Every Form 4 that Heritage Commerce Corp (HTBK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow HTBK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HTBK filings page.
HERITAGE COMMERCE CORP EVP/COO Thomas A. Sa reported issuer-directed dispositions of his equity awards in connection with the company’s merger into CVB Financial Corp. At the effective time, each Heritage share was cancelled and converted into the right to receive 0.65 CVB Financial common shares as merger consideration.
Sa disposed of 58,325 restricted stock units, 13,831 performance-based restricted stock units, and 37,576 shares of common stock back to the issuer at a stated price of $0.00 per share, leaving no Heritage holdings. The footnotes explain that, at closing, outstanding restricted stock units vested and were converted into rights to receive CVB Financial shares based on the 0.65 exchange ratio, less applicable taxes.
Heritage Commerce Corp EVP and General Counsel Janisha Sabnani reported issuer-related share dispositions tied to the company’s merger with CVB Financial Corp. On April 17, 2026, all Heritage common shares were cancelled and converted into the right to receive CVB Financial stock at a 0.65-for-1 exchange ratio. Restricted stock units and performance-based restricted stock units became vested at closing and were converted into rights to receive CVB common shares, less applicable taxes.
Heritage Commerce Corp director Marina Park reported disposing of company shares and stock options in connection with the merger with CVB Financial Corp. At the merger’s effective time, each Heritage common share was cancelled and converted into the right to receive 0.65 CVBF common shares as merger consideration. Park’s Form 4 shows issuer dispositions of 123,994 shares of common stock and four employee stock option grants of 2,470 options each, with exercise prices ranging from $5.50 to $10.77 per share. Following these transactions, the filing reports no remaining Heritage common stock or options held directly by Park.
HERITAGE COMMERCE CORP senior vice president and chief accounting officer Jeannie Tam reported merger-related changes to her equity on April 17, 2026, when the company combined with CVB Financial Corp.
Each share of Heritage common stock was cancelled and converted into the right to receive 0.65 shares of CVB Financial common stock as merger consideration. At the same effective time, she disposed to the issuer of 9,299 restricted stock units tied to Heritage common stock and 6,233 shares of Heritage common stock, leaving her with no remaining Heritage holdings. Outstanding Heritage restricted stock awards accelerated and were exchanged for the merger consideration, and certain restricted stock units granted after December 17, 2025 were converted into substitute CVB Financial restricted stock unit awards.
Heritage Commerce Corp President and CEO Jones Robertson Clay Jr. reported the disposition of his Heritage equity holdings in connection with the closing of the company’s merger with CVB Financial Corp. At the April 17, 2026 effective time, all Heritage common shares and equity awards were cancelled and converted into the right to receive 0.65 CVBF common share per Heritage share. Restricted stock units granted after December 17, 2025 were converted into CVBF-denominated RSU awards under the CVBF stock plan.
HERITAGE COMMERCE CORP executive Susan Just Svensson reported issuer dispositions of restricted stock units and common shares tied to the closing of the CVB Financial Corp. merger. On April 17, 2026, each share of Heritage common stock was cancelled and converted into the right to receive 0.65 CVBF share.
Her 24,710 restricted stock units and 22,883 performance-based restricted stock units became fully vested at closing and converted into CVBF common stock, less applicable taxes. In addition, 13,736 shares of Heritage common stock were disposed to the issuer, leaving her with no remaining Heritage holdings after these transactions.
HERITAGE COMMERCE CORP Executive Vice President and Chief Financial Officer Seth Fonti reported issuer-related dispositions of equity tied to the company’s merger with CVB Financial Corp. On April 17, 2026, he returned 19,654 restricted stock units and 32,188 common shares to Heritage.
According to the merger terms, each Heritage common share outstanding at the effective time was cancelled and converted into the right to receive 0.65 shares of CVB Financial common stock. Outstanding restricted stock and restricted stock unit awards vested and were converted into rights to receive CVB Financial shares, less applicable taxes.
HERITAGE COMMERCE CORP director Stephen G. Heitel reported a disposition of all his common shares as part of a completed merger with CVB Financial Corp. The Form 4 shows 216,078 shares of Heritage common stock were disposed of in a transaction with the issuer at a reported price of $0.00 per share, leaving him with zero Heritage shares.
