Hyster-Yale insider reports 506-share stock gifts

HYSTER-YALE, INC. reporting person Helen Rankin Butler filed a Form 4 mainly updating indirect holdings in Class A and Class B Common Stock through various family trusts, retirement accounts, and partnerships.

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Form Type

Rhea-AI Filing Summary

HYSTER-YALE, INC. reporting person Helen Rankin Butler filed a Form 4 mainly updating indirect holdings in Class A and Class B Common Stock through various family trusts, retirement accounts, and partnerships. Many line items simply state the number of shares held after the reported date.

The filing also records four bona fide gifts of Class B Common Stock tied to children’s proportional interests in Rankin family partnerships, totaling 506 shares on a derivative basis. These are indirect transfers, not open-market sales. The filing notes that the reporting person disclaims beneficial ownership of all such shares.

Insights

Form 4 shows small indirect stock gifts, not market trades.

The Form 4 for HYSTER-YALE, INC. lists numerous indirect positions in Class A and Class B Common Stock held via trusts, an IRA, and family partnerships. Most entries simply restate holdings, with no indicated purchases or sales in the market.

The only transactions are four bona fide gifts of Class B Common Stock, totaling 506 shares, attributed to children’s proportional interests in Rankin Associates entities. Gifts are non-market dispositions and typically carry little signaling value for investors compared with open-market buys or sells.

The derivative summary shows substantial remaining indirect Class B positions convertible into Class A shares at an exercise price of $0.00, reinforcing that the family-related ownership structure remains largely intact. The filing also states that the reporting person disclaims beneficial ownership of all such shares, highlighting the indirect and trust-based nature of these holdings.

Insider Trade Summary

506 shares gifted

Gift 26 txns

Insider BUTLER HELEN RANKIN

Role Insider

Type	Security	Shares	Price	Value
Gift	Class B Common Stock	94	$0.00	$0.00
Gift	Class B Common Stock	159	$0.00	$0.00
Gift	Class B Common Stock	94	$0.00	$0.00
Gift	Class B Common Stock	159	$0.00	$0.00
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class B Common Stock — 1,110 contracts (Indirect, child's proportionate interests held in shares in Rankin Associates V); Class B Common Stock — 1,586 contracts (Indirect, Child's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 3,784 contracts (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP); Class B Common Stock — 8,879 contracts (Indirect, Trustee of JCB 2020 GST trust fbo daughter. Reflects proportionate interest held in shares in RAII); Class B Common Stock — 36,520 contracts (Indirect, child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P); Class B Common Stock — 8,880 contracts (Indirect, Trustee of JCB 2020 GST trust fbo son. Reflects proportionate interest held in shares in RAII); Class B Common Stock — 147,481 contracts (Indirect, proportionate partnership interest shares held by AMR Associates LP); Class B Common Stock — 20,160 contracts (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Helen Butler); Class B Common Stock — 41,679 contracts (Indirect, Reporting Person serves as Trustee of GSTs for the benefit of Helen R. Butler); Class B Common Stock — 52,321 contracts (Indirect, proportionate limited partnership interest in shares held by Rankin Associates I, L.P.); Class B Common Stock — 85,056 contracts (Indirect, proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.); Class B Common Stock — 146 contracts (Indirect, Reporting person's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 2,800 contracts (Indirect, Individual Retirement Account for the benefit of the Reporting Person's spouse); Class A Common Stock — 3,934 shares (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 25,088 shares (Indirect, held in Trust for the benefit of Reporting Person's child); Class A Common Stock — 153,313 shares (Indirect, proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 2,647 shares (Indirect, Reporting Person serves as Trustee of GSTs for the benefit of Helen R. Butler); Class A Common Stock — 183,605 shares (Indirect, held by Trust for the benefit of Reporting Person); Class A Common Stock — 2,800 shares (Indirect, Individual Retirement Account for the benefit of the Reporting Person's spouse); Class A Common Stock — 59,260 shares (Indirect, spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.)

Footnotes (2)

F1. Reporting Person disclaims beneficial ownership of all such shares.
F2. N/A

Key Figures

Total gifted shares: 506 shares Gift transactions count: 4 transactions Post-gift holding (Rankin Associates VI child): 793 shares +4 more

7 metrics

Total gifted shares 506 shares Bona fide gifts of Class B Common Stock reported on Form 4

Gift transactions count 4 transactions Bona fide gift transactions coded G for Class B Common Stock

Post-gift holding (Rankin Associates VI child) 793 shares Class B Common Stock, child’s proportionate interest after 159-share gift

Post-gift holding (Rankin Associates V child) 555 shares Class B Common Stock, child’s proportionate interest after 94-share gift

Indirect Class A holding (AMR Associates LP) 153,313 shares Class A Common Stock, proportionate partnership interest held indirectly

Indirect Class B holding (Rankin Associates IV, L.P.) 85,056 shares Class B Common Stock, proportionate limited partnership interest

Exercise price on Class B derivatives $0.00 per share Conversion of Class B Common Stock into Class A Common Stock

Key Terms

bona fide gift, indirect ownership, Class B Common Stock, derivative, +2 more

6 terms

bona fide gift financial

"transaction_code_description": "Bona fide gift""

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

indirect ownership financial

""ownership_type": "indirect", "ownership_code": "I""

Class B Common Stock financial

""security_title": "Class B Common Stock""

A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.

derivative financial

""transaction_type": "derivative""

A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.

beneficial ownership financial

"Reporting Person disclaims beneficial ownership of all such shares."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

proportionate partnership interest financial

"proportionate partnership interest shares held by AMR Associates LP"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Helen Rankin Butler report in this Hyster-Yale (HY) Form 4?

