Welcome to our dedicated page for Futu Holdings SEC filings (Ticker: FUTU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Futu Holdings Limited (Nasdaq: FUTU) files reports and other information with the U.S. Securities and Exchange Commission as a foreign private issuer. Its SEC filings, including Form 20-F annual reports and Form 6-K current reports, provide detailed insight into the company’s operations as a tech-driven online brokerage and wealth management platform. Through its proprietary digital platforms Futubull and moomoo, Futu offers trade execution and clearing, margin financing and securities lending, wealth management services and corporate services such as IPO distribution, and these activities are described in its regulatory disclosures.
Form 6-K filings often include press releases announcing Futu’s unaudited quarterly financial results. These documents present information on total revenues, gross profit, net income, non-GAAP adjusted net income, client assets, funded accounts, brokerage accounts and trading volume, along with management’s discussion of business performance, technology investments and market developments. They also describe revenue composition across brokerage commission and handling charge income, interest income and other income categories.
Investors can use Futu’s SEC filings to understand topics such as margin financing and securities lending balances, cost structure, operating expenses, and the impact of research and development, selling and marketing, and general and administrative spending. Filings also discuss areas like AI and cryptocurrency initiatives, wealth management asset balances, and the company’s role in IPO distribution and investor relations services.
On Stock Titan’s filings page for FUTU, users can access these SEC documents as they are made available through EDGAR. AI-powered tools can help summarize lengthy filings, highlight key metrics and explain complex sections in plain language, making it easier to interpret Futu’s financial statements, risk disclosures and operational updates. Users can also review Form 6-K submissions that attach earnings press releases, and track how Futu’s digital brokerage and wealth management business evolves over time through its official regulatory reporting.
Futu Holdings Ltd director Tam Pui Man Brenda filed an initial ownership report on Form 3. This filing establishes her status as an insider of the company but does not list any share transactions or current holdings in the provided data.
Futu Holdings Ltd director Haixiang Li filed an initial statement of beneficial ownership as a director of the company. The report does not list any transactions, derivative positions, or current holding entries, serving as a baseline disclosure of insider status.
Futu Holdings Ltd director Zhang Jie filed an initial ownership report showing indirect holdings of 2,096,000 Class A ordinary shares. These shares are held through Diamond Orbit Investments Limited, meaning the position is owned via an affiliated entity rather than directly in his own name.
The filing is a Form 3, which records existing ownership when someone becomes an insider, not a new stock purchase or sale. A footnote explains that Zhang Jie disclaims beneficial ownership of these securities except to the extent of any pecuniary interest he may have in them.
Futu Holdings Ltd director and Chief Executive Officer Li Hua filed an initial ownership report showing substantial positions in the company’s securities. He directly holds 86,568 American Depositary Shares, each convertible at any time into eight Class A ordinary shares at the holder’s election.
Indirectly, Li Hua is reported as having interests in American Depositary Shares and ordinary shares held through Lera Ultimate Limited and Lera Infinity Limited. These indirect holdings include large blocks of Class B ordinary shares, each convertible into one Class A ordinary share with no expiration date. The filing notes that Li Hua disclaims beneficial ownership of these securities beyond his pecuniary interest.
Futu Holdings Ltd Chief Financial Officer Chen Yu filed an initial ownership report showing his existing stake in the company. The filing lists American Depositary Shares that are convertible into 1,000,000 Class A ordinary shares, as well as 887,600 Class A ordinary shares held directly. This Form 3 is a disclosure of current holdings rather than a new share purchase or sale.
Futu Holdings Ltd director Lu Shan filed an initial ownership report showing a direct holding of 1,442,720 American Depositary Shares. This Form 3 does not reflect a new trade but records his existing stake as an insider.
Each American Depositary Share is convertible at any time into eight Class A ordinary shares of Futu, and the ADSs have no expiration date.
Futu Holdings Ltd executive Xu Li, a Senior Vice President, filed an initial ownership report showing his holdings in the company. He reports direct ownership of American Depositary Shares representing 179,200 underlying Class A ordinary shares and separate direct ownership of 240,000 Class A ordinary shares. He also reports indirect ownership of American Depositary Shares representing 3,200,000 underlying Class A ordinary shares through Roti Holdings Limited. A footnote states that each American Depositary Share is convertible at any time into eight Class A ordinary shares and has no expiration date, and that Xu Li disclaims beneficial ownership beyond his pecuniary interest.
Futu Holdings Limited reported very strong growth for the fourth quarter and full year 2025. In Q4 2025, total revenue rose 45.3% to HK$6,438.5 million, driving an 80.2% increase in net income to HK$3,369.4 million, with net margin improving to 52.3%.
For full year 2025, revenue grew 68.1% to HK$22,846.9 million and net income more than doubled, up 108.0% to HK$11,301.9 million, as gross margin expanded to 87.1% and operating margin to 61.6%. Growth was supported by higher trading volumes, margin financing and wealth management assets.
Operationally, total client assets reached HK$1.23 trillion, up 65.9% year-over-year, and total trading volume hit a record HK$3.98 trillion. Futu added over 954 thousand net new funded accounts in 2025, bringing the total to 3.4 million, and is guiding to 800 thousand net new funded accounts in 2026.
Futu Holdings Limited submitted a Form 6-K as a foreign private issuer, providing the U.S. market with a press release announcing its unaudited financial results for the second quarter of 2025. This filing makes those quarterly figures available to investors alongside its annual Form 20-F reports.
The company is headquartered in Hong Kong and is led by Chairman and Chief Executive Officer Leaf Hua Li, who signed the report on behalf of the board. The filing formalizes the Q2 2025 results disclosure within the U.S. regulatory framework.