According to the merger terms, at the Effective Time each Heritage share was cancelled and converted into the right to receive 0.65 shares of CVB Financial Corp. common stock as Merger Consideration. Outstanding restricted stock awards also accelerated in full and were exchanged for the same stock Merger Consideration, reflecting a stock-for-stock reorganization rather than an open-market sale.
HERITAGE COMMERCE CORP director Kamran F. Husain reported an issuer disposition of 28,084 common shares tied to a completed merger. On April 17, 2026, each Heritage share outstanding was cancelled at the merger’s effective time and converted into the right to receive 0.65 shares of CVB Financial Corp. common stock. Following this merger-related cancellation and exchange, Husain reported holding zero Heritage common shares, with his position effectively moved into CVB Financial stock under the agreed exchange ratio. Outstanding restricted stock awards also fully accelerated and were converted into the same merger consideration.
HERITAGE COMMERCE CORP director Jack W. Conner reported a disposition of 165,361 shares of common stock in connection with the company’s merger with CVB Financial Corp. On April 17, 2026, each Heritage share was cancelled and converted into the right to receive 0.65 CVBF share as merger consideration.
This transaction is categorized as a disposition to the issuer and reflects the cancellation and conversion of Conner’s entire directly held Heritage position, leaving him with zero Heritage shares after the merger closing. The filing describes a stock-for-stock merger conversion, not an open-market sale.
HERITAGE COMMERCE CORP executive Christopher Edmonds-Waters returned equity awards and shares to the company in connection with its merger into CVB Financial Corp. On April 17, 2026, each Heritage common share was cancelled and converted into the right to receive 0.65 CVB common shares as merger consideration.
On the same date, 42,099 restricted stock units, 8,898 performance-based restricted stock units, and 9,639 shares of Heritage common stock were disposed of to the issuer at $0.00 per share. Outstanding restricted stock unit awards became vested at closing and were converted into rights to receive CVB common stock, based on the 0.65 exchange ratio and less applicable taxes.
HERITAGE COMMERCE CORP director Julianne M. Biagini Komas reported a disposition of 68,194 shares of common stock to the issuer. The shares were canceled at the merger effective time and converted into the right to receive CVB Financial Corp. common stock at a 0.65-for-1 exchange ratio. Following the transaction, she reported holding zero shares of Heritage Commerce common stock. Outstanding restricted stock awards also accelerated in full and were exchanged for the same merger consideration.
HERITAGE COMMERCE CORP director Bruce H. Cabral reported disposing of his remaining company equity in connection with the company’s merger into CVB Financial Corp. The filing shows issuer dispositions on April 17, 2026 of 127,325 shares of Heritage common stock and three employee stock option grants of 2,470 options each.
According to the merger terms, each Heritage common share was cancelled and converted into the right to receive 0.65 shares of CVB Financial common stock as merger consideration. Restricted stock awards fully accelerated and were exchanged for the same stock consideration, while each outstanding Heritage stock option was cancelled for a cash payment based on a cashout price formula and the option’s exercise price.
HERITAGE COMMERCE CORP director Christopher J. Abate reported a disposition of 6,980 shares of common stock back to the issuer. This occurred at the closing of a merger in which every Heritage share was cancelled and converted into CVB Financial Corp. (CVBF) stock.
Under the merger terms effective April 17, 2026, each Heritage share became the right to receive 0.65 shares of CVBF common stock as merger consideration. All outstanding restricted stock awards also fully accelerated and were exchanged into the same CVBF share consideration. After this conversion, Abate reported holding zero Heritage shares.
Conner Jack W reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP director Jack W. Conner received a grant of 4,022 shares of common stock as a restricted stock award. The award vests on the first anniversary of the grant date, subject to his continuous employment with the company.
The amended Form 4 corrects the amount of securities beneficially owned after this grant and notes that Conner is no longer the beneficial owner of any shares previously held indirectly by a trust, following a transfer of investment control of that trust several years ago.
Heritage Commerce Corp President and CEO Jones Robertson Clay Jr. reported equity compensation activity involving the company’s Common Stock. On March 10, 2026, he exercised Restricted Stock Units (RSUs) to acquire 9,897 shares of Common Stock at an exercise price of $0.00 per share as part of an RSU conversion.
He also acquired 501 additional shares of Common Stock as stock dividends payable upon the partial vesting of an RSU grant. Following these transactions, his directly held Common Stock position increased to 296,959 shares. The filing also shows he continues to hold multiple RSU and performance-based RSU awards linked to Common Stock with expiration dates between 2026 and 2029, indicating significant remaining equity-based incentives and no reported open-market sales in this filing.
