Welcome to our dedicated page for Enterprise Finl Svcs SEC filings (Ticker: EFSC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Enterprise Financial Services Corp (Nasdaq: EFSC) files a range of documents with the U.S. Securities and Exchange Commission as part of its role as a publicly traded financial holding company in the commercial banking industry. Through this page, users can access EFSC’s SEC filings, including current reports on Form 8-K, annual and quarterly reports, and disclosures related to capital markets activity and corporate governance.
Recent Form 8-K filings for EFSC have covered topics such as quarterly financial results, investor and analyst presentation materials, branch acquisitions, temporary suspensions of trading under employee benefit plans, and executive leadership changes. For example, the company has filed 8-Ks to furnish press releases announcing results for quarters ended March 31, June 30, and September 30, to describe the completion of a twelve-branch acquisition by Enterprise Bank & Trust from First Interstate Bank, and to outline changes in executive roles and compensation arrangements.
Other EFSC filings include Regulation FD disclosures providing slide decks used in investor meetings, and notices related to blackout periods for the company’s incentive savings plan, which affect trading in EFSC common stock acquired in connection with employment or service. These documents give investors detailed insight into EFSC’s operations, risk management, capital structure, and governance practices.
On Stock Titan, EFSC filings are updated as they are made available through the SEC’s EDGAR system. AI-powered summaries help explain the key points in lengthy filings, highlighting items such as earnings information, material events, branch transactions, and changes in executive leadership. Users can also review filings that relate to equity compensation, benefit plans, and other regulatory disclosures that are important for understanding Enterprise Financial Services Corp’s public company reporting.
Enterprise Financial Services Corp executive Keene S. Turner, SEVP and Chief Financial Officer, reported multiple equity compensation transactions dated 02/10/2026. He acquired 1,964 shares of common stock through the exercise of restricted share units at $0 per share, then had 854, 1,473 and 1,127 shares of common stock withheld at $59.22 per share to cover tax obligations.
Turner also received new stock awards of 3,221 and 2,592 shares of common stock, granted under the company’s 2018 Stock Incentive Plan. After these transactions, he directly owned 61,499 shares of common stock, plus 1,683 shares held indirectly through the company 401(k) plan and 2,000 depository shares, alongside several outstanding stock options and restricted share unit grants that vest or become exercisable in future years.
Enterprise Financial Services Corp CEO James Brian Lally reported several equity compensation transactions dated February 10, 2026. He acquired 4,176 common shares upon conversion of restricted share units at $0 per share and received additional stock awards of 6,849 and 5,513 shares under the 2018 Stock Incentive Plan.
To cover tax obligations on these issuances, 1,673, 2,776 and 2,208 shares of common stock were withheld at $59.22 per share. After these transactions, he directly owned 111,216 common shares, plus 19,570 shares indirectly via a 401(k) plan and 4,107 shares held jointly with his spouse.
Enterprise Financial Services Corp executive Douglas Bauche, SEVP and Chief Banking Officer, reported multiple equity transactions on February 10, 2026. He acquired 1,043 shares of common stock at $0 per share through the exercise of restricted share units, increasing his directly held common stock to 25,387 shares.
To cover tax obligations on issuances, the company withheld 460, 845, and 609 shares of common stock at a price of $59.22 per share, as noted in the footnotes. Bauche also received stock awards of 1,711 and 1,377 common shares at $0, granted under the 2018 Stock Incentive Plan, ending with 26,561 directly held shares plus 3,282 shares held indirectly through the company’s 401(k) plan.
Enterprise Financial Services Corp executive reports equity awards and tax-share withholding. SEVP and Chief Risk Officer Bridget Huffman reported several stock-based compensation transactions dated February 10, 2026. She acquired 341 shares of common stock upon conversion of restricted share units at $0 per share, and ended that transaction with 6,506 common shares held directly.
She then disposed of 169, 277 and 222 common shares at $59.22 per share to satisfy tax withholding obligations tied to share issuances, as noted in the footnotes. Separate awards increased her holdings, including grants of 560 and 451 common shares under the company’s 2018 Stock Incentive Plan, bringing her directly owned common stock to 6,849 shares. She also reports multiple non-qualified stock options and restricted share units outstanding that vest in stages through 2028, all subject to continued employment.
Enterprise Financial Services Corp filed a current report to furnish an investor presentation under Regulation FD. The company is using the materials attached as Exhibit 99.1 in meetings with certain investors and analysts. The information in Item 7.01, including Exhibit 99.1, is being furnished rather than filed, which means it is not automatically incorporated into other securities law filings unless specifically referenced.
Enterprise Financial Services Corp announced that it issued a press release with financial information for the quarter ended December 31, 2025. The company is making this information available to investors and the public through that release and a related slide presentation.
The company also plans to host a webcast on January 27, 2026 at 10:00 a.m. Central time to review and discuss its results of operations for the same quarter. The press release is provided as Exhibit 99.1 and the slide presentation for the webcast is provided as Exhibit 99.2.
Enterprise Financial Services Corp filed a Form 13F-HR reporting institutional holdings. The report lists 314 information-table entries with a total market value of $196,962,776 and shows 1 other included manager. The report is signed by Troy Dumlao, Chief Accounting Officer on 01-14-2026.
Enterprise Financial Services Corp executive Douglas Bauche, SEVP and Chief Credit Officer, reported a small share purchase through an employee plan. On December 31, 2025, he acquired 19 shares of common stock under the company’s 2018 Employee Stock Purchase Plan at a price of $45.90 per share, based on 85% of that day’s closing price. After this transaction, he directly holds 24,344 common shares and indirectly holds 3,282 common shares through the company’s 401(k) plan.
He also reports existing derivative holdings, including non-qualified stock options on 4,730, 5,081, 5,105, 7,786 and 4,100 shares of common stock with exercise prices ranging from $39.50 to $57.17 and expirations between 2028 and 2035. In addition, he holds restricted stock units covering 1,043, 1,487, 1,371 and 6,652 shares, granted under the 2018 Stock Incentive Plan, which vest in the first quarters of 2026, 2027 and 2028, and in installments across February 24, 2024, 2026 and 2028, all subject to continued employment.
Enterprise Financial Services Corp executive Bridget Huffman, SEVP and Chief Risk Officer, reported buying common stock through the company’s employee stock purchase plan. On December 31, 2025, she acquired 123 shares of common stock under the 2018 Employee Stock Purchase Plan for the purchase period from July 1, 2025 through December 31, 2025. The Form 4 notes the shares were bought at a price based on 85% of the closing price of $45.90 on that date, and she now holds 6,165 common shares directly.
The filing also lists her existing equity incentives, including several non-qualified stock options with exercise prices such as $39.50, $57.17, $43.81, $48.34 and $54.46, expiring between 2031 and 2035, and multiple restricted share unit (RSU) awards. These options and RSUs generally vest over time or in full in the first quarters of 2026, 2027 and 2028, conditioned on her continued employment.
Enterprise Financial Services Corp reported Q3 results. Pre-tax income rose to $88.7 million as net interest income increased to $158.3 million. A $32.1 million tax credit recapture lifted total tax expense to $43.4 million, reducing net income to $45.2 million and diluted EPS to $1.19.
Loans reached $11.58 billion and deposits were $13.57 billion at September 30, 2025, reflecting balance sheet growth. Unrealized losses in accumulated other comprehensive income narrowed, improving from a $116.7 million loss at year-end to $68.0 million. Capital remained solid with total stockholders’ equity of $1.98 billion. As of October 29, 2025, common shares outstanding were 37,010,909.