Enterprise Finl Svcs Corp SEC Filings

Enterprise Financial Services Corp. reported management changes effective October 1, 2025. Longtime EB&T President Scott Goodman, age 61, moved into a part-time Vice-Chairman role after 12 years as EB&T President and 22 years with the company. The company created a new Chief Banking Officer role filled by Doug Bauche, age 55, previously Chief Credit Officer and a company employee for over 25 years. Kevin Handley, age 56, was promoted to Chief Credit Officer and will report to Mr. Bauche; he joined the company in 2018. Keene Turner, age 45, was promoted to serve as Chief Operating Officer in addition to his role as Senior EVP, Chief Financial Officer. Troy Dumlao, age 52, will serve as Chief Financial Officer of EB&T while remaining Executive VP, Chief Accounting Officer; he joined the company in 2019.

Enterprise Financial Services Corp filed a current report to furnish an investor presentation under Regulation FD. The company is sharing the slide materials attached as Exhibit 99.1 in meetings with certain investors and analysts. This information, including Exhibit 99.1, is being furnished rather than filed, which means it is not automatically incorporated into other securities law filings unless specifically referenced. The report is signed on behalf of the company by its Executive Vice President and Chief Accounting Officer.

Lina A. Young, a director of Enterprise Financial Services Corp (EFSC), acquired 1,032 shares of EFSC common stock on 08/22/2025 under the company's Non-Management Director Stock Plan. The reported purchase price is shown as $0, reflecting awards issued under the director plan rather than an open-market cash purchase. After the transaction Ms. Young beneficially owns 4,532 shares. The Form 4 was signed on 08/26/2025 and filed to disclose this change in beneficial ownership.

Sandra Van Trease, a director of Enterprise Financial Services Corp (EFSC), reported additions to her deferred compensation account under the Non-Management Director Stock Plan. The Form 4 shows 53,448 shares of common stock held indirectly by trust and previously reported phantom stock rights for 3,416 shares that were disposed of.

On 08/22/2025 she acquired 2,445 phantom shares (each converting to one common share on distribution) at $0 under the Plan; those phantom shares will be distributed on the deferral date she selected. The filing is signed 08/26/2025.

Richard Sanborn, a director of Enterprise Financial Services Corp (EFSC), received 1,032 shares of Common Stock under the company's Non-Management Director Stock Plan on 08/22/2025 at a reported price of $0, reflecting shares issued as compensation. Following the issuance, Mr. Sanborn directly beneficially owns 1,032 shares and indirectly owns 40,950 shares held jointly in a family trust for which he is trustee. The Form 4 was signed by Mr. Sanborn on 08/26/2025. The filing records a routine director equity award and clarifies the split between direct holdings and indirect family-trust holdings.

Stephen P. Marsh, an independent director of Enterprise Financial Services Corp. (EFSC), reported transactions dated 08/22/2025. He acquired 1,032 phantom stock units under the Non-Management Director Stock Plan, each representing the right to one share of common stock to be distributed upon termination of his service as an independent director. The filing also shows Mr. Marsh beneficially owns 47,540 shares indirectly through a trust. The Form 4 was signed on 08/26/2025. The filing notes that the phantom shares were issued under the director plan and will be distributed after his service ends.

Marcela Manjarrez, a director of Enterprise Financial Services Corp (EFSC), reported a non-derivative acquisition of 1,032 shares of EFSC common stock on 08/22/2025. The shares were issued under the companys Non-Management Director Stock Plan at a reported price of $0, increasing her beneficial ownership to 4,472 shares. The filing is a Form 4 disclosure of an insider issuance to a director and appears to be a routine equity grant under the board compensation plan.

The filing shows Director Nevada A. Kent of Enterprise Financial Services Corp. (EFSC) received 1,032 shares of common stock on 08/22/2025 under the companys Non-Management Director Stock Plan at a reported price of $0, bringing his direct holdings to 9,332 shares. The filing also reports an indirect holding of 5,180 shares in an IRA, for a combined beneficial position disclosed on the form. The form is signed by the reporting person on 08/26/2025. No option exercises, sales, or cash purchases are reported in this Form 4.

Enterprise Financial Services Corp director Michael Holmes reported insider stock activity on Form 4. On 08/22/2025 he acquired 2,321 shares of Common Stock under the company's Non-Management Director Stock Plan at a reported price of $0, increasing his direct holdings to 3,272 shares. In addition, he holds 19,272 shares indirectly through a trust. The filing is a single-report Form 4 covering non-derivative transactions and the acquisition reflects issuance under the director compensation plan.