Welcome to our dedicated page for Ethan Allen Interiors SEC filings (Ticker: ETD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ethan Allen Interiors Inc. (NYSE: ETD) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy materials on Schedule 14A and other filings that describe governance, compensation, voting results and financial information referenced in the company’s earnings releases.
Recent Form 8-K filings for Ethan Allen have reported material events such as the release of fiscal 2025 full-year and fourth quarter results and fiscal 2026 first quarter results. These 8-Ks incorporate the company’s earnings press releases, which include GAAP and non-GAAP financial measures, along with reconciliations and explanations of why management uses adjusted metrics like adjusted operating income, adjusted net income and adjusted diluted earnings per share.
The company’s definitive proxy statement on Schedule 14A (DEF 14A) provides detailed information on the annual meeting of stockholders, including proposals to elect directors, an advisory vote on named executive officer compensation and ratification of the independent registered public accounting firm. The proxy materials also describe board structure, committee responsibilities, corporate governance practices, compensation discussion and analysis, and security ownership information.
Stock Titan’s ETD filings page is updated as new documents are posted to the SEC’s EDGAR system, allowing users to follow Ethan Allen’s governance and disclosure practices over time. AI-powered tools can help summarize lengthy filings, highlight key sections on topics such as executive compensation, voting outcomes, non-GAAP measures and auditor ratification, and make it easier to understand how the company presents its financial condition and corporate governance to regulators and shareholders.
Ethan Allen Interiors Inc. reported fiscal 2026 second-quarter net sales of $149.9 million, down 4.7% from $157.3 million a year earlier. Net income was $11.7 million, with diluted EPS of $0.46 versus $0.59.
Gross margin remained strong at 60.9%, up from 60.3%, helped by sales mix, lower freight and headcount, and selective price increases, partly offset by higher promotions, tariffs, and floor-sample sales. Operating margin declined to 9.5% from 11.5% as SG&A rose and sales softened.
For the first six months of fiscal 2026, net sales were $296.9 million, down 4.7%, and diluted EPS was $0.87 versus $1.16. The company ended the quarter with $179.3 million in cash, cash equivalents and investments, no debt, and continued paying quarterly dividends of $10.0 million.
Ethan Allen Interiors Inc. furnished an update on its business by issuing a press release with financial results for its fiscal 2026 second quarter, which ended on December 31, 2025. The company filed a current report to make this information broadly available to investors.
The press release, attached as Exhibit 99.1, includes both GAAP and non-GAAP financial measures, along with reconciliations and management’s explanation of why these non-GAAP metrics are useful. The information in this report, including Exhibit 99.1, is treated as furnished rather than filed under securities laws.
Ethan Allen Interiors’ Chairman, President & CEO M. Farooq Kathwari reported planned insider sales of company stock. On January 22, 2026, he sold 2,168 shares of common stock at $25.01 per share, leaving him with 1,483,228 directly held shares.
Several family trusts also sold small amounts on the same date, ranging from 25 to 27 shares each at $25.01 per share, with each trust retaining about 22,342–22,347 shares. A footnote states these transactions were made under a Rule 10b5‑1 stock selling plan adopted on June 10, 2025 and effective September 15, 2025. The footnote also notes that 1,590 additional shares were sold by the Irfan Kathwari Foundation, whose shares Mr. Kathwari is deemed to beneficially own but over which he has no reportable pecuniary interest. Indirect holdings through his spouse and 401(k) plan, totaling 15,364 and 8,552 shares respectively, are also reported.
Ethan Allen Interiors Inc Chairman, President and CEO M. Farooq Kathwari reported insider sales of company common stock on December 15, 2025, carried out under a pre-arranged Rule 10b5-1 stock selling plan adopted on June 10, 2025 and effective September 15, 2025.
On that date, he sold 303 shares of common stock directly at $25.05 per share and reported additional small sales of 3–6 shares at $25.05 from several 2020 trusts for the benefit of family members. Following these transactions, he beneficially owned 1,485,396 shares directly, plus 15,364 shares held by his spouse, 8,552 shares in a 401(k) plan, and blocks of 22,372, 22,372, 22,369 and 22,372 shares in the 2020 family trusts. The filing also notes that 222 shares
A shareholder of Ethan Allen Interiors Inc. filed an amended Rule 144 notice to sell 80100 shares of the company’s common stock through J.P. Morgan Securities on or about 12/15/2025 on the NYSE, with an aggregate market value of 1134000. Shares outstanding were 2018520. The notice traces these shares to prior RSU vesting awards from the issuer and subsequent transfers to the Irfan Kathwari Foundation and several family trusts, and it lists repeated common stock transactions over the past three months by the same individual, the foundation, and those trusts with disclosed gross proceeds.