Heritage Commerce Corp executive vice president and general counsel Janisha Sabnani reported routine equity compensation activity involving restricted stock units and common stock. On March 10, 2026, she exercised 2,919 RSUs, which converted into an equal number of shares of common stock at no cash exercise price.
In connection with this vesting, 1,090 shares of common stock were withheld at $12.14 per share to cover tax obligations, and she acquired an additional 146 shares as stock dividends tied to the partial RSU vesting. Following these transactions, she directly held 4,916 shares of common stock, along with unvested RSU and performance-based RSU awards covering 14,613, 8,757, and 9,524 underlying shares that vest over future dates.
HERITAGE COMMERCE CORP EVP/People & Culture Officer Christopher Edmonds-Waters reported compensation-related equity activity. He exercised 2,796 Restricted Stock Units, which converted into the same number of shares of Common Stock at a price of $0.00 per share, and received an additional 139 shares of Common Stock as stock dividends tied to the partial vesting of an RSU grant. Following these transactions, he directly holds 9,639 shares of Common Stock. He also continues to hold unvested RSU and performance-based RSU awards representing 20,000, 8,388, and 13,997 underlying shares that are scheduled to vest over time.
Heritage Commerce Corp President and CEO Jones Robertson Clay Jr. reported equity compensation activity. He exercised 13,212 restricted stock units into common stock at a conversion price of $0.00 per share and received an additional 1,427 common shares from stock dividends tied to partial RSU vesting. Following these acquisitions, he directly holds 286,561 shares of common stock. Several RSU and performance-based RSU awards remain outstanding, including grants for 10,492 and 39,635 underlying common shares expiring on May 2, 2026 and March 8, 2027, respectively.
Conner Jack W reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP director Jack W. Conner reported an equity award of common stock. On March 5, 2026, he received a restricted stock award of 4,022 shares of common stock at $0.00 per share as a grant or award.
The restricted stock vests on the first anniversary of the grant date, subject to his continuous employment with the company. Following this award, he directly holds 107,324 shares of common stock. The filing also notes 45,472 shares held indirectly by his spouse, and states he is no longer the beneficial owner of indirectly held shares due to a prior transfer of investment control.
HERITAGE COMMERCE CORP director receives stock award. Director Julianne M. Biagini Komas acquired 6,838 shares of common stock on a grant or award basis, with no cash price per share reported. After this award, she directly owns 68,194 common shares.
The footnotes state this is a restricted stock award that will vest on the first anniversary of the grant date, provided she remains continuously employed by the company. A separate footnote notes she is no longer the beneficial owner of any indirectly held shares due to a prior transfer of investment control of a trust.
CABRAL BRUCE H reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP director Bruce H. Cabral reported a stock award and updated holdings. On March 5, 2026, he received a grant of 4,022 shares of common stock at no cost, increasing his directly held common shares to 9,012.
The footnote states this restricted stock award vests on the first anniversary of the grant date, subject to his continuous employment with the company. The filing also reports 2,470 employee stock options held directly and 118,313 common shares held indirectly through a trust.
Abate Christopher J reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP director Christopher J. Abate received a restricted stock award of 4,022 shares of common stock. The award was granted as a stock-based compensation grant at a price of $0.00 per share.
According to the terms, the restricted stock award vests at the first anniversary of the grant date, subject to his continuous employment with the company. Following this grant, Abate directly holds a total of 6,980 shares of Heritage Commerce Corp common stock.
Heritage Commerce Corp director Stephen G. Heitel reported an equity award from the company. On March 5, he acquired 4,022 shares of common stock as a restricted stock award at a stated price of $0.00 per share, increasing his directly held shares to 166,770.
The award vests on the first anniversary of the grant date, subject to his continuous employment with the company. He also reports indirect ownership of 49,308 shares through an IRA.
Fonti Seth reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp Executive Vice President and Chief Financial Officer Seth Fonti received a grant of 19,463 restricted stock units on March 5, 2026. Each unit represents a right to receive one share of Heritage Commerce common stock.
The restricted stock units vest annually in three equal installments, beginning on March 5, 2027, with additional tranches vesting on March 5, 2028 and March 5, 2029. Following this grant, Fonti directly holds 32,188 shares of common stock.
