Gaia (GAIA) director granted 2,000 Class A shares as equity compensation

Rhea-AI Filing Summary

GAIA, INC director Paul Howard Sutherland received a grant of 2,000 shares of Class A Common Stock. The award was recorded at a price of $2.4897 per share, and it is classified as a grant or other acquisition rather than an open-market purchase.

Following this compensation-related grant, Sutherland directly holds 347,573 shares of GAIA Class A Common Stock. This filing reflects routine equity-based director compensation, not a discretionary stock trade in the market.

Insider Trade Summary

Net Buyer: 2,000 shares

Net Buy 1 txn

Insider Sutherland Paul Howard

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	2,000	$2.4897	$5K

Holdings After Transaction: Class A Common Stock — 347,573 shares (Direct)

Key Figures

Shares granted: 2,000 shares Grant price: $2.4897 per share Shares owned after grant: 347,573 shares

3 metrics

Shares granted 2,000 shares Equity grant to director Paul Howard Sutherland

Grant price $2.4897 per share Reported transaction price for share grant

Shares owned after grant 347,573 shares Total direct holdings following transaction

Key Terms

Class A Common Stock, Grant, award, or other acquisition, Form 4

3 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 05/27/2026 - 03:45 PM Learn about SEC filing dates

FAQ

What insider transaction did GAIA (GAIA) report for Paul Howard Sutherland?

GAIA reported that director Paul Howard Sutherland received a grant of 2,000 shares of Class A Common Stock. The transaction is coded as a grant or award, indicating compensation rather than an open-market trade.

At what price was Paul Howard Sutherland’s GAIA share grant recorded?

The 2,000-share grant to Paul Howard Sutherland was recorded at $2.4897 per GAIA Class A Common share. This represents the transaction price used for reporting, not necessarily an open-market purchase price.

How many GAIA shares does Paul Howard Sutherland own after this Form 4 transaction?

After receiving the 2,000-share grant, Paul Howard Sutherland directly holds 347,573 GAIA Class A Common shares. This total reflects his direct ownership as reported following the compensation-related acquisition.

Was the GAIA Form 4 transaction a market purchase or a compensation grant?

The GAIA Form 4 transaction was a compensation grant, not a market purchase. It is coded as a grant, award, or other acquisition, meaning the director received shares as part of equity-based compensation.

Does the GAIA (GAIA) Form 4 indicate any share sales by Paul Howard Sutherland?

The Form 4 does not report any share sales by Paul Howard Sutherland. It only shows a single acquisition transaction where he received 2,000 GAIA Class A Common shares as a grant or award.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/22/2026		A		2,000	A	$2.4897	347,573	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 2,000 shares of class A common stock.

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)