Ethan Allen Interiors Inc SEC Filings

Amy Phillips, EVP, Retail Division of Ethan Allen Interiors Inc. (ETD), reported issuance and withholding related to performance-based stock units. On 08/29/2025 she was issued 2,786 shares that vested from performance-based stock units granted on 08/09/2022 at a fair market price of $29.51 per share. To satisfy tax withholding obligations, 973 shares were withheld at the same price, leaving Ms. Phillips with 16,057 shares beneficially owned following the transactions (the report also shows 17,030 shares immediately after issuance prior to withholding). The Form 4 was signed by an attorney-in-fact on behalf of Ms. Phillips.

M. Farooq Kathwari, Chairman, President & CEO of Ethan Allen Interiors Inc. (ETD), reported vesting and issuance of performance-based stock units on 08/29/2025. He received 45,569 shares upon vesting at a reported fair market value price of $29.51 per share. To cover required tax withholding, 44,111 shares were withheld, leaving total beneficial ownership reported as 1,657,763 shares immediately after the issuance and 1,613,652 shares after the withholding. The filing also discloses additional indirect holdings: 15,364 shares held by spouse, 8,565.25 shares in a 401(k) plan, and 91,600 shares in grandchildren's trust accounts.

Ethan Allen Interiors, Inc. (ETD) filed its annual report containing narrative disclosures about liquidity, liabilities and corporate actions. The company reported $71.9 million of revenue related to contract liabilities reported at June 30, 2024 and noted it recognized $76.1 million of revenue during fiscal 2024 from prior contract liabilities. Management expects substantially all customer deposits as of June 30, 2025 will be recognized as revenue within the next twelve months. The company had no outstanding borrowings under its $125 million revolving credit facility as of June 30, 2025 or 2024, and therefore incurred no related interest expense in those years. Prepaid commissions were $11.5 million at June 30, 2025 and are expected to be recognized in selling expense within the next twelve months. The company repurchased 2,007,364 shares under its share repurchase program and disclosed a Rule 10b5-1 plan adopted by its CEO to sell up to 320,400 shares between September 15, 2025 and September 15, 2026. The filing also discloses an increased valuation allowance on certain deferred tax assets to $1.0 million.

Douglas H. Diefenbach, SVP, Business Development at Ethan Allen Interiors Inc. (ETD), reported an internal equity withholding tied to vesting of company stock. The filing shows a transaction dated 08/11/2025 in which 164 shares were withheld to cover required tax withholding; the withholding used the closing market price on that date. After the withholding, the report lists 5,933 shares held directly by Mr. Diefenbach and 977 shares held indirectly in a 401(k) plan. The Form 4 indicates this action was a routine tax-withholding event tied to share vesting rather than an open-market sale or new acquisition.

Matthew J. McNulty, SVP and CFO of Ethan Allen Interiors Inc. (ETD), reported a routine withholding transaction on Form 4 related to equity vesting. The filing shows that on 08/11/2025 316 shares of Ethan Allen common stock were withheld at vesting to satisfy required tax withholding. The withholding used the $29.47 closing price reported on that date to calculate the number of shares withheld.

After the withholding, Mr. McNulty beneficially owned 12,400 shares of common stock in a direct ownership form. The filing is a standard insider reporting of share withholding for taxes and does not show any derivative transactions or open-market purchases or sales.

Ethan Allen Interiors (ETD) Form 4 filed for Amy Phillips, EVP, Retail Division. The filing reports that on 08/11/2025 a total of 556 shares of Ethan Allen common stock were withheld at vesting to satisfy required tax withholding. The closing price used for the calculation on that date was $29.47, and the number of shares beneficially owned by Ms. Phillips following the withholding is reported as 14,244 shares.

The Form 4 is signed by Matthew J. McNulty as attorney-in-fact on 08/12/2025. The document's explanation states the withheld shares were used to cover tax withholding and that the closing price on 08/11/2025 was used to calculate the number withheld. No derivative transactions or other dispositions are reported in this filing.

M. Farooq Kathwari, identified as Chairman, President & CEO and a 10% owner of Ethan Allen Interiors Inc. (ETD), had shares withheld on 08/11/2025 to satisfy tax withholding upon vesting. The filing states 5,143 shares were withheld using the closing price on that date of $29.47. Following the transaction, Mr. Kathwari's direct beneficial ownership is reported as 1,612,194 shares. The Form 4 also discloses indirect holdings of 15,364 shares held by spouse, 8,565.25 shares in a 401(k) plan, and 91,600 shares in grandchildren's trust accounts. The form is signed by an attorney-in-fact on 08/12/2025.

Matthew J. McNulty, SVP and Chief Financial Officer of Ethan Allen Interiors Inc. (ETD), was granted 3,461 restricted stock units (RSUs) on 08/06/2025 under the company stock incentive plan. The RSUs vest ratably over three years, with one‑third vesting each year beginning on 08/06/2026.

Following the grant, the filing shows tax withholding sales on 08/07/2025 and 08/08/2025 that withheld 287 and 242 shares respectively (weighted by the closing prices reported at $29.31 and $29.26). These withholdings reduced his direct beneficial ownership from 13,245 shares after the grant to 12,716 shares as of 08/08/2025.

Amy Franks, EVP, Retail Division at Ethan Allen Interiors Inc. (ETD), reported a grant of 4,221 restricted stock units on 08/06/2025 under the company's Stock Incentive Plan. The units vest ratably over three years, with one-third of the total vesting each year on the anniversary of the grant beginning 08/06/2026. On 08/07/2025 and 08/08/2025, 500 and 421 shares were withheld to cover required tax withholding at closing prices of $29.31 and $29.26, respectively. Following these reported transactions, Ms. Franks beneficially owned 14,800 shares directly. The Form 4 was signed by an attorney-in-fact on 08/08/2025.