Hanmi (NASDAQ: HAFC) CEO has 1,669 shares withheld to pay taxes

Rhea-AI Filing Summary

Hanmi Financial Corp President & CEO Bonita Lee had 1,669 shares of common stock withheld on March 10, 2026 at $25.55 per share to satisfy tax obligations. After this tax-withholding disposition, she holds 178,141 shares directly and 1,000 shares indirectly through her spouse.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider LEE BONITA

Role President & CEO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	1,669	$25.55	$43K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 178,141 shares (Direct); Common Stock — 1,000 shares (Indirect, By Spouse)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEE BONITA

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		F		1,669	D	$25.55	178,141	D
Common Stock								1,000	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Bonita lee	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Hanmi Financial (HAFC) CEO report?

Hanmi Financial CEO Bonita Lee reported a tax-withholding disposition of 1,669 common shares. These shares were delivered to cover tax liabilities, rather than sold in the open market, and are coded as an F transaction on the Form 4.

How many Hanmi Financial (HAFC) shares were involved in the CEO’s Form 4?

The Form 4 shows 1,669 common shares delivered at $25.55 per share to satisfy tax obligations. This was a non‑market transaction and reflects payment of tax liability using shares instead of cash.

How many Hanmi Financial (HAFC) shares does the CEO hold after this transaction?

After the tax-withholding disposition, CEO Bonita Lee directly owns 178,141 common shares. The filing also lists an additional 1,000 shares held indirectly through her spouse, reflecting combined direct and indirect holdings reported.

Was the Hanmi Financial (HAFC) CEO’s transaction a market sale or purchase?

The reported event was not an open-market sale or purchase. It is coded F, meaning shares were delivered to cover tax liabilities. This type of transaction is typically routine and does not represent a discretionary trade in the market.

What does transaction code F mean for Hanmi Financial (HAFC) on this Form 4?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. For Hanmi Financial, it means 1,669 CEO shares were withheld or delivered for taxes, rather than being sold to another market participant.