Welcome to our dedicated page for Enterprise Finl Svcs SEC filings (Ticker: EFSC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Enterprise Financial Services Corp (Nasdaq: EFSC) files a range of documents with the U.S. Securities and Exchange Commission as part of its role as a publicly traded financial holding company in the commercial banking industry. Through this page, users can access EFSC’s SEC filings, including current reports on Form 8-K, annual and quarterly reports, and disclosures related to capital markets activity and corporate governance.
Recent Form 8-K filings for EFSC have covered topics such as quarterly financial results, investor and analyst presentation materials, branch acquisitions, temporary suspensions of trading under employee benefit plans, and executive leadership changes. For example, the company has filed 8-Ks to furnish press releases announcing results for quarters ended March 31, June 30, and September 30, to describe the completion of a twelve-branch acquisition by Enterprise Bank & Trust from First Interstate Bank, and to outline changes in executive roles and compensation arrangements.
Other EFSC filings include Regulation FD disclosures providing slide decks used in investor meetings, and notices related to blackout periods for the company’s incentive savings plan, which affect trading in EFSC common stock acquired in connection with employment or service. These documents give investors detailed insight into EFSC’s operations, risk management, capital structure, and governance practices.
On Stock Titan, EFSC filings are updated as they are made available through the SEC’s EDGAR system. AI-powered summaries help explain the key points in lengthy filings, highlighting items such as earnings information, material events, branch transactions, and changes in executive leadership. Users can also review filings that relate to equity compensation, benefit plans, and other regulatory disclosures that are important for understanding Enterprise Financial Services Corp’s public company reporting.
Enterprise Financial Services Corp (EFSC) furnished an investor presentation under Regulation FD. The company is sharing the materials attached as Exhibit 99.1 in meetings with certain investors and analysts. The information in Item 7.01, including Exhibit 99.1, is being furnished and is not deemed filed or incorporated by reference unless specifically referenced.
EFSC’s securities listed include common stock (ticker EFSC) and depositary shares (ticker EFSCP) on the Nasdaq Global Select Market, with the depositary shares representing a 1/40th interest in Series A 5.00% preferred stock.
Enterprise Financial Services Corp furnished an 8-K announcing a press release with financial information for the quarter ended September 30, 2025, and a related webcast.
The Company plans to host the webcast on October 28, 2025 at 10:00 a.m. Central time, accompanied by a slide presentation. The press release is furnished as Exhibit 99.1 and the presentation as Exhibit 99.2. These materials, and the information in Item 2.02, are furnished and not deemed “filed.”
Enterprise Financial Services Corp announced a temporary blackout for its EFSC Incentive Savings Plan to implement a change in service provider. The blackout begins on November 24, 2025 at 3:00 p.m. Central Time and will end during the calendar week beginning January 4, 2026.
During this period, plan participants will be unable to direct or diversify investments in their individual accounts, including with respect to EFSC common stock, and cannot obtain loans or distributions from the plan. The company also notified directors and executive officers that, during the blackout, they are prohibited from purchasing, acquiring, selling, or otherwise transferring EFSC common stock acquired in connection with their service or employment.
A copy of the notice to directors and executive officers was filed as Exhibit 99.1. Stockholders may request the actual start and end dates during the blackout and for two years thereafter.
Enterprise Financial Services Corp provided an update on certain credit relationships at Enterprise Bank & Trust. The Bank has seven commercial real estate loans totaling $68.4 million to seven special purpose entities tied to two commercial banking relationships in Southern California, each secured by a first‑position, senior mortgage on the related properties.
The Company previously reported these loans as nonperforming after a business dispute among the owners led all seven borrowing entities to file for bankruptcy in the first quarter of 2025. In August 2025, the Bank commenced foreclosure proceedings on the real property collateral. Based on its senior secured first‑lien position, the Company expects to collect the full balance of these loans.
Enterprise Financial Services Corp filed a Form 13F holdings report showing institutional holdings managed by the firm. The report lists 302 information-table entries with a total market value of $193,992,679, and it names 1 other included manager. The report was signed by Troy Dumlao, Chief Accounting Officer on 10-15-2025.
Enterprise Financial Services Corp said its subsidiary, Enterprise Bank & Trust, closed the acquisition of twelve branches from First Interstate Bank. The deal adds ten locations in Arizona and two in Kansas.
According to the purchase agreement, Enterprise Bank & Trust assumed approximately $645 million in deposits and purchased about $300 million of performing loans tied to these branches. The branch acquisition became effective at 11:59 p.m. Central on October 10, 2025.
Kevin L. Handley, Chief Credit Officer and officer of Enterprise Financial Services Corp (EFSC), reported initial beneficial ownership on a Form 3. He directly holds 5,462 shares of common stock and multiple stock‑based awards: five non‑qualified options covering 8,893 shares in total and four restricted share unit grants representing 1,815 shares. Several options and RSUs vest in
Enterprise Financial Services Corp. reported management changes effective October 1, 2025. Longtime EB&T President Scott Goodman, age 61, moved into a part-time Vice-Chairman role after 12 years as EB&T President and 22 years with the company. The company created a new Chief Banking Officer role filled by Doug Bauche, age 55, previously Chief Credit Officer and a company employee for over 25 years. Kevin Handley, age 56, was promoted to Chief Credit Officer and will report to Mr. Bauche; he joined the company in 2018. Keene Turner, age 45, was promoted to serve as Chief Operating Officer in addition to his role as Senior EVP, Chief Financial Officer. Troy Dumlao, age 52, will serve as Chief Financial Officer of EB&T while remaining Executive VP, Chief Accounting Officer; he joined the company in 2019.
Enterprise Financial Services Corp filed a current report to furnish an investor presentation under Regulation FD. The company is sharing the slide materials attached as Exhibit 99.1 in meetings with certain investors and analysts. This information, including Exhibit 99.1, is being furnished rather than filed, which means it is not automatically incorporated into other securities law filings unless specifically referenced. The report is signed on behalf of the company by its Executive Vice President and Chief Accounting Officer.
Lina A. Young, a director of Enterprise Financial Services Corp (EFSC), acquired 1,032 shares of EFSC common stock on 08/22/2025 under the company's Non-Management Director Stock Plan. The reported purchase price is shown as $0, reflecting awards issued under the director plan rather than an open-market cash purchase. After the transaction Ms. Young beneficially owns 4,532 shares. The Form 4 was signed on 08/26/2025 and filed to disclose this change in beneficial ownership.