Ethan Allen has a Rule 144 notice covering the planned sale of 540 shares of its common stock through J.P. Morgan Securities LLC, with an aggregate market value of $13,608, 25,446,339 shares outstanding, and an approximate sale date of 12/15/2025 on the NYSE.
The 540 shares were originally acquired via RSU vesting in 2004 and later transferred in small amounts to the Irfan Kathwari Foundation Inc and several 2020 family trusts. Disclosures for the past three months list multiple sales by Mohammad Farooq Kathwari, Irfan Kathwari Foundation Inc, and four 2020 trusts, including three 15,000-share transactions and three 11,000-share transactions, plus smaller 175-share sales on 09/15/2025, 10/15/2025, and 11/17/2025.
Ethan Allen Interiors Chairman, President & CEO M. Farooq Kathwari reported multiple open-market sales of common stock of ETD. On 12/11/2025, he sold 15,000 shares of common stock at $25.01 per share, leaving him with 1,485,699 shares held directly, plus additional indirect holdings through his spouse and a 401(k) plan.
On the same date, four family trusts each sold 175 shares at $25.01 per share, and the filing notes that, in addition, 11,000 shares were sold by the Irfan Kathwari Foundation, whose shares he is deemed to beneficially own but with no reportable pecuniary interest. All of these sales were made under a pre-arranged Rule 10b5-1 stock selling plan adopted in June 2025 and effective September 2025, which had previously been disclosed in the company’s annual report.
Ethan Allen Interiors Inc. Chairman, President & CEO M. Farooq Kathwari filed a Form 4 reporting a charitable stock gift. On December 4, 2025, he made a bona fide gift of 82,953 shares of Ethan Allen common stock, identified as a donation to The Irfan Kathwari Foundation. The filing notes that the fair market value used for the gift was the closing price of Ethan Allen common stock of $24.11 per share on that date.
Following the reported transaction, Kathwari directly beneficially owns 1,500,699 shares of Ethan Allen common stock and also reports additional indirect ownership through his spouse, a 401(k) plan, and several family trusts.
Ethan Allen Interiors Inc. reported final results from its 2025 Annual Meeting. Shareholders elected six directors to one-year terms ending at the 2026 Annual Meeting, approved the advisory vote on named executive officer compensation, and ratified CohnReznick LLP as independent auditor for fiscal 2026.
A quorum was present, with 22,620,802 shares represented out of 25,446,339 eligible to vote. The say‑on‑pay resolution passed with 19,242,249 votes For, 1,224,072 Against, and 107,497 Abstain, plus 2,046,984 broker non‑votes. Auditor ratification received 22,544,201 For, 36,264 Against, and 40,337 Abstain.
All director nominees were elected; for example, M. Farooq Kathwari received 20,288,160 For and 261,133 Against, and Maria Eugenia Casar received 20,267,699 For and 266,099 Against.
Ethan Allen Interiors (ETD) reported Q1 fiscal 2026 results, with net sales of $146.984 million and diluted EPS of $0.41 for the three months ended September 30, 2025. Operating income was $10.0 million, down from $17.6 million a year ago, while gross margin improved to 61.4% from 60.8%.
Retail written orders rose 5.2%, but wholesale written orders fell 7.1%, reflecting softer contract business. The company ended the quarter with $193.7 million in total cash, cash equivalents and investments and no outstanding debt. Operating cash flow was $16.8 million, up from $15.1 million.
SG&A increased 4.8% as marketing spend rose and fixed costs deleveraged on lower delivered sales. Wholesale net sales ticked up 1.1% on intercompany shipments and pricing, while retail net sales declined 3.2% on lower delivered volume despite a higher average ticket and more designer floor sample sales. The company paid a regular quarterly dividend of $0.39 per share and a special dividend of $0.25 per share during the quarter.