CPRI (NYSE): Broker files Form 144 listing restricted stock vestings and sales

Rhea-AI Filing Summary

CPRI broker submitted a Form 144 notice reporting proposed sales of restricted common stock that vested under a registered plan. The filing lists multiple vesting dates and share quantities, including 15,665 shares (06/15/2021) and 16,159 shares (06/15/2022), among other scheduled vestings.

Key Figures

Scheduled vesting: 15,665 shares Scheduled vesting: 1,803 shares Scheduled vesting: 16,159 shares +3 more

6 metrics

Scheduled vesting 15,665 shares 06/15/2021

Scheduled vesting 1,803 shares 06/17/2021

Scheduled vesting 16,159 shares 06/15/2022

Scheduled vesting 11,469 shares 06/17/2022

Scheduled vesting 18,962 shares 06/15/2023

Scheduled vesting 7,159 shares 06/15/2025

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	92236	1706919.42	115184436	05/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2021	Restricted stock vesting under a registered plan	Issuer			15665	06/15/2021	Cash
Common	06/17/2021	Restricted stock vesting under a registered plan	Issuer			1803	06/17/2021	Cash
Common	06/15/2022	Restricted stock vesting under a registered plan	Issuer			16159	06/15/2022	Cash
Common	06/17/2022	Restricted stock vesting under a registered plan	Issuer			11469	06/17/2022	Cash
Common	06/15/2023	Restricted stock vesting under a registered plan	Issuer			18962	06/15/2023	Cash
Common	06/17/2023	Restricted stock vesting under a registered plan	Issuer			1803	06/17/2023	Cash
Common	06/15/2024	Restricted stock vesting under a registered plan	Issuer			12981	06/15/2024	Cash
Common	06/15/2025	Restricted stock vesting under a registered plan	Issuer			7159	06/15/2025	Cash
Common	06/17/2025	Restricted stock vesting under a registered plan	Issuer			6235	06/17/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 from Morgan Stanley for CPRI mean?

It notifies the SEC of proposed sales of vested restricted common stock. The filing lists specific vesting dates and quantities, indicating planned resale transactions of vested awards under a registered plan rather than new issuances.

How many shares are listed for sale in the CPRI excerpt?

The excerpt lists multiple per-date quantities, including 15,665 shares (06/15/2021) and 16,159 shares (06/15/2022). The notice enumerates additional vesting-date amounts rather than a single aggregate total.

Who is the filer on the CPRI Form 144 excerpt?

The filer identified is Morgan Stanley Smith Barney LLC Executive Financial Services. The filing shows the broker reporting proposed sales of restricted stock that vested under a registered plan.

Are the listed shares newly issued or vested awards for CPRI?

They are described as restricted stock vesting under a registered plan, which indicates these are vested award shares becoming eligible for sale, not newly authorized shares or an equity issuance.

Do the Form 144 entries state how sales will be executed for CPRI?

The provided excerpt lists vesting dates and share counts only. It does not specify the methods, timing, or plan of distribution for any proposed resale transactions.