Every Form 4 that Duos Technologies Group, Inc. (DUOT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow DUOT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full DUOT filings page.
Duos Technologies Group, Inc. issued director Ned Mavrommatis 2,239 shares of common stock on September 30, 2026, as compensation for his director services. The reported per-share price was $8.9339. His reported direct holdings following the award were 67,782 shares.
Duos Technologies Group, Inc. director James Craig Nixon acquired 2,099 shares of common stock on September 30, 2026, as compensation for his director services. The award record lists a price of $8.9339 per share; his direct holdings after the award were 86,622 shares. The issuance was a director-compensation award, not a market purchase.
Duos Technologies Group, Inc. director Frank A. Lonegro acquired 2,799 common shares on September 30, 2026, as compensation for his director services. The reported per-share price was $8.9339; his direct holdings after the acquisition were 43,419 shares.
Duos Technologies Group, Inc. (DUOT) CEO and director Frank Douglas Recker acquired 2,799 common shares on September 30, 2026, as compensation for Director services; the transaction lists $8.9339 per share. His indirect holding through an IRA is reported as 9,250 shares as of September 30, 2026. A separate direct holding is described as shares granted under the issuer’s 2021 Equity Incentive Plan.
Duos Technologies Group, Inc. (DUOT) director Charles Parker Ferry received 2,799 shares of common stock on September 30, 2026, as compensation for director services. The reported transaction price was $8.9339 per share. The shares were granted under the 2021 Equity Incentive Plan, as amended, subject to a three-year cliff vesting period; all shares vest on December 31, 2027.
DUOS Technologies Group, Inc. (DUOT) director Brian J. James acquired 2,799 shares of common stock on September 30, 2026, issued as compensation for his director services. The shares had a reported per-share figure of $8.9339. His direct holdings after the award were 10,829 shares. The common stock has a $0.001 par value.
DUOS TECHNOLOGIES GROUP, INC. Chief Executive Officer Frank Douglas Recker purchased 9,250 shares of common stock indirectly through an IRA on September 22, 2026, at $9.1413 per share; his reported indirect holdings after the purchase were 9,250 shares. Separately, his reported direct holding was 400,000 shares granted under the 2021 Equity Incentive Plan, as amended, and subject to cliff vesting. Those shares vest January 1, 2028, with acceleration to April 1, 2027, if certain fiscal 2026 targets are achieved.
DUOS TECHNOLOGIES GROUP, INC. (DUOT) director James Craig Nixon reported two open-market purchases of common stock on September 18, 2026. He bought 2,857 shares at $8.50 per share and 2,907.2907 shares at $8.60 per share, totaling 5,764.2907 shares acquired directly. No Rule 10b5-1 trading plan is reported.
Ferry Charles Parker reported acquisition or exercise transactions in this Form 4 filing.
DUOS Technologies Group director Charles Parker Ferry reported an equity award of 2,074 shares of common stock. The shares were issued as compensation for his service as a director, at a reported value of $12.0563 per share, and were granted under the company’s 2021 Equity Incentive Plan.
The award is subject to a three-year cliff vesting schedule, with all 2,074 shares vesting on December 31, 2027. Additional reported common stock holdings include shares in a joint account with his spouse and shares held under the Employee Stock Purchase Plan.
MAVROMMATIS NED reported acquisition or exercise transactions in this Form 4 filing.
DUOS Technologies Group director Ned Mavrommatis received additional company shares as compensation. He was granted 1,659 shares of common stock at a value of $12.0563 per share for his service as a director. After this award, his directly held position increased to 65,543 shares of DUOS Technologies Group common stock.
James Brian J. reported acquisition or exercise transactions in this Form 4 filing.
DUOS TECHNOLOGIES GROUP, INC. director James Brian J. received a grant of 2,074 shares of common stock on June 30, 2026. The shares, priced at $12.0563 per share in the filing, were issued as compensation for his services as a director, not as an open-market purchase. Following this award, he holds a total of 8,030 common shares directly.
Nixon James Craig reported acquisition or exercise transactions in this Form 4 filing.
DUOS TECHNOLOGIES GROUP, INC. director James Craig Nixon received a grant of 1,556 shares of common stock on June 30 as compensation for his board service. The shares were valued at $12.0563 per share for reporting purposes, bringing his directly held stake to 78,759 shares.
Duos Technologies Group director Frank A. Lonegro received a stock grant for board service. On this Form 4, he acquired 2,074 shares of common stock at a value of $12.0563 per share as compensation for his role as a director. After this award, he directly holds 40,620 common shares.
Goldfarb Adrian Graham reported acquisition or exercise transactions in this Form 4 filing.
Duos Technologies Group Interim CFO Adrian Graham Goldfarb reported new equity compensation in the company’s stock. He received a grant of 1,532 shares of common stock at $9.18 per share, increasing his directly held position in this account to 2,247 shares.
The filing notes that the shares were granted under the company’s 2021 Equity Incentive Plan and are subject to a three-year cliff vesting schedule, with all shares vesting on January 1, 2028. Footnotes also reference participation in the Employee Stock Purchase Plan, where shares are purchased at 85% of the closing price on the measurement date.
