Following this tax-withholding disposition, LoBue directly holds 697,921 shares of Carlyle Group common stock.
Carlyle Group Inc. Co-President Mark David Jenkins reported a Form 4 transaction in which 124,793 shares of common stock were withheld by the issuer on 2026-08-01 to satisfy tax obligations from the vesting of previously reported restricted stock units and related dividend equivalents. According to the disclosure, no shares were sold by Jenkins, and he now directly owns 1,409,214 shares of Carlyle common stock.
Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported an acquisition of 3,120 shares of Common Stock through a compensation-related award. According to the disclosure, these shares represent dividend equivalent units accrued on existing restricted stock unit awards in connection with the company’s quarterly dividend.
The dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this award, LoBue’s directly held Common Stock position reported in this filing increased to 716,205 shares, reflecting a routine adjustment tied to prior equity grants.
Jenkins Mark David reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. Co-President Mark David Jenkins received an award of 7,634 shares of common stock on account of dividend equivalent units tied to previously granted restricted stock units. No cash was paid for these shares, as the award reflects the company’s quarterly dividend. Following this grant, Jenkins directly holds 1,534,007 shares of Carlyle common stock. The new units will vest on the same schedule and under the same conditions as the underlying restricted stock unit awards, making this a routine, compensation-related equity accrual rather than an open-market purchase.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported a compensation-related share award. He acquired 4,077 shares of common stock at $0.00 per share as dividend equivalent units tied to previously granted restricted stock unit awards and the company’s quarterly dividend. Following this grant, he directly holds 911,225 common shares.
Carlyle Group Inc. reported that Chief Accounting Officer Charles Elliott Andrews Jr. acquired 409 shares of common stock at no cost as a grant or award. These represent dividend equivalent units accrued on previously granted time-vesting restricted stock units in connection with the company’s quarterly dividend. Following this compensation-related award, his directly held common stock position increased to 147,728 shares.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported an acquisition of 7,733 shares of Common Stock with a zero per-share price. The filing describes these as dividend equivalent units credited on existing restricted stock unit awards in connection with the company’s quarterly dividend.
These dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this credit, Nedelman directly holds a total of 1,645,945 shares of Carlyle Group Inc. common stock.
Carlyle Group Inc. Co-President John C. Redett reported an acquisition of 10,830 shares of Common Stock through a compensation-related grant. The award represents dividend equivalent units accrued on existing restricted stock unit awards in connection with Carlyle’s quarterly dividend, at a price of $0.00 per share.
These dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this transaction, Redett directly holds a total of 1,868,256 shares of Carlyle Group Inc. common stock.
Carlyle Group Inc. reported that General Counsel Jeffrey W. Ferguson acquired 1,274 shares of common stock at $0.00 per share. These represent dividend equivalent units credited on existing time-vesting restricted stock unit awards tied to the company’s quarterly dividend. After this award, he holds 783,474 shares directly.
Carlyle Group Inc. reported that Chief Executive Officer Harvey M. Schwartz acquired 20,743 shares of common stock at a price of $0.00 per share. These were issued as dividend equivalent units tied to previously granted time-based and performance-based restricted stock units in connection with the company’s quarterly dividend. Following this routine compensation-related acquisition, Schwartz directly holds 5,254,122 shares of Carlyle Group common stock.
Cherwoo Sharda reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Sharda Cherwoo received a grant of 4,450 shares of common stock in the form of restricted stock units at no cash cost as compensation. The award was made under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan and will vest on May 1, 2027, if she continues serving on the Board through that date. Following this grant, she directly holds 20,398 shares of Carlyle common stock.
HANCE JAMES H JR reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director James H. Hance Jr. received an equity award of 4,450 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost per share and is part of the company’s Amended & Restated 2012 Equity Incentive Plan.
The restricted stock units will vest on May 1, 2027, if he continues serving the company or its affiliates through that date. After this award, he holds a total of 316,538 shares of Carlyle Group Inc. common stock directly.
FILLER LINDA reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Linda Filler received a grant of 4,450 shares of common stock in the form of a restricted stock unit award under the company’s Amended & Restated 2012 Equity Incentive Plan. The award will vest on May 1, 2027, if she continues serving on the board through that date, and receipt of the vested shares is deferred to a future date under her deferral election. After this grant, she directly holds 26,163 shares of Carlyle Group common stock. This is a compensation-related equity award, not an open-market stock purchase or sale.
