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Hyster-Yale (HY) director receives 1,055-share Class A equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LABARRE DENNIS W reported acquisition or exercise transactions in this Form 4 filing.

Hyster-Yale, Inc. director Dennis W. LaBarre received a grant of 1,055 shares of Class A Common Stock as compensation. The award was made as "Required Shares" under the company’s Non-Employee Directors' Equity Compensation Plan and carries a price of $0.00 per share.

Following this grant, LaBarre directly holds 38,939 shares of Class A Common Stock. He also has a direct derivative position in Class B Common Stock that is linked to 9,424 underlying Class A shares. The Form 4 reflects a routine equity award rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.

Insights

Routine director equity award increases direct share ownership.

Director Dennis W. LaBarre received 1,055 shares of Class A Common Stock at $0.00 per share as "Required Shares" under Hyster-Yale’s Non-Employee Directors' Equity Compensation Plan. This is a compensation-related grant, not a market trade.

After the grant, he directly owns 38,939 Class A shares and holds Class B Common Stock tied to 9,424 underlying Class A shares. The pattern is consistent with standard director equity compensation and does not indicate discretionary buying or selling activity.

Insider LABARRE DENNIS W
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 1,055 $0.00 --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 38,939 shares (Direct); Class B Common Stock — 9,424 shares (Direct)
Footnotes (1)
  1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan N/A
Director share grant 1,055 shares Class A Common Stock award at $0.00 per share
Class A shares owned after grant 38,939 shares Direct Class A Common Stock holding following award
Underlying shares from Class B 9,424 shares Underlying Class A shares linked to Class B Common Stock
Grant price $0.00 per share Stated price for 1,055-share Class A award
Non-Employee Directors' Equity Compensation Plan financial
"under the company's Non-Employee Directors' Equity Compensation Plan"
Required Shares financial
"awarded to the Reporting Person as "Required Shares" under the company's plan"
Class B Common Stock financial
"security_title": "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Class A Common Stock financial
"underlying_security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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FAQ

What did Hyster-Yale (HY) director Dennis LaBarre report in this Form 4?

Dennis LaBarre reported receiving an equity award of 1,055 shares of Hyster-Yale Class A Common Stock. The shares were granted at $0.00 per share as part of his director compensation, not through an open-market purchase.

How many Hyster-Yale (HY) shares does Dennis LaBarre own after this award?

After the award, Dennis LaBarre directly owns 38,939 shares of Hyster-Yale Class A Common Stock. He also holds Class B Common Stock that is tied to 9,424 underlying Class A shares, giving him a sizable overall equity position.

Was the 1,055-share Hyster-Yale (HY) award a market purchase or compensation grant?

The 1,055-share award was a compensation grant, not a market purchase. Footnotes state the Class A shares were awarded as "Required Shares" under the Non-Employee Directors' Equity Compensation Plan at a stated price of $0.00 per share.

What is the significance of Dennis LaBarre’s Class B Common Stock in Hyster-Yale (HY)?

Dennis LaBarre holds Class B Common Stock linked to 9,424 underlying Class A shares. This derivative holding provides additional exposure to Hyster-Yale equity beyond his direct Class A ownership, as reflected in the derivative position summary.

Does this Hyster-Yale (HY) Form 4 show any insider share sales?

This Form 4 does not show any insider sales. It reports one acquisition of 1,055 Class A shares as a director equity award and a holding entry for existing Class B Common Stock, with no open-market selling activity disclosed.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LABARRE DENNIS W

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026A(1)1,055A$038,939D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(2) (2) (2)Class A Common Stock9,4249,424D
Explanation of Responses:
1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
2. N/A
/s/ Suzanne S. Taylor, attorney-in-fact07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)