STOCK TITAN

Hyster-Yale (HY) director logs indirect Class B share gifts in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HYSTER-YALE, INC. director Claiborne R. Rankin reported two indirect “bona fide gift” transactions in Class B Common Stock on May 29, 2026. Entities associated with him gifted a total of 447 Class B shares (292 and 155 shares), each convertible into the same number of Class A shares at a stated exercise price of $0.00 per share.

The filing mainly updates numerous indirect trust and partnership holdings, with many entries simply restating positions and showing zero change in share counts. The reporting person disclaims beneficial ownership of all such shares, and the gifts do not involve open-market sales or purchases.

Positive

  • None.

Negative

  • None.
Insider RANKIN CLAIBORNE R
Role null
Type Security Shares Price Value
Gift Class B Common Stock 155 $0.00 --
Gift Class B Common Stock 292 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 0 shares (Indirect, Interest in Shares held by Rankin Associates V); Class A Common Stock — 5,416 shares (Indirect, Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr.)
Footnotes (1)
  1. Reporting Person disclaims beneficial ownership of all such shares. N/A proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
Gifted shares total 447 Class B shares Two bona fide gift transactions on May 29, 2026
First gift size 292 Class B shares Proportionate interest in Rankin Associates VI
Second gift size 155 Class B shares Interest in shares held by Rankin Associates V
Exercise price $0.00 per share Class B into Class A Common Stock, as reported
Class A trust holding 245,520 Class A shares Trust for benefit of Claiborne R. Rankin
Large partnership interest 168,945 underlying shares Spouse’s proportionate interest in Rankin Associates IV, L.P.
Holding entries count 23 entries Transactions classified as holdings in summary
Gift transactions count 2 gifts Bona fide gifts of Class B Common Stock
bona fide gift financial
"transaction_code_description": "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
indirect ownership financial
""ownership_type": "indirect""
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
limited partnership interest financial
"proportionate limited partnership interest in shares held by Rankin Associates IV, L.P"
Class B Common Stock financial
""security_title": "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
trustee financial
"Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers"
A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RANKIN CLAIBORNE R

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock5,416IReporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr.
Class A Common Stock6,957IHeld in trust fbo Reporting Person's spouse.(1)
Class A Common Stock245,520IReporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock188IServes as Trustee of the GSTs for the benefit of Julia R. Kuipers(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(2) (2) (2)Class A Common Stock100,000100,000Ispouses proportionate LP interst in shares held in RA1(1)
Class B Common Stock(2) (2) (2)Class A Common Stock3,9563,956Ispouse's proportionate limited partnership interest in shares held by Rankin Associates II LP(1)
Class B Common Stock(2) (2) (2)Class A Common Stock377377ISpouse's proportionate interests held in shares in Rankin Associates V(1)
Class B Common Stock(2) (2) (2)Class A Common Stock635635ISpouse's proportionate interest in shares held by Rankin Associates VI(1)
Class B Common Stock(2) (2) (2)Class A Common Stock168,945168,945ISpouse's proportionate interest held in shares in RA IV(1)
Class B Common Stock(2) (2) (2)Class A Common Stock20,15920,159IServes as Trustee of BTR 2020 GST trust fbo Chloe Seelbach(1)
Class B Common Stock(2) (2) (2)Class A Common Stock5050IProportionate general partnership interest in shares held in RAIV(3)
Class B Common Stock(2) (2) (2)Class A Common Stock40,62440,624Iproportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock(2) (2) (2)Class A Common Stock56,99156,991I_proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock(2) (2) (2)Class A Common Stock1,1651,165Iproportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock(2) (2) (2)Class A Common Stock20,15920,159IServes as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr(1)
Class B Common Stock(2) (2) (2)Class A Common Stock8080IInterest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class B Common Stock(2) (2) (2)Class A Common Stock100100IInterest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class B Common Stock(2) (2) (2)Class A Common Stock3,9503,950Iproportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class B Common Stock(2) (2) (2)Class A Common Stock30,55230,552IReporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class B Common Stock(2) (2) (2)Class A Common Stock54,03054,030IServes as Trustee of GSTs for the benefit of Chloe Seelbach(1)
Class B Common Stock(2) (2) (2)Class A Common Stock54,03054,030IServes as Trustee of the GSTs for the benefit of Claiborne Rankin Jr.(1)
Class B Common Stock(2) (2) (2)Class A Common Stock54,03054,030IServes as Trustee of the GSTs for the benefit of Julia R. Kuipers(1)
Class B Common Stock(2) (2) (2)Class A Common Stock20,16020,160IServes as Trustee of BTR 2020 GST trust fbo Julia Kuipers(1)
Class B Common Stock(2)05/29/2026G155 (2) (2)Class A Common Stock155$00IInterest in Shares held by Rankin Associates V
Class B Common Stock(2)05/29/2026G292 (2) (2)Class A Common Stock292$00IProportionate interest in shares held by Rankin Associates VI
Explanation of Responses:
1. Reporting Person disclaims beneficial ownership of all such shares.
2. N/A
3. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
/s/ Suzanne S. Taylor, attorney-in-fact06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did HY director Claiborne R. Rankin report in this Form 4?

He reported two indirect bona fide gift transactions involving Class B Common Stock. The filing also lists multiple indirect trust and partnership holdings, many of which simply restate existing positions without changing share counts.

How many HYSTER-YALE (HY) shares were transferred as gifts?

Entities associated with Claiborne R. Rankin gifted a total of 447 Class B Common Stock shares (292 and 155 shares). Each Class B share is linked to an equal number of Class A shares, at a stated exercise price of $0.00 per share.

Were there any open-market purchases or sales in this HY Form 4?

No open-market purchases or sales are shown. The only transactions with share movement are two bona fide gifts of Class B Common Stock. All other entries are reported as holdings, showing indirect positions in trusts and partnerships with no transaction code changes.

Are the HY shares in this filing held directly by Claiborne R. Rankin?

The shares are reported as indirectly owned through various trusts and limited partnerships. The filing notes that the reporting person serves as trustee or holds proportionate partnership interests and explicitly disclaims beneficial ownership of all such shares.

What does the $0.00 exercise price mean for HY Class B Common Stock here?

The filing states a $0.00 exercise price for the Class B Common Stock, with underlying Class A Common Stock in matching amounts. This reflects the conversion terms reported, not a market price, and does not indicate any cash paid in these gift transactions.

How many HY transactions in this Form 4 are classified as gifts?

The transaction summary shows two bona fide gift transactions totaling 447 shares. There are 23 additional entries labeled as holdings with unknown transaction codes, representing indirect positions in various trusts and limited partnerships associated with the reporting person.