SHAW WILLIAM JOSEPH reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director William Joseph Shaw received an equity-based compensation grant in the form of 4,450 shares of common stock on May 1, 2026. The award is structured as restricted stock units under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan, with no cash purchase price.
The filing states these restricted stock units will vest on May 1, 2027, provided Shaw continues to serve on Carlyle’s Board of Directors through that date. After this grant, he directly holds a total of 78,093 shares of Carlyle common stock, reflecting his ongoing equity stake in the company.
Carlyle Group Inc. director Mark S. Ordan reported two equity awards of common stock. He received 4,450 restricted stock units under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan, which will vest on May 1, 2027 if he continues serving on the Board.
He was also granted 4,450 vested shares of common stock under the same plan, received in lieu of his annual cash retainers for Board service. After these awards, his reported direct holdings in common stock were updated in the filing, reflecting these compensation-related acquisitions rather than open-market purchases.
WELTERS ANTHONY reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Anthony Welters reported receiving a grant of 4,450 shares of common stock in the form of restricted stock units. The award was granted at no cash cost per share and increased his directly held position to 47,849 shares after the transaction.
The restricted stock units were granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan and are scheduled to vest on May 1, 2027, if he continues serving on the company’s Board of Directors through that date.
FITT LAWTON W reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Lawton W. Fitt received a grant of 4,450 shares of Common Stock in the form of a restricted stock unit award under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These units will vest on May 1, 2027, subject to her continued service on the board, and receipt of the shares is deferred to a future date under her deferral election. After this award, she directly holds 78,093 shares of Carlyle common stock.
Rice Derica W reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Derica W. Rice reported stock-based compensation awards rather than open-market trades. On May 1, 2026, he received two grants of common stock under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan.
One award covers 2,933 shares at a reference price of $49.44 per share, which vested immediately based on his election to receive vested restricted stock units instead of his annual cash retainer, with delivery of shares deferred to a future date. The second award covers 4,450 restricted stock units that will vest on May 1, 2027, subject to his continued service on the board, with delivery of shares also deferred.
Following these transactions, Rice directly holds 36,657 shares of Carlyle Group common stock, and an additional 4,193 shares are held indirectly by his spouse.
BESCHLOSS AFSANEH MASHAYEKHI reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Afsaneh Mashayekhi Beschloss received an equity award in the form of restricted stock units. The Form 4 shows a grant of 4,450 RSUs representing Common Stock, awarded at no cash purchase price as part of compensation.
According to the footnote, these RSUs were granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan and will vest on May 1, 2027, if she continues to serve on the Board of Directors through that date. Following this grant, she directly holds 14,689 shares/units linked to Carlyle common stock.
Carlyle Group Inc. director David M. Rubenstein reported two transactions in the company’s common stock. He made a bona fide charitable gift of 100,000 shares of Carlyle common stock, with no sale proceeds received for that transfer.
On the same date, he also completed an open-market sale of 500,000 shares of Carlyle common stock at a price of $46.68 per share. After these transactions, Rubenstein directly owns 27,399,644 shares of Carlyle common stock.
Carlyle Group Inc. Co-President John C. Redett reported an acquisition of 9,114 shares of Common Stock through dividend equivalent units. These units were accrued on existing restricted stock unit awards in connection with the company’s quarterly dividend and carry no purchase price.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Redett directly holds a total of 1,857,426 shares of Carlyle Group Inc. common stock.
Carlyle Group Inc. Co-President Mark David Jenkins reported an award related to his existing equity incentives. On 2026-02-20, he acquired 6,424 shares of common stock at a price of $0.00 per share, reflecting dividend equivalent units credited on previously granted restricted stock unit awards. These dividend equivalent units will vest on the same schedule and terms as the underlying awards. Following this transaction, his directly held common stock increased to 1,526,373 shares.
Carlyle Group Inc. Chief Accounting Officer Charles Elliott Andrews Jr. reported an acquisition of 343 shares of common stock equivalent units on time-vesting restricted stock unit awards. These units were credited as dividend equivalents in connection with Carlyle’s quarterly dividend and were received at no cash cost.
The new dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this credit, Andrews Jr. now directly holds a total of 147,319 shares or share-equivalent units of Carlyle common stock.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported an acquisition of 3,431 shares of common stock in the form of dividend equivalent units. These units were accrued on previously granted restricted stock unit awards in connection with the company’s quarterly dividend and carry no cash purchase price.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Plouffe now holds 907,148 shares of Carlyle Group common stock in direct ownership.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported an automatic acquisition of 6,507 common stock units. These are dividend equivalent units credited at a price of $0.0000 per share in connection with the company’s quarterly dividend.
