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Joby Aviation (JOBY) officer Dehoff logs RSU vesting and 10,484-share tax sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. officer Kate Dehoff reported routine equity compensation activity. On 01/01/2026, previously granted restricted stock units (RSUs) converted into a total of 26,811 shares of common stock through three transactions of 8,306, 5,224, and 13,281 shares at an exercise price of $0 per share.

On 01/02/2026, Dehoff sold 10,484 shares of common stock at $13.51 per share to cover taxes due upon the RSU release and settlement, as required by the RSU award terms, and held 165,696 shares of common stock directly afterward. The underlying RSU awards vest in scheduled quarterly installments over multi‑year periods, subject to Dehoff’s continued service.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
01/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/01/2026 M 8,306 A $0 157,675 D
Common Stock 01/01/2026 M 5,224 A $0 162,899 D
Common Stock 01/01/2026 M 13,281 A $0 176,180 D
Common Stock 01/02/2026 S(1) 10,484 D $13.51 165,696 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 01/01/2026 M 8,306 (2) (2) Common Stock 8,306 $0 66,445 D
Restricted Stock Units (RSUs) $0 01/01/2026 M 5,224 (3) (3) Common Stock 5,224 $0 31,345 D
Restricted Stock Units (RSUs) $0 01/01/2026 M 13,281 (4) (4) Common Stock 13,281 $0 0 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
3. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
4. Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Joby Aviation (JOBY) disclose for Kate Dehoff?

The filing shows that officer Kate Dehoff had restricted stock units (RSUs) convert into common stock on 01/01/2026 and then sold 10,484 shares on 01/02/2026 primarily to cover taxes.

How many Joby Aviation (JOBY) shares did Kate Dehoff receive from RSU vesting?

On 01/01/2026, RSU awards converted into a total of 26,811 shares of Joby Aviation common stock, through transactions of 8,306, 5,224, and 13,281 shares at an exercise price of $0.

At what price and why were 10,484 Joby Aviation (JOBY) shares sold?

On 01/02/2026, 10,484 shares of Joby Aviation common stock were sold at $13.51 per share. The explanation states this sale covered taxes due upon the release and settlement of the RSUs, as required by the RSU award terms.

How many Joby Aviation (JOBY) shares does Kate Dehoff hold after these transactions?

Following the reported transactions, Kate Dehoff beneficially owned 165,696 shares of Joby Aviation common stock in direct ownership.

What are the vesting terms of Kate Dehoff’s RSU awards at Joby Aviation (JOBY)?

One RSU award vests in 16 equal quarterly installments from January 1, 2024. A second vests in equal quarterly installments over four years from July 1, 2023. A third vests with 10% of the RSUs on each of the first four quarterly anniversaries of January 1, 2022 and 5% on each quarterly anniversary thereafter, in each case subject to continued service.

Is the reported Joby Aviation (JOBY) insider sale part of a compensation-related tax withholding?

Yes. The explanation specifies that the 10,484-share sale represents the aggregate number of shares sold to cover taxes due upon the release and settlement of RSUs, as required by the RSU award terms.

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SANTA CRUZ