STOCK TITAN

Hyster-Yale (HY) director reports 506-share Class B stock gifts

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HYSTER-YALE, INC. director David B. Williams reported multiple indirect family holdings and small stock gifts. On May 29, 2026, entities associated with his children’s partnership interests made bona fide gifts of 506 shares of Class B Common Stock, each tied to equivalent Class A shares.

The filing also lists various indirect interests in Class A and Class B Common Stock held through family trusts and limited partnerships, including positions for his spouse and children. A footnote states that Williams disclaims beneficial ownership of all such shares, indicating these are primarily estate and family-planning structures rather than personal trading activity.

Positive

  • None.

Negative

  • None.
Insider WILLIAMS DAVID B
Role null
Type Security Shares Price Value
Gift Class B Common Stock 94 $0.00 --
Gift Class B Common Stock 158 $0.00 --
Gift Class B Common Stock 95 $0.00 --
Gift Class B Common Stock 159 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 555 shares (Indirect, child's proportionate interests held in shares in Rankin Associates V); Class A Common Stock — 153,313 shares (Indirect, Spouse's proportionate partnership interest shares held by AMR Associates LP)
Footnotes (1)
  1. Reporting Person disclaims beneficial ownership of all such shares. N/A
Gifted Class B shares 506 shares Total bona fide gifts of Class B Common Stock on May 29, 2026
Gift transactions 4 transactions Entries coded G (bona fide gift) in the Form 4
Child partnership interest after gift (example) 793 shares Class B Common Stock, child’s interest in Rankin Associates VI after 159-share gift
Child partnership interest after gift (second example) 556 shares Class B Common Stock, child’s interest in Rankin Associates V after 95-share gift
Large indirect Class A trust holding 182,185 shares Class A Common Stock held by trust for benefit of reporting person’s spouse
Underlying Class A shares (example derivative) 62,035 shares Underlying Class A shares for Class B Common Stock in CRW 2020 GST trust
bona fide gift financial
"transaction_code_description: "Bona fide gift" for Class B Common Stock entries"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
indirect financial
"ownership_type: "indirect" and ownership_code: "I" for trust and partnership holdings"
Class B Common Stock financial
"security_title: "Class B Common Stock" with underlying Class A Common Stock"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
underlying security title financial
"underlying_security_title: "Class A Common Stock" for Class B derivative positions"
beneficial ownership financial
"footnote: "Reporting Person disclaims beneficial ownership of all such shares.""
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WILLIAMS DAVID B