The units relate to previously granted restricted stock unit awards and will vest on the same schedule and under the same terms as those underlying awards. Following this grant, Nedelman directly holds 1,638,212 shares of Carlyle Group common stock.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported an acquisition of 1,070 shares of common stock-equivalent units at a price of $0.00 per share. These are dividend equivalent units accrued on existing time-vesting restricted stock unit awards in connection with the company’s quarterly dividend.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. After this grant, Ferguson’s directly owned common stock and related units total 782,200 shares.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz reported an acquisition of 17,457 shares of common stock through a grant of dividend equivalent units. These units were credited at a price of $0.00 per share in connection with the company’s quarterly dividend.
The dividend equivalent units relate to existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023 and will vest on the same schedule and under the same terms and conditions as those underlying awards. Following this grant, Schwartz directly holds a total of 5,233,379 shares of Carlyle common stock.
Carlyle Group Inc. reported that Chief Operating Officer Lindsay LoBue acquired 2,625 common stock dividend equivalent units as a grant or award in connection with the company’s quarterly dividend. These units relate to existing restricted stock unit awards and will vest on the same schedule as the underlying awards.
Following this award, LoBue directly holds a total of 713,085 shares or units of Carlyle common stock, reflecting ongoing equity-based compensation aligned with prior grants rather than an open-market purchase.
SCHWARTZ HARVEY M reported disposition transactions in a Form 4 filing for CG. The filing lists transactions totaling 134,812 shares at a weighted average price of $54.49 per share. Following the reported transactions, holdings were 5,215,922 shares.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported a tax-related share withholding on February 6, 2026. A total of 46,176 shares of common stock were withheld by the company at $55.41 per share to cover taxes from the vesting of a previously reported restricted stock unit award. The filing clarifies that no shares were sold by Plouffe in the market. After this withholding, he beneficially owned 903,717 shares of Carlyle Group common stock directly.
Carlyle Group Inc.'s General Counsel, Jeffrey W. Ferguson, reported a routine tax-related share withholding. On February 6, 2026, 937 shares of common stock were withheld by the company at $55.41 per share to cover taxes from vesting restricted stock units.
The filing states that no shares were sold by Ferguson; this was not an open-market transaction. After the withholding, he directly beneficially owns 781,130 shares of Carlyle Group common stock, reflecting his remaining equity stake in the company.
Carlyle Group Inc.'s Chief Accounting Officer, Charles Elliott Andrews Jr., reported an internal share withholding related to tax obligations. On February 6, 2026, 6,354 shares of common stock were withheld by the company at $55.41 per share in connection with the vesting of previously reported restricted stock units. According to the footnote, no shares were sold by the reporting person; this was solely to cover taxes. After this transaction, Andrews directly beneficially owned 146,976 shares of Carlyle common stock.
Carlyle Group Inc. Co-President Mark David Jenkins reported a routine tax-related share withholding. On 02/06/2026, 46,176 shares of Carlyle Group common stock were withheld at $55.41 per share to cover taxes due from the vesting of a previously reported restricted stock unit award.
No shares were sold for cash in this transaction, and Jenkins directly beneficially owned 1,519,949 shares of common stock after the withholding.
Carlyle Group Inc. Co-President John C. Redett reported a tax-related share withholding rather than an open-market sale. On 02/06/2026, 86,781 shares of common stock were withheld at $55.41 per share to cover taxes from vesting restricted stock units.
After this withholding, Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. The filing clarifies that no shares were sold by the reporting person; the transaction reflects only shares retained by the issuer for tax obligations.
Carlyle Group Inc. executive reports tax-related share withholding
Co-President Jeffrey Nedelman reported a transaction involving 92,352 shares of Carlyle Group Inc. common stock on February 6, 2026. These shares were withheld by the issuer to cover taxes owed upon vesting of a previously reported restricted stock unit award.
Following this tax withholding, Nedelman beneficially owns 1,631,705 shares of common stock, held directly. The filing explicitly states that no shares of common stock were sold by Nedelman in connection with this event.
Carlyle Group Inc.’s Chief Operating Officer Lindsay LoBue reported a tax-related share withholding on common stock. On 02/06/2026, 75,033 shares were withheld by the company at $55.41 per share to cover taxes from vesting restricted stock units. After this non-sale transaction, LoBue beneficially owns 710,460 shares of Carlyle common stock directly.