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  4. [Form 4] Intercontinental Exchange, Inc. Insider Trading Activity

ICE director granted 1,698 restricted stock units

Intercontinental Exchange director Caroline Louise Silver reported routine equity compensation and related tax withholding.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Intercontinental Exchange director Caroline Louise Silver reported routine equity compensation and related tax withholding. She received 1,698 restricted stock units that vest on the one-year anniversary of the grant date, May 18, 2027, and will be settled in common shares. Of these, 1,538 RSUs relate to service on the parent board and 160 to service on subsidiary ICE Clear Europe Limited. In a separate entry, 64 common shares were withheld to cover the issuer’s tax withholding obligation on vested units. After these transactions, her aggregate direct position reported in this filing is 11,149 common shares and 1,698 RSUs, for a total of 12,847 common-share equivalents.

Positive

  • None.

Negative

  • None.
Insider Silver Caroline Louise
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 1,698 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 64 $0.00 $0.00
Holdings After Transaction: Common Stock — 12,847 shares (Direct)
Footnotes (3)
  1. F1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,698 restricted stock units awarded, 1,538 were awarded as compensation for service on the Issuer's board and 160 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.
  2. F2. Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
  3. F3. The common stock number referred in Table 1 is an aggregate number and represents 11,149 shares of common stock and 1,698 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
RSU grant 1,698 restricted stock units Equity award to director on May 18, 2026, vesting May 18, 2027
Board RSUs (parent) 1,538 restricted stock units Compensation for service on Intercontinental Exchange board
Board RSUs (subsidiary) 160 restricted stock units Compensation for service on ICE Clear Europe Limited board
Tax withholding shares 64 common shares Shares withheld to satisfy issuer’s tax withholding obligation
Post-transaction RSUs 1,698 restricted stock units Unvested units vesting on May 18, 2027
Common shares held 11,149 shares Common stock held directly as referenced in aggregate holding footnote
Total common-share equivalents 12,847 shares Aggregate of 11,149 shares and 1,698 RSUs after transactions
restricted stock units financial
"Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligation financial
"Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation."
subsidiary financial
"160 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited."
A subsidiary is a company that is controlled or owned by a larger company, known as the parent company. Think of it like a branch or division of a bigger organization; it operates separately but is ultimately guided by the parent. For investors, understanding subsidiaries helps clarify how a larger company is structured and where its resources and risks are concentrated.
grant, award, or other acquisition financial
"Grant, award, or other acquisition"
payment of exercise price or tax liability by delivering securities financial
"Payment of exercise price or tax liability by delivering securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ICE (ICE) director Caroline Louise Silver report in this Form 4?
She reported a grant of 1,698 restricted stock units and a withholding of 64 common shares to cover tax obligations, all related to her equity-based compensation for board service.

How many restricted stock units did ICE (ICE) grant to Caroline Louise Silver?
She received 1,698 restricted stock units. Of these, 1,538 units compensate service on Intercontinental Exchange’s board and 160 units compensate service on subsidiary ICE Clear Europe Limited’s board, all vesting together.

When do Caroline Louise Silver’s new ICE (ICE) restricted stock units vest?
The 1,698 restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027, after which they may be settled in shares of common stock.

Why were 64 ICE (ICE) shares disposed of in this Form 4?
The 64 common shares were withheld by the issuer to satisfy tax withholding obligations tied to vested restricted stock units. This is a standard, non-market tax payment mechanism rather than an open-market sale.

What are Caroline Louise Silver’s reported ICE (ICE) holdings after these transactions?
After these transactions, she is reported as holding 11,149 common shares and 1,698 restricted stock units, an aggregate of 12,847 common-share equivalents according to the filing’s footnote disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Silver Caroline Louise
(Last)(First)(Middle)
5660 NEW NORTHSIDE DRIVE
(Street)
ATLANTA GEORGIA 30328
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026A1,698(1)A$012,911D
Common Stock05/18/2026F64(2)D$012,847(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,698 restricted stock units awarded, 1,538 were awarded as compensation for service on the Issuer's board and 160 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.
2. Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
3. The common stock number referred in Table 1 is an aggregate number and represents 11,149 shares of common stock and 1,698 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
/s/ Octavia N. Spencer, Attorney-in-fact05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

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