DUOS TECHNOLOGIES GROUP, INC. director Charles Parker Ferry reported an administrative change to his equity award following his resignation as Chief Executive Officer effective April 1, 2026. His prior grant under the 2021 Equity Incentive Plan was amended, reducing the shares subject to the grant from 522,889 to 261,445.
The amended grant retains the same cliff vesting terms, with all 261,445 shares scheduled to vest on December 31, 2027. The filing also reflects direct holdings of 5,044 shares acquired through the Employee Stock Purchase Plan and 9,773 shares held in a joint account with his spouse. Ferry continues to serve as a director of the company.
MAVROMMATIS NED reported acquisition or exercise transactions in this Form 4 filing.
Duos Technologies Group director Ned Mavrommatis received a stock award of 2,988 common shares as compensation. The shares were granted as director compensation at an implied value of $6.6942 per share. Following this grant, one reported direct holding line shows 53,884 common shares owned.
The award was issued under Duos Technologies Group’s 2021 Equity Incentive Plan, as amended. It was subject to a one-year cliff vesting schedule, with all 2,988 shares vesting on April 1, 2026, meaning the director gained full ownership of the award on that date.
Lonegro Frank A reported acquisition or exercise transactions in this Form 4 filing.
DUOS TECHNOLOGIES GROUP, INC. director Frank A. Lonegro received 3,735 shares of Common Stock as a grant on March 31, 2026, at a reported price of $6.6942 per share.
The shares were issued as compensation for his services as a Director, increasing his directly held stake to 38,546 shares of common stock.
James Brian J. reported acquisition or exercise transactions in this Form 4 filing.
Duos Technologies Group director James Brian J. received a grant of 3,735 shares of Common Stock, $0.001 par value, on March 31, 2026. The shares were issued as compensation for his services as a Director. Following this award, he directly holds 5,956 common shares.
Duos Technologies Group director James Craig Nixon received a stock grant as compensation. On March 31, 2026, he acquired 3,735 shares of common stock valued at $6.6942 per share as compensation for his services as a director. Following this grant, his direct holdings total 77,203 shares of Duos Technologies common stock.
Duos Technologies Group director Frank A. Lonegro reported stock awards. He acquired 2,185 shares of common stock at $11.4438 per share and a separate 10,000-share grant at the same price. The shares were issued as compensation for his services as a Director, and this amendment corrects the issue date and price of the 10,000-share grant.
Duos Technologies Group director Ned Mavrommatis reported stock awards rather than open-market trades. On 2025-12-31, he acquired 1,748 shares of common stock as compensation for his services as a director. A separate 10,000-share grant was also reported at a reference price of $11.4438 per share.
The amended filing states this 10,000-share grant corrects the original issue date and price. These 10,000 shares were granted under the company’s 2021 Equity Incentive Plan and are subject to a one-year cliff, with all shares vesting on April 1, 2026.
Duos Technologies Group director receives stock awards and corrects prior grant details. Director James Craig Nixon reported two acquisitions of common stock under a Form 4/A. On December 31, 2025, he was awarded 2,185 shares of common stock at $11.4438 per share. The filing also shows a separate 10,000-share stock grant at the same price, bringing his direct holdings to 73,468 shares after the transactions. Footnotes explain these shares were issued as compensation for his services as a director and that the amendment corrects the issue date and price of the 10,000-share grant.
Duos Technologies Group's Chief Financial Officer, Leah F. Brown, reported new equity awards and purchases of company stock. She acquired 150,000 shares of common stock on January 1, 2026 as an award under the company’s 2021 Equity Incentive Plan. These shares are subject to a three-year cliff vesting schedule, with all shares vesting on December 31, 2028.
On December 31, 2025, she also acquired 228 shares of common stock through the company’s Employee Stock Purchase Plan, bought at $6.171 per share, which reflects 85% of the closing price on the measurement date. In addition, she holds options for 10,000 shares at an exercise price of $4.22 per share, expiring on November 30, 2028, of which 6,667 options are currently vested and exercisable.
Duos Technologies Group CEO and director Charles P. Ferry reported acquiring additional company stock. On December 31, 2025, he acquired 648 shares of common stock under the Duos Technologies Group, Inc. Employee Stock Purchase Plan at $6.171 per share, with the purchase price based on 85% of the closing price on the relevant measurement date. After this transaction, he directly beneficially owned 5,044 shares. He also reported 9,773 shares held in a joint account with his spouse and 522,889 shares granted under the company’s 2021 Equity Incentive Plan, which are subject to a three-year cliff vesting period and vest in full on January 1, 2028.
Duos Technologies Group, Inc. insider Adrian G. Goldfarb, noted as the company’s former CFO, reported acquiring 715 shares of common stock on December 31, 2025 at a price of $6.171 per share. These shares were purchased through the company’s Employee Stock Purchase Plan (ESPP) and the transaction is described as exempt under Rule 16b-3(c).
After this ESPP purchase, Goldfarb beneficially owned 3,981 shares of common stock directly. The filing also reports 441,275 shares of common stock that were granted under the company’s 2021 Equity Incentive Plan, which are subject to a three-year cliff vesting schedule, with all of these shares scheduled to vest on January 1, 2028. The remarks section notes that Goldfarb retired as CFO effective November 15, 2025, and the form is filed by one reporting person.