Welcome to our dedicated page for DUOS TECHNOLOGIES GROUP SEC filings (Ticker: DUOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duos Technologies Group, Inc. filings document governance, capital structure, material agreements, executive compensation, and operating results for a Nasdaq-listed technology infrastructure company. Proxy materials cover annual meeting matters and board oversight, while Form 8-K reports disclose leadership changes, employment and equity compensation arrangements, and other governance events.
The company’s filings also record public offering activity, shelf registration and prospectus supplement disclosures, common stock financing, preliminary financial results, and material agreements tied to Duos Edge AI and high-density GPU infrastructure. These documents frame the company’s reporting around edge data centers, AI infrastructure, machine-vision technology, and related risk and financing matters.
Duos Technologies Group, Inc. (DUOT) – Form 4 insider filing
Chief Financial Officer Adrian G. Goldfarb reported the purchase of 2,789 shares of common stock on 30 June 2025 through the company’s Employee Stock Purchase Plan (ESPP). The shares were acquired at $6.0435, reflecting the ESPP’s 15 % discount to the closing price on the measurement date. After the transaction, Goldfarb’s direct ownership rose to 3,266 shares. No dispositions were reported and no derivative transactions were disclosed.
The filing also notes that Goldfarb holds 441,275 unvested shares granted under the 2021 Equity Incentive Plan, subject to a three-year cliff vesting schedule with full vesting on 1 January 2028.
Although the purchase value is modest (about US$17 thousand), insider buying by a senior executive can signal confidence in the company’s outlook and strengthen alignment with shareholders.
Form 4 filing overview for Duos Technologies Group, Inc. (DUOT)
On 04/09/2025, former Chairman and Director Kenneth S. Ehrman reported the acquisition of 10,000 shares of DUOT common stock under the company’s 2021 Equity Incentive Plan. These shares were originally granted on 04/01/2025 with a one-year vesting schedule, but, following Mr. Ehrman’s resignation on 04/09/2025, the vesting period was accelerated to a 90-day cliff, resulting in full vesting on 07/08/2025.
After the transaction, Mr. Ehrman’s direct beneficial ownership stands at 91,768 shares. No derivative securities were reported.
The filing confirms Mr. Ehrman’s change in role — he is no longer Chairman or Director — and that the report was submitted by a single reporting person.