STOCK TITAN

Gaia (NASDAQ: GAIA) director buys more shares outside 10b5-1 plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GAIA, INC (GAIA) director Paul Howard Sutherland reported purchasing 3,420 shares of Class A common stock in an open-market or private transaction on August 17, 2026, at $1.4734 per share. Following this transaction, he directly owns 441,993 GAIA Class A common shares.

Positive

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Negative

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Insider Sutherland Paul Howard
Role Director
Bought 3,420 shs ($5K)
Type Security Shares Price Value
Purchase Class A Common Stock 3,420 $1.4734 $5K
Holdings After Transaction: Class A Common Stock — 441,993 shares (Direct)
Shares purchased 3,420 shares Class A Common Stock transaction on 2026-08-17
Purchase price per share $1.4734 Open-market or private purchase of Class A Common Stock
Total shares owned after transaction 441,993 shares Direct holdings of Paul Howard Sutherland following the reported purchase
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Rule 10b5-1 regulatory
"aff_10b5_one indicates Rule 10b5-1 trading plan status"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did GAIA (GAIA) report in this Form 4?

GAIA reported that director Paul Howard Sutherland purchased 3,420 shares of Class A common stock. The transaction was a reported open-market or private purchase of non-derivative shares, increasing his directly held GAIA stake.

At what price were the GAIA (GAIA) shares purchased in this Form 4?

The reported purchase price was $1.4734 per share for 3,420 Class A common shares. This per-share figure comes from the Form 4 transaction details for the August 17, 2026 open-market or private purchase.

How many GAIA (GAIA) shares does Paul Howard Sutherland own after this transaction?

After the reported purchase, Paul Howard Sutherland directly owns 441,993 shares of GAIA Class A common stock. This post-transaction holding is disclosed in the Form 4 as the total shares following the transaction.

When did the reported GAIA (GAIA) insider share purchase occur?

The director’s purchase of GAIA shares occurred on August 17, 2026. The Form 4 lists this as the transaction date for the acquisition of 3,420 Class A common shares at $1.4734 per share.

Was the GAIA (GAIA) insider trade under a Rule 10b5-1 trading plan?

The filing indicates the transaction was not made pursuant to a Rule 10b5-1 plan. The Rule 10b5-1 checkbox is shown as unchecked, meaning no such trading plan was affirmed for this purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sutherland Paul Howard

(Last)(First)(Middle)
833 W. SOUTH BOULDER ROAD

(Street)
LOUISVILLE COLORADO 80027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/17/2026P3,420A$1.4734441,993D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Purchase of 3,420 shares of class A common stock.
/s/ Ned Preston Attorney-in-Fact for Paul Sutherland08/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)