Gaia director buys 70,750 shares at $1.22

GAIA, INC director Paul Howard Sutherland corrected a prior Form 4 to show that 70,750 shares of Class A Common Stock reported on August 13, 2026 were acquired via an open market purchase, not an equity award or grant.

Rhea-AI Filing Summary

GAIA, INC director Paul Howard Sutherland corrected a prior Form 4 to show that 70,750 shares of Class A Common Stock reported on August 13, 2026 were acquired via an open market purchase, not an equity award or grant. After this transaction, he directly held 431,073 shares at a purchase price of $1.2166 per share.

Insider Trade Summary

Net Buyer: 70,750 shares

Net Buy 1 txn

Insider Sutherland Paul Howard

Role Director

Bought 70,750 shs ($86K)

Type	Security	Shares	Price	Value
Purchase	Class A Common Stock	70,750	$1.2166	$86K

Holdings After Transaction: Class A Common Stock — 431,073 shares (Direct)

Key Figures

Shares Purchased: 70,750 shares Purchase Price: $1.2166 per share Shares Held After Transaction: 431,073 shares +1 more

4 metrics

Shares Purchased 70,750 shares Class A Common Stock acquired on 2026-08-13 in open market purchase

Purchase Price $1.2166 per share Price paid for GAIA Class A Common Stock on 2026-08-13

Shares Held After Transaction 431,073 shares Director’s direct GAIA Class A Common Stock holdings following the purchase

Net Buy Shares 70,750 shares Net share change across all reported transactions in this filing

Key Terms

open market purchase, transaction code, Class A Common Stock

3 terms

open market purchase financial

"reported shares were acquired through an <b>open market purchase</b>, rather than an award"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

transaction code financial

"correct the <b>transaction code</b> in Column 3 of Table I from "A" to "P""

Class A Common Stock financial

""security_title": "<b>Class A Common Stock</b>""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GAIA (GAIA) report in this Form 4/A amendment?

GAIA reported that director Paul Howard Sutherland purchased 70,750 shares of Class A Common Stock on August 13, 2026. The amendment clarifies this was an open market purchase, correcting the prior classification as an award or grant.

At what price did the GAIA (GAIA) director buy the shares?

The 70,750 GAIA shares were purchased at an average price of $1.2166 per share. This price reflects the consideration paid in the open market transaction originally reported and now clarified by the amended Form 4 filing.

How many GAIA (GAIA) shares does Paul Howard Sutherland own after this transaction?

Following the reported purchase, Paul Howard Sutherland directly owns 431,073 GAIA Class A shares. This figure represents his direct holdings immediately after acquiring 70,750 shares in the open market on August 13, 2026.

What was corrected in GAIA (GAIA) director Sutherland’s amended Form 4?

The amendment changes the transaction code in Table I from "A" (award or grant) to "P" (purchase). This correction clarifies that the 70,750 GAIA shares were acquired through an open market purchase, with all other Form 4 information unchanged.

Does the GAIA (GAIA) Form 4/A indicate use of a Rule 10b5-1 trading plan?

The Form 4/A indicates the Rule 10b5-1 checkbox is not marked, meaning the transaction is not identified as made under a Rule 10b5-1 trading plan. The filing instead describes a straightforward open market purchase by the director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 05:08 PM Accepted by SEC EDGAR 08/17/2026 - 05:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
08/14/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/13/2026		P		70,750	A	$1.2166	431,073	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

This amendment is being filed to correct the transaction code in Column 3 of Table I from 'A' to 'P' to accurately reflect that the reported shares were acquired through an open market purchase, rather than an award or grant. All other information in the original Form 4 remains unchanged.

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)