She reported mostly indirect holdings of Hyster-Yale Class A and Class B Common Stock through trusts, an IRA, and family partnerships. The filing also discloses four bona fide gifts of Class B shares connected to children’s proportional partnership interests.

How many Hyster-Yale (HY) shares were transferred as gifts in this filing?

The Form 4 shows four bona fide gifts totaling 506 shares of Class B Common Stock on a derivative basis. These are indirect dispositions linked to children’s partnership interests, rather than direct, open-market sales of stock by the reporting person.

Are the Hyster-Yale (HY) transactions open-market sales or purchases?

No open-market sales or purchases are indicated. The only transactions with share amounts are bona fide gifts of Class B Common Stock. Other line items list indirect holdings after the reported date, rather than new buy or sell activity in the market.

What indirect holdings does the Hyster-Yale (HY) Form 4 highlight?

The filing lists indirect Class A and Class B holdings through revocable trusts, GST trusts, an IRA, and several Rankin and AMR family partnerships. For example, one AMR Associates LP interest shows 153,313 Class A shares and 147,481 Class B shares held indirectly.

What does it mean that Helen Rankin Butler disclaims beneficial ownership of Hyster-Yale shares?

The filing states she disclaims beneficial ownership of all such shares, meaning she reports them due to relationships with trusts or partnerships but does not claim full economic benefits. This emphasizes that many positions are controlled through separate family or trust entities.

How many Hyster-Yale (HY) shares remain after the reported Class B gifts?

After the gifts, children’s indirect Class B interests still total hundreds of shares in the relevant entities, such as 793 and 555 shares in certain Rankin partnerships. Additional, much larger indirect positions remain across other family partnerships and trusts listed in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 12:04 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BUTLER HELEN RANKIN

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE, SUITE 300

(Street)

MAYFIELD HEIGHTS

OHIO

44124

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Member of a Group

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock								1,967	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class A Common Stock								12,700	I	held in Trust for the benefit of Reporting Person's child⁽¹⁾
Class A Common Stock								1,967	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class A Common Stock								12,388	I	held in trust for the benefit of Reporting Person's child⁽¹⁾
Class A Common Stock								153,313	I	proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock								2,647	I	Reporting Person serves as Trustee of GSTs for the benefit of Helen R. Butler
Class A Common Stock								183,605	I	held by Trust for the benefit of Reporting Person
Class A Common Stock								2,800	I	Individual Retirement Account for the benefit of the Reporting Person's spouse⁽¹⁾
Class A Common Stock								59,260	I	spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	1,892		1,892	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	8,879		8,879	I	Trustee of JCB 2020 GST trust fbo daughter. Reflects proportionate interest held in shares in RAII⁽¹⁾
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	18,104		18,104	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽¹⁾
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	1,892		1,892	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽¹⁾
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	8,880		8,880	I	Trustee of JCB 2020 GST trust fbo son. Reflects proportionate interest held in shares in RAII⁽¹⁾
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	18,416		18,416	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P⁽¹⁾
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	147,481		147,481	I	proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	20,160		20,160	I	Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	41,679		41,679	I	Reporting Person serves as Trustee of GSTs for the benefit of Helen R. Butler
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	52,321		52,321	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	85,056		85,056	I	proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	146		146	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock	⁽²⁾							⁽²⁾	⁽²⁾	Class A Common Stock	2,800		2,800	I	Individual Retirement Account for the benefit of the Reporting Person's spouse⁽¹⁾
Class B Common Stock	⁽²⁾	05/29/2026		G		94		⁽²⁾	⁽²⁾	Class A Common Stock	94	$0	555	I	child's proportionate interests held in shares in Rankin Associates V⁽¹⁾
Class B Common Stock	⁽²⁾	05/29/2026		G		159		⁽²⁾	⁽²⁾	Class A Common Stock	159	$0	793	I	Child's proportionate interest in shares held by Rankin Associates VI⁽¹⁾
Class B Common Stock	⁽²⁾	05/29/2026		G		94		⁽²⁾	⁽²⁾	Class A Common Stock	94	$0	555	I	child's proportionate interests held in shares in Rankin Associates V⁽¹⁾
Class B Common Stock	⁽²⁾	05/29/2026		G		159		⁽²⁾	⁽²⁾	Class A Common Stock	159	$0	793	I	Child's proportionate interest in shares held by Rankin Associates VI⁽¹⁾

Explanation of Responses:

1. Reporting Person disclaims beneficial ownership of all such shares.

2. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

Hyster-Yale insider reports 506-share stock gifts

Rhea-AI Filing Summary