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock153,313ISpouse's proportionate partnership interest shares held by AMR Associates LP(1)
Class A Common Stock983ISpouse is Trustee of HRB 2020 GST trust fbo Clara Butler(1)
Class A Common Stock2,647ISpouse serves as Trustee of GSTs for the benefit of Clara R. Williams(1)
Class A Common Stock182,185IHeld by trust for the benefit of Reporting Person's Spouse(1)
Class A Common Stock24,649IHeld in trust fbo Reporting Person
Class A Common Stock983ISpouse is Trustee of HRB 2020 GST trust fbo Griffin Butler(1)
Class A Common Stock1,967IChild's proportionate partnership interest shares held by AMR Associates LP(1)
Class A Common Stock983IServes as Trustee of CRW 2020 GST trust fbo Helen Williams(1)
Class A Common Stock1,967IChild's proportionate partnership interest shares held by AMR Associates LP(1)
Class A Common Stock9,961IReporting Person is Trustee of a Trust for the benefit of Reporting Person's child(1)
Class A Common Stock983IServes as Trustee of CRW 2020 GST trust fbo Margo Williams(1)
Class A Common Stock7,211IReporting Person is Trustee of a Trust for the benefit of Reporting Person's child(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(2) (2) (2)Class A Common Stock147,481147,481ISpouse's proportionate partnership interest shares held by AMR Associates LP(1)
Class B Common Stock(2) (2) (2)Class A Common Stock62,03462,034ISpouse is Trustee of HRB 2020 GST trust fbo Clara Butler(1)
Class B Common Stock(2) (2) (2)Class A Common Stock41,67941,679ISpouse serves as Trustee of GSTs for the benefit of Clara R. Williams(1)
Class B Common Stock(2) (2) (2)Class A Common Stock52,32152,321ISpouse's proportionate interests in shares held by Rankin Associates I.(1)
Class B Common Stock(2) (2) (2)Class A Common Stock85,05685,056ISpouse's proportionate interests in shares held by Rankin Associates IV.(1)
Class B Common Stock(2) (2) (2)Class A Common Stock146146ISpouse's proportionate interest in shares held by Rankin Associates VI(1)
Class B Common Stock(2) (2) (2)Class A Common Stock20,16020,160ISpouse is Trustee of BTR 2020 GST trust fbo Clara Williams(1)
Class B Common Stock(2) (2) (2)Class A Common Stock11,76611,766Iproportionate LP interest in shares held by RA II, L.P
Class B Common Stock(2) (2) (2)Class A Common Stock905905Iproportionate interests held in shares in Rankin Associates V
Class B Common Stock(2) (2) (2)Class A Common Stock635635IReporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock(2) (2) (2)Class A Common Stock62,03562,035ISpouse is Trustee of HRB 2020 GST trust fbo Griffin Butler(1)
Class B Common Stock(2) (2) (2)Class A Common Stock1,8921,892IChild's proportionate partnership interest shares held by AMR Associates LP(1)
Class B Common Stock(2) (2) (2)Class A Common Stock22,65422,654IChild's trust?s proportionate interests in shares held by Rankin Associates II.(1)
Class B Common Stock(2) (2) (2)Class A Common Stock62,03562,035IServes as Trustee of CRW 2020 GST trust fbo Helen Williams(1)
Class B Common Stock(2) (2) (2)Class A Common Stock1,8921,892IChild's proportionate partnership interest shares held by AMR Associates LP(1)
Class B Common Stock(2) (2) (2)Class A Common Stock19,90419,904IChild's trust?s proportionate interests in shares held by Rankin Associates II.(1)
Class B Common Stock(2) (2) (2)Class A Common Stock62,03562,035IServes as Trustee of CRW 2020 GST trust fbo Margo Williams(1)
Class B Common Stock(2)05/29/2026G94 (2) (2)Class A Common Stock94$0555Ichild's proportionate interests held in shares in Rankin Associates V(1)
Class B Common Stock(2)05/29/2026G158 (2) (2)Class A Common Stock158$0792IChild's proportionate interest in shares held by Rankin Associates VI(1)
Class B Common Stock(2)05/29/2026G95 (2) (2)Class A Common Stock95$0556Ichild's proportionate interests held in shares in Rankin Associates V(1)
Class B Common Stock(2)05/29/2026G159 (2) (2)Class A Common Stock159$0793IChild's proportionate interest in shares held by Rankin Associates VI(1)
Explanation of Responses:
1. Reporting Person disclaims beneficial ownership of all such shares.
2. N/A
/s/ Suzanne S. Taylor, attorney-in-fact06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did HYSTER-YALE (HY) director David B. Williams report in this Form 4?

David B. Williams reported indirect holdings and small stock gifts involving family entities. The filing shows numerous Class A and Class B Common Stock positions held via trusts and partnerships, with Williams disclaiming beneficial ownership of all such shares.

How many HYSTER-YALE (HY) shares were gifted in this Form 4 filing?

The Form 4 reports bona fide gifts totaling 506 shares of Class B Common Stock. Each Class B share is linked to an equivalent number of underlying Class A shares, and these gifts came from children’s proportional interests in partnership entities.

Were the HYSTER-YALE (HY) transactions open-market buys or sells by David B. Williams?

No open-market buys or sells are reported. The only transactions with codes are four bona fide gifts of Class B Common Stock from indirect partnership interests. Other line items are holdings entries without specified transaction codes or share movements.

How are David B. Williams’ HYSTER-YALE (HY) holdings structured?

Holdings are largely indirect through family trusts and limited partnerships. Entries describe positions "held by" or "for the benefit of" his spouse and children, including GST trusts and AMR/Rankin partnership interests, rather than direct personal ownership.

Does David B. Williams claim beneficial ownership of the HYSTER-YALE (HY) shares reported?

A footnote explicitly states that Williams disclaims beneficial ownership of all such shares. This means the interests are attributed to family trusts and partnerships, and he does not assert a direct economic ownership claim over the reported positions.

What types of HYSTER-YALE (HY) securities are involved in this Form 4?

The filing involves Class A Common Stock and Class B Common Stock. Many Class B positions have an underlying security described as Class A Common Stock with a zero exercise price, reflecting dual-class and trust or partnership structures.