Innventure CEO forfeits 8,103 shares in restructure

Innventure’s CEO voluntarily forfeited 8,103 common shares without consideration, leaving him with 131,182 shares directly held.

Available on EDGAR 09/15/2026 - 08:58 AM EDT Accepted by SEC EDGAR 09/15/2026 - 08:57 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Innventure, Inc. (INV) reported that Chief Executive Officer and director William J. Grieco voluntarily forfeited and cancelled 8,103 shares of common stock on September 15, 2026. This was characterized as an other disposition related to a restructuring, not a sale, and Grieco received no proceeds or other consideration. Following the forfeiture, he directly holds 131,182 shares of Innventure common stock. No transactions were made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Other: 8,103 shares

Other 1 txn

Insider Grieco William J.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Other	Common Stock F1	8,103	$0.00	$0.00

Holdings After Transaction: Common Stock — 131,182 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.

Key Figures

Shares forfeited and cancelled: 8,103 shares Shares held after transaction: 131,182 shares Transaction price per share: $0.00 per share +2 more

5 metrics

Shares forfeited and cancelled 8,103 shares Voluntary forfeiture of Innventure common stock on September 15, 2026

Shares held after transaction 131,182 shares Innventure common stock directly held by William J. Grieco after forfeiture

Transaction price per share $0.00 per share No proceeds or consideration received in the forfeiture and cancellation

Transaction type code Code J Other acquisition or disposition of non-derivative common stock

Restructuring-related shares 8,103 shares Shares classified in the filing’s transaction summary as restructuring-related

Key Terms

voluntary forfeiture, cancellation of shares, Rule 10b5-1, Other acquisition or disposition

4 terms

voluntary forfeiture financial

"The reported transaction reflects the voluntary forfeiture and cancellation of shares"

cancellation of shares financial

"voluntary forfeiture and cancellation of shares of common stock"

Rule 10b5-1 regulatory

"Footnotes may reference Rule 10b5-1 trading plans or pre-arranged trading arrangements"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Other acquisition or disposition regulatory

"transaction was coded as an Other acquisition or disposition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Innventure (INV) report for William J. Grieco?

Innventure reported that CEO and director William J. Grieco voluntarily forfeited and cancelled 8,103 shares of common stock on September 15, 2026, in a restructuring-type transaction classified as an other acquisition or disposition.

Did the Innventure (INV) CEO receive any proceeds from the 8,103-share transaction?

No. The footnote states that the CEO received no proceeds or other consideration in connection with the voluntary forfeiture and cancellation of 8,103 Innventure common shares.

How many Innventure (INV) shares does the CEO hold after this Form 4 transaction?

After the reported transaction, William J. Grieco directly holds 131,182 shares of Innventure, Inc. common stock, according to the Form 4 disclosure.

What does the J code mean in the Innventure (INV) Form 4 transaction?

The transaction is coded J, described as an other acquisition or disposition. In this case, it reflects the voluntary forfeiture and cancellation of previously issued Innventure common shares, rather than a market sale or purchase.

Was the Innventure (INV) CEO’s forfeiture done under a Rule 10b5-1 plan?

No. The Form 4’s Rule 10b5-1 checkbox is not marked as affirming such a plan, and the footnote does not describe the transaction as being made under a Rule 10b5-1 trading plan.

What contextual explanation is given for the Innventure (INV) share forfeiture?

The forfeiture and cancellation of shares are described as being as described in an August 19, 2026 letter to shareholders from Innventure’s Board of Directors, indicating it followed a board-communicated initiative.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Grieco William J.

(Last) (First) (Middle)

6900 TAVISTOCK LAKES BLVD

SUITE 400

(Street)

ORLANDO FLORIDA 32827

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		J(1)		8,103	D	$0	131,182	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.

Remarks:

	/s/ Suzanne Niemeyer, Attorney-in-Fact	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)