Welcome to our dedicated page for Futu Holdings SEC filings (Ticker: FUTU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Futu Holdings Limited (Nasdaq: FUTU) files reports and other information with the U.S. Securities and Exchange Commission as a foreign private issuer. Its SEC filings, including Form 20-F annual reports and Form 6-K current reports, provide detailed insight into the company’s operations as a tech-driven online brokerage and wealth management platform. Through its proprietary digital platforms Futubull and moomoo, Futu offers trade execution and clearing, margin financing and securities lending, wealth management services and corporate services such as IPO distribution, and these activities are described in its regulatory disclosures.
Form 6-K filings often include press releases announcing Futu’s unaudited quarterly financial results. These documents present information on total revenues, gross profit, net income, non-GAAP adjusted net income, client assets, funded accounts, brokerage accounts and trading volume, along with management’s discussion of business performance, technology investments and market developments. They also describe revenue composition across brokerage commission and handling charge income, interest income and other income categories.
Investors can use Futu’s SEC filings to understand topics such as margin financing and securities lending balances, cost structure, operating expenses, and the impact of research and development, selling and marketing, and general and administrative spending. Filings also discuss areas like AI and cryptocurrency initiatives, wealth management asset balances, and the company’s role in IPO distribution and investor relations services.
On Stock Titan’s filings page for FUTU, users can access these SEC documents as they are made available through EDGAR. AI-powered tools can help summarize lengthy filings, highlight key metrics and explain complex sections in plain language, making it easier to interpret Futu’s financial statements, risk disclosures and operational updates. Users can also review Form 6-K submissions that attach earnings press releases, and track how Futu’s digital brokerage and wealth management business evolves over time through its official regulatory reporting.
Futu Holdings Limited (FUTU) has filed a Form 144 with the U.S. Securities and Exchange Commission disclosing a proposed insider sale of American Depositary Shares (ADSs).
- Shares to be sold: 94,000 ADSs.
- Aggregate market value: US $11,438,860.
- Percentage of shares outstanding: approximately 0.10% of the 94,783,496 ADSs outstanding.
- Planned sale date: 18 June 2025.
- Planned exchange: NASDAQ.
- Broker: Futu Securities International (Hong Kong) Ltd.
- Acquisition history: The seller obtained 50,000 ADSs on 4 Nov 2019 and 44,000 ADSs on 6 Nov 2024 through the company’s Share Incentive Plan. No prior sales were reported in the last three months.
The filing states that the seller affirms no knowledge of undisclosed material adverse information and confirms compliance with Rule 144 requirements. Because the proposed transaction equals only one-tenth of one percent of outstanding shares, the potential market impact is expected to be limited; however, investors often view any sizable insider disposal—valued here at over US $11 million—as a possible negative sentiment indicator.
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