Welcome to our dedicated page for Enterprise Finl Svcs SEC filings (Ticker: EFSC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Enterprise Financial Services Corp filings document the financial reporting, governance and capital disclosures of a bank holding company whose principal subsidiary is Enterprise Bank & Trust. Form 8-K reports furnish quarterly results, earnings releases, webcast presentation materials and Regulation FD investor presentations covering net interest income, loans, deposits, asset quality, liquidity, capital returns and acquisition effects.
The company’s proxy materials provide formal governance and compensation disclosures, including shareholder voting matters and executive pay information. Its filing record also identifies the company’s publicly traded common stock and depositary shares, and includes forward-looking-statement and risk language tied to banking performance, credit management, balance-sheet growth and acquisition integration.
ENTERPRISE FINANCIAL SERVICES CORP senior executive Mark G. Ponder reported equity compensation activity in company stock. He exercised or converted 3,326 Restricted Share Units into 3,326 shares of Common Stock at a stated price of $57.57 per share.
In a related tax-withholding disposition, 1,466 Common shares were withheld to cover tax obligations on the issuance of stock, as described in the footnotes. After these transactions, he directly owned 6,847 Common shares, with additional indirect holdings through a 401(k) plan and a self-directed IRA.
Enterprise Financial Services Corp CEO James Brian Lally exercised 7,982 Restricted Share Units into an equal number of common shares on February 24, 2026, at a stated price of $0 per share, reflecting equity compensation vesting rather than an open-market purchase.
To satisfy tax withholding on this issuance, 3,502 common shares were disposed of at $57.57 per share, a non-cash, tax-withholding disposition. Following these transactions, Lally directly owned 115,696 common shares, plus additional holdings through stock options, restricted share units, a 401(k) plan fund, and 4,107 shares held jointly with his spouse.
Enterprise Financial Services Corp executive Douglas Bauche, SEVP and Chief Banking Officer, reported equity award activity. On February 24, 2026, he exercised 3,326 Restricted Share Units, receiving the same number of common shares at a stated price of $0.00 per share.
To cover tax obligations on this issuance, 1,466 common shares were disposed of at $57.57 per share through withholding rather than an open-market sale, as described in the footnote. Following these transactions, he directly held 28,421 shares of common stock, along with multiple non-qualified stock options and additional Restricted Share Units that vest in future years.
Enterprise Financial Services Corp EVP and Chief Accounting Officer Troy Dumlao reported several equity compensation transactions on February 10, 2026. He acquired 361 shares of common stock upon the exercise of restricted share units at $0 and received additional grants of 593 and 478 common shares, all under the company’s 2018 Stock Incentive Plan. To cover tax withholding on these issuances, 179, 293, and 236 shares of common stock were disposed of at $59.22 per share rather than sold for investment purposes. Following these transactions, Dumlao directly owned 8,261 shares of common stock and 400 depository shares, along with multiple nonqualified stock options and restricted share unit awards that vest in future years, generally subject to continued employment.
Enterprise Financial Services Corp executive Nicole M. Iannacone reported multiple equity transactions on February 10, 2026. She acquired 1,019 shares of common stock through the exercise of restricted share units at $0 per share and received additional grants of 1,671 and 1,345 common shares, all under the company’s 2018 Stock Incentive Plan.
To cover tax withholding on these issuances, 449, 825, and 605 shares of common stock were disposed of at $59.22 per share. After these transactions, she directly held 20,995 common shares, along with multiple nonqualified stock options and restricted share units that vest in future years, generally subject to continued employment.
Enterprise Financial Services Corp executive equity activity: SEVP and Chief Administrative Officer Mark G. Ponder reported multiple equity compensation transactions dated February 10, 2026. He acquired 1,006 shares of common stock upon the exercise of restricted share units at an exercise price of $0 per share. Shares of common stock were then withheld at $59.22 per share to cover tax obligations related to these issuances. He also received new stock awards of 1,651 and 1,329 common shares under the company’s 2018 Stock Incentive Plan. Following these transactions, he directly owned 4,987 common shares, held an additional 1,517 common shares through the company 401(k) plan, 23,726 common shares held jointly with his spouse in a trust, and 200 common shares through a self-directed IRA. He also reported holdings of non-qualified stock options and restricted share units that vest in future periods, generally contingent on continued employment.
Enterprise Financial Services Corp Chief Credit Officer Kevin L. Handley reported several equity compensation transactions dated February 10, 2026. He acquired 344 shares of common stock at $0 through the exercise of restricted share units and had shares withheld to cover related tax obligations at $59.22 per share.
Handley also received new stock awards of 565 and 455 shares of common stock at $0, granted under the company’s 2018 Stock Incentive Plan. The filing lists multiple non-qualified stock options and restricted share units that vest in 2026–2028, all held as direct ownership.
Enterprise Financial Services Corp executive Keene S. Turner, SEVP and Chief Financial Officer, reported multiple equity compensation transactions dated 02/10/2026. He acquired 1,964 shares of common stock through the exercise of restricted share units at $0 per share, then had 854, 1,473 and 1,127 shares of common stock withheld at $59.22 per share to cover tax obligations.
Turner also received new stock awards of 3,221 and 2,592 shares of common stock, granted under the company’s 2018 Stock Incentive Plan. After these transactions, he directly owned 61,499 shares of common stock, plus 1,683 shares held indirectly through the company 401(k) plan and 2,000 depository shares, alongside several outstanding stock options and restricted share unit grants that vest or become exercisable in future years.
Enterprise Financial Services Corp CEO James Brian Lally reported several equity compensation transactions dated February 10, 2026. He acquired 4,176 common shares upon conversion of restricted share units at $0 per share and received additional stock awards of 6,849 and 5,513 shares under the 2018 Stock Incentive Plan.
To cover tax obligations on these issuances, 1,673, 2,776 and 2,208 shares of common stock were withheld at $59.22 per share. After these transactions, he directly owned 111,216 common shares, plus 19,570 shares indirectly via a 401(k) plan and 4,107 shares held jointly with his spouse.
Enterprise Financial Services Corp executive Douglas Bauche, SEVP and Chief Banking Officer, reported multiple equity transactions on February 10, 2026. He acquired 1,043 shares of common stock at $0 per share through the exercise of restricted share units, increasing his directly held common stock to 25,387 shares.
To cover tax obligations on issuances, the company withheld 460, 845, and 609 shares of common stock at a price of $59.22 per share, as noted in the footnotes. Bauche also received stock awards of 1,711 and 1,377 common shares at $0, granted under the 2018 Stock Incentive Plan, ending with 26,561 directly held shares plus 3,282 shares held indirectly through the company’s 401(k) plan.