Heritage Commerce Corp Executive Vice President and COO Thomas A. Sa reported an equity compensation award. He acquired 21,753 restricted stock units (RSUs) on common stock at a stated price of $0.00 per unit as a grant or award.
Each RSU represents the right to receive one share of Heritage Commerce common stock. The RSUs vest in three equal annual installments starting on March 5, 2027, with additional tranches vesting on March 5, 2028 and March 5, 2029, subject to the award terms.
Edmonds-Waters Christopher reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp executive Christopher Edmonds-Waters, EVP/People & Culture Officer, received a grant of 13,997 restricted stock units on March 5, 2026 at no cash cost. Each unit represents one share of common stock.
The restricted stock units vest annually in three equal installments starting March 5, 2027, with additional vesting on March 5, 2028 and March 5, 2029. Following these transactions, he holds direct positions in restricted stock units, performance-based restricted stock units, and 6,704 shares of common stock.
HERITAGE COMMERCE CORP reported that EVP/Chief Credit Officer Susan Svensson acquired 14,069 restricted stock units on March 5, 2026 as an equity award. Each restricted stock unit represents a right to receive one share of Heritage Commerce common stock.
The restricted stock units vest annually in three equal installments starting on March 5, 2027, with additional tranches vesting on March 5, 2028 and March 5, 2029. The filing also lists Svensson's existing holdings in performance-based restricted stock units, time-based restricted stock units, and common stock.
Tam Jeannie reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP senior vice president and chief accounting officer Jeannie Tam received a grant of 9,209 restricted stock units on March 5, 2026. Each unit represents one share of common stock.
The RSUs vest annually in three equal installments starting March 5, 2027, with additional vesting on March 5, 2028 and March 5, 2029. Following this grant, she directly holds 9,209 RSUs and 6,233 shares of common stock.
Husain Kamran F reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp director Kamran F. Husain received a grant of 4,022 shares of common stock on March 5, 2026. The award was granted at no cash cost per share and increased his directly held stake to 28,084 shares. The restricted stock award will vest on the first anniversary of the grant date, provided he remains continuously employed by the company.
Sabnani Janisha reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp executive vice president and general counsel Janisha Sabnani received a grant of 14,613 restricted stock units of common stock on March 5, 2026. Each unit represents the right to receive one share of Heritage Commerce common stock.
The restricted stock units vest annually in three equal installments starting on March 5, 2027, with additional vesting on March 5, 2028, and March 5, 2029, tying a portion of her compensation to long-term company performance. Following this grant, her reported direct holdings include 14,613 restricted stock units and 2,941 shares of common stock.
Sutton Marina Park reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp director Sutton Marina Park received a grant of 4,022 shares of common stock at a price of $0.00 per share on March 5, 2026. After this award, Sutton Marina Park directly holds 123,994 common shares. The restricted stock award will vest on the first anniversary of the grant date, subject to continuous employment with the company. The filing also notes that 617 shares had been previously over-reported in earlier Form 4 filings, and the reported beneficial ownership has been corrected.
HERITAGE COMMERCE CORP President and CEO Jones Robertson Clay Jr reported multiple equity compensation moves on 03/05/2026. He exercised employee stock options for 33,009 and 16,390 shares of common stock at a price of 10.7400 per share.
He also received a grant of 49,543 restricted stock units, each representing one share of common stock, which will vest in three equal annual installments starting on 03/05/2027 and continuing on 03/05/2028 and 03/05/2029. To cover option exercise costs and related tax withholding, 14,962 and 28,522 shares of common stock were surrendered at 12.4300 per share in tax-withholding dispositions.
Heritage Commerce Corp executive Janisha Sabnani reported several equity award-related transactions on February 27, 2026. She exercised 4,761 Restricted Stock Units, which converted into the same number of shares of common stock at $0.00 per share, reflecting a standard RSU conversion.
She also acquired 238 common shares as stock dividends tied to the partial vesting of her RSU grant, and disposed of 2,058 common shares at $12.43 per share to cover tax withholding obligations. After these transactions, she directly held 2,941 common shares, plus separate holdings of RSUs and performance-based RSUs that vest annually in three equal installments beginning on February 27, 2026.
Heritage Commerce Corp Executive Vice President and COO Thomas A. Sa exercised 12,554 Restricted Stock Units into the same number of common shares and received 503 additional shares as stock dividends tied to RSU vesting. Following these transactions, he holds 33,057 common shares and 38,146 Restricted Stock Units directly.