STOCK TITAN

Intercontinental Exchange (ICE) director receives 1,538 restricted stock units as equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Pinto Daniel E reported acquisition or exercise transactions in this Form 4 filing.

Intercontinental Exchange, Inc. director Daniel E. Pinto reported receiving an equity award of 1,538 restricted stock units of common stock. The RSUs were granted as a compensation award at no cash cost to him and will vest on the one-year anniversary of the grant date, May 18, 2027. Once vested, they may be settled only in shares of Intercontinental Exchange common stock, giving him 1,538 shares-based units credited following this award.

Positive

  • None.

Negative

  • None.
Insider Pinto Daniel E
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,538 $0.00 --
Holdings After Transaction: Common Stock — 1,538 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. The common stock number referred in Table 1 represents 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
RSUs granted 1,538 units Restricted stock units of ICE common stock granted to director
Grant price $0.00 per unit Compensation award, no cash paid by reporting person
Holdings after award 1,538 units Total common stock-related units following the RSU grant
Vesting date May 18, 2027 One-year anniversary of the RSU grant date
Security type Common Stock / RSUs RSUs settle only in ICE common stock
restricted stock units financial
"Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vests on the one-year anniversary financial
"This award of restricted stock units vests on the one-year anniversary of the award date"
may be settled only by delivery of shares financial
"may be settled only by delivery of shares of the Issuer's common stock"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pinto Daniel E

(Last)(First)(Middle)
5660 NEW NORTHSIDE DRIVE

(Street)
ATLANTA GEORGIA 30328

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026A1,538(1)A$01,538(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.
2. The common stock number referred in Table 1 represents 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
/s/ Octavia N. Spencer, Attorney-in-fact05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ICE director Daniel E. Pinto report?

Daniel E. Pinto reported receiving an award of 1,538 restricted stock units of Intercontinental Exchange common stock. This is a compensation-related grant at no cash cost, recorded as an acquisition of common stock equivalents under a Form 4 insider filing.

How many Intercontinental Exchange (ICE) RSUs were granted to Daniel Pinto?

Daniel Pinto was granted 1,538 restricted stock units of Intercontinental Exchange common stock. These RSUs are reflected as 1,538 common stock units in the filing and represent his total reported holdings following the award, all tied to this single grant.

When do Daniel Pinto’s ICE restricted stock units vest?

The restricted stock units granted to Daniel Pinto vest on the one-year anniversary of the grant date, May 18, 2027. After vesting, the award may be settled only by delivering shares of Intercontinental Exchange common stock corresponding to the vested RSUs.

Is Daniel Pinto’s ICE Form 4 transaction a market purchase or sale?

The filing shows a grant coded as an acquisition, not a market purchase or sale. The 1,538 restricted stock units were awarded as compensation at a price of $0.00 per unit, rather than being bought or sold in the open market.

How many ICE shares does Daniel Pinto hold after this RSU award?

After this transaction, Daniel Pinto is reported as holding 1,538 units tied to Intercontinental Exchange common stock. The footnotes clarify these represent 1,538 restricted stock units that will vest on May 18, 2027, and may then be settled in ICE shares.