[Form 4] Compass, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Bradley K. Serwin, General Counsel and Secretary of Compass, Inc. (COMP), reported two automatic sales of Class A common stock under a Rule 10b5-1 plan adopted May 12, 2025. On 08/22/2025 he sold 13,064 shares at $9.00 each, reducing his holdings to 265,286 shares. On 08/25/2025 he sold 13,065 shares at $9.50 each, leaving 252,221 shares owned following the transactions. The Form 4 indicates the transactions were executed pursuant to the 10b5-1 plan and the filing was signed on 08/26/2025.

Insights

Corporate Governance Expert

TL;DR: Insider executed pre-planned sales under a 10b5-1 plan; this is a routine, non-discretionary disposition.

The reported transactions show automatic sales by the company’s General Counsel and Secretary under a Rule 10b5-1 plan adopted May 12, 2025. The plan removes active timing decisions by the insider and is commonly used to manage tax or liquidity needs while seeking to avoid allegations of trading on material nonpublic information. The filings disclose post-transaction beneficial ownership of 252,221 Class A shares, which allows investors to monitor continued insider alignment with shareholder interests.

Securities Analyst

TL;DR: Two small block sales executed at $9.00 and $9.50 under a pre-established plan; impact appears routine and informational.

The Form 4 documents sales of 13,064 and 13,065 Class A shares on 08/22/2025 and 08/25/2025 respectively, at stated prices of $9.00 and $9.50. These were automatic dispositions under a 10b5-1 plan adopted May 12, 2025. The report shows remaining beneficial ownership of 252,221 shares after the second sale. For investors, the disclosure provides transparency on insider liquidity but does not by itself indicate a change in company fundamentals.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Serwin Bradley K

(Last) (First) (Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK NY 10011

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/22/2025		S(1)		13,064	D	$9	265,286	D
Class A Common Stock	08/25/2025		S(1)		13,065	D	$9.5	252,221	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 12, 2025.

Remarks:

	/s/ Bradley K. Serwin	08/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Bradley K. Serwin file on the Form 4 for COMP?

The Form 4 reports two automatic sales of Class A common stock under a Rule 10b5-1 plan, signed on 08/26/2025.

How many Compass (COMP) shares did Serwin sell and at what prices?

He sold 13,064 shares on 08/22/2025 at $9.00 and 13,065 shares on 08/25/2025 at $9.50.

What was Bradley Serwin's beneficial ownership after the sales?

Following the reported transactions his beneficial ownership was reported as 252,221 Class A shares.

Were the sales discretionary or part of a trading plan?

The sales were automatic dispositions executed pursuant to a Rule 10b5-1 plan adopted May 12, 2025.

What is Bradley Serwin's role at Compass (COMP)?

He is reported as General Counsel and Secretary of Compass, Inc.