Welcome to our dedicated page for Enterprise Finl Svcs SEC filings (Ticker: EFSC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Enterprise Financial Services Corp (Nasdaq: EFSC) files a range of documents with the U.S. Securities and Exchange Commission as part of its role as a publicly traded financial holding company in the commercial banking industry. Through this page, users can access EFSC’s SEC filings, including current reports on Form 8-K, annual and quarterly reports, and disclosures related to capital markets activity and corporate governance.
Recent Form 8-K filings for EFSC have covered topics such as quarterly financial results, investor and analyst presentation materials, branch acquisitions, temporary suspensions of trading under employee benefit plans, and executive leadership changes. For example, the company has filed 8-Ks to furnish press releases announcing results for quarters ended March 31, June 30, and September 30, to describe the completion of a twelve-branch acquisition by Enterprise Bank & Trust from First Interstate Bank, and to outline changes in executive roles and compensation arrangements.
Other EFSC filings include Regulation FD disclosures providing slide decks used in investor meetings, and notices related to blackout periods for the company’s incentive savings plan, which affect trading in EFSC common stock acquired in connection with employment or service. These documents give investors detailed insight into EFSC’s operations, risk management, capital structure, and governance practices.
On Stock Titan, EFSC filings are updated as they are made available through the SEC’s EDGAR system. AI-powered summaries help explain the key points in lengthy filings, highlighting items such as earnings information, material events, branch transactions, and changes in executive leadership. Users can also review filings that relate to equity compensation, benefit plans, and other regulatory disclosures that are important for understanding Enterprise Financial Services Corp’s public company reporting.
Enterprise Financial Services Corp, a financial holding company based in Clayton, Missouri, files its annual report outlining its 2025 operations, regulatory environment, and key risks. The company operates Enterprise Bank & Trust, serving business and wealth management clients across seven states with specialty niches in SBA 7(a), life insurance premium finance, sponsor finance, and tax credit-related lending.
In 2025, Enterprise expanded via the acquisition of 12 former First Interstate Bank branches, adding $292.0 million in loans and $609.5 million in deposits as of December 31, 2025. The company also received $50.0 million and $80.0 million of New Markets Tax Credit allocations in 2024 and 2025, bringing total allocations to $433.0 million. As of June 30, 2025, non‑affiliate market value of common stock was about $2.00 billion at a $55.10 share price, with 36,816,012 common shares outstanding as of February 25, 2026.
The filing highlights extensive supervision by the Federal Reserve, FDIC, CFPB and state regulators, detailed capital and liquidity requirements, and comprehensive risk factors, including economic conditions, interest rate risk, CRE and specialized lending concentrations, regulatory compliance, and cybersecurity. It also describes human capital initiatives for 1,370 full‑time associates, including incentive pay for roughly 68% of staff and a minimum wage of $17 per hour.
Enterprise Financial Services Corp executive reports equity award activity. SEVP and Chief Legal Officer Nicole M. Iannacone exercised 3,326 restricted share units into 3,326 shares of common stock at a stated price of $0.00 per share.
To cover tax obligations on this issuance, 1,466 shares of common stock were disposed of at $57.57 per share through share withholding, a non-open-market transaction. Following these transactions, she directly owns 22,855 shares of common stock. The filing also lists multiple non-qualified stock options and additional restricted share units that vest or become exercisable in future years, subject to continued employment.
ENTERPRISE FINANCIAL SERVICES CORP executive Keene S. Turner reported equity award activity and related tax withholding. On February 24, 2026, he acquired 4,989 shares of common stock through the exercise of 4,989 restricted share units at a stated price of $0 per share.
To cover taxes on this issuance, 2,169 common shares were withheld at $57.57 per share, as noted in the filing. After these transactions, Turner directly owned 64,319 shares of common stock, with additional indirect holdings through a 401(k) plan and separate depository shares.
ENTERPRISE FINANCIAL SERVICES CORP senior executive Mark G. Ponder reported equity compensation activity in company stock. He exercised or converted 3,326 Restricted Share Units into 3,326 shares of Common Stock at a stated price of $57.57 per share.
In a related tax-withholding disposition, 1,466 Common shares were withheld to cover tax obligations on the issuance of stock, as described in the footnotes. After these transactions, he directly owned 6,847 Common shares, with additional indirect holdings through a 401(k) plan and a self-directed IRA.
Enterprise Financial Services Corp CEO James Brian Lally exercised 7,982 Restricted Share Units into an equal number of common shares on February 24, 2026, at a stated price of $0 per share, reflecting equity compensation vesting rather than an open-market purchase.
To satisfy tax withholding on this issuance, 3,502 common shares were disposed of at $57.57 per share, a non-cash, tax-withholding disposition. Following these transactions, Lally directly owned 115,696 common shares, plus additional holdings through stock options, restricted share units, a 401(k) plan fund, and 4,107 shares held jointly with his spouse.
Enterprise Financial Services Corp executive Douglas Bauche, SEVP and Chief Banking Officer, reported equity award activity. On February 24, 2026, he exercised 3,326 Restricted Share Units, receiving the same number of common shares at a stated price of $0.00 per share.
To cover tax obligations on this issuance, 1,466 common shares were disposed of at $57.57 per share through withholding rather than an open-market sale, as described in the footnote. Following these transactions, he directly held 28,421 shares of common stock, along with multiple non-qualified stock options and additional Restricted Share Units that vest in future years.
Enterprise Financial Services Corp EVP and Chief Accounting Officer Troy Dumlao reported several equity compensation transactions on February 10, 2026. He acquired 361 shares of common stock upon the exercise of restricted share units at
Enterprise Financial Services Corp executive Nicole M. Iannacone reported multiple equity transactions on February 10, 2026. She acquired 1,019 shares of common stock through the exercise of restricted share units at $0 per share and received additional grants of 1,671 and 1,345 common shares, all under the company’s 2018 Stock Incentive Plan.
To cover tax withholding on these issuances, 449, 825, and 605 shares of common stock were disposed of at $59.22 per share. After these transactions, she directly held 20,995 common shares, along with multiple nonqualified stock options and restricted share units that vest in future years, generally subject to continued employment.
Enterprise Financial Services Corp executive equity activity: SEVP and Chief Administrative Officer Mark G. Ponder reported multiple equity compensation transactions dated February 10, 2026. He acquired 1,006 shares of common stock upon the exercise of restricted share units at an exercise price of $0 per share. Shares of common stock were then withheld at $59.22 per share to cover tax obligations related to these issuances. He also received new stock awards of 1,651 and 1,329 common shares under the company’s 2018 Stock Incentive Plan. Following these transactions, he directly owned 4,987 common shares, held an additional 1,517 common shares through the company 401(k) plan, 23,726 common shares held jointly with his spouse in a trust, and 200 common shares through a self-directed IRA. He also reported holdings of non-qualified stock options and restricted share units that vest in future periods, generally contingent on continued employment.
Enterprise Financial Services Corp Chief Credit Officer Kevin L. Handley reported several equity compensation transactions dated February 10, 2026. He acquired 344 shares of common stock at $0 through the exercise of restricted share units and had shares withheld to cover related tax obligations at $59.22 per share.
Handley also received new stock awards of 565 and 455 shares of common stock at $0, granted under the company’s 2018 Stock Incentive Plan. The filing lists multiple non-qualified stock options and restricted share units that vest in 2026–2028, all held